People v. Ramos
5 Cal. App. 5th 897
Cal. Ct. App.2016Background
- Ramos was charged with burglary and two counts of making criminal threats; he repeatedly sought new counsel, then waived counsel and elected to self-represent at trial.
- On the morning trial began (after the court denied further substitution and Ramos insisted on a speedy trial), Ramos protested and was removed from the courtroom for disruptive conduct during opening statements.
- The court did not appoint standby or substitute counsel; during Ramos’s exclusion the prosecution gave its opening and conducted direct examination of Nancy Garcia, a key percipient witness whose testimony was central to proving sustained fear under Penal Code § 422.
- After Garcia’s direct examination the court allowed Ramos back into the courtroom; he cross‑examined Garcia and the trial continued. The jury convicted on all counts.
- On appeal the Attorney General conceded error in removing Ramos without appointing counsel but argued harmless‑error should apply; the Court of Appeal held the absence of counsel during Garcia’s direct examination was a deprivation of the Sixth Amendment right to counsel at a critical stage and required reversal per Cronic.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether involuntary removal of a self‑represented defendant without standby counsel denies Sixth Amendment right to counsel | AG conceded trial court erred by allowing trial to proceed without counsel after removal | Ramos argued removal deprived him of counsel during a critical stage and requires automatic reversal | Yes — removal without substitute counsel deprived Ramos of Sixth Amendment right to counsel during the period of absence |
| Whether denial of counsel during that period is subject to harmless‑error review | AG: apply harmless error; Ramos: per se reversible under Cronic | Ramos: absence was during a critical stage (direct exam of key witness) so per se reversal required | Per Cronic, denial of counsel at a critical stage (taking of testimony) requires presumed prejudice and reversal without harmless‑error analysis |
| Whether Ramos’s disruptive conduct forecloses per se relief because he caused his own removal | AG argued Ramos’s misconduct was part of a plan and should preclude automatic reversal | Ramos contended removal was involuntary and did not constitute a waiver of right to counsel | Court: misconduct does not convert involuntary removal into a valid waiver of counsel; voluntary‑absence doctrine inapplicable here |
| Remedy — appropriate relief | AG urged affirmance as harmless or limited remedy | Ramos sought reversal and retrial | Judgment reversed and remanded for a new trial |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (1975) (right to self‑representation and court may appoint standby counsel if self‑representation terminated)
- United States v. Cronic, 466 U.S. 648 (1984) (complete denial of counsel at critical stage requires presumed prejudice and automatic reversal)
- Mickens v. Taylor, 535 U.S. 162 (2002) (general prejudice standard contrasted with Cronic presumption)
- Illinois v. Allen, 397 U.S. 337 (1970) (defendant may lose right to be present by disruptive conduct)
- Roe v. Flores‑Ortega, 528 U.S. 470 (2000) (discussing prejudice and Cronic framework)
- Neder v. United States, 527 U.S. 1 (1999) (harmless‑error principles and structural error discussion)
- People v. Carroll, 140 Cal.App.3d 135 (1983) (involuntary exclusion of self‑represented defendant during testimony of key witnesses is fundamental error requiring reversal)
- People v. Soukomlane, 162 Cal.App.4th 214 (2008) (absence during prosecutor’s examination of key witness prejudicial; reversal required)
- United States v. Mack, 362 F.3d 597 (9th Cir. 2004) (self‑represented defendant acting out does not forfeit right to representation; court may appoint counsel but cannot leave defendant unrepresented)
