People v. Peque
22 N.Y.3d 168
| NY | 2013Background
- Noncitizen defendants pled guilty to felonies in New York and faced potential deportation as a consequence of their pleas.
- The Court overruled Ford’s view that warning about deportation never affects plea validity, holding due process requires notice of deportation risk.
- Diaz, Peque, and Thomas involved appeals challenging whether the trial court’s failure to warn about deportation rendered pleas involuntary.
- Diaz: the trial court did not address deportation; the decision remanded for prejudice development.
- Peque: preservation issues governed the direct appeal; Diaz allowed remand to develop prejudice; Thomas preserved its claim on direct appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the deportation risk must be warned about at plea allocution. | People argue deportation is collateral, not altering voluntariness. | Defendants contend due process requires warning due to deportation's severity. | Deportation must be warned; due process requires notice. |
| Preservation vs. non-preservation for claims about deportation warnings. | People rely on Ford-preservation rules. | Diaz falls under Lopez/Louree exceptions; Peque required preservation. | Diaz remitted for prejudice development; Peque/Thomas addressed on direct appeal. |
| Remedy for due process violation when deportation warning was missing. | Remedial approach should be automatic vacatur. | Remedy should be prejudice-based; remittal allowed. | Remand to consider prejudice; automatic vacatur not required in all cases. |
| Classification of deportation as direct vs collateral consequence after Padilla. | Deportation may be treated as direct consequence. | Continues to be viewed as collateral but highly consequential. | Deportation treated as uniquely significant; not purely direct or collateral; requires notice. |
Key Cases Cited
- Ford v. People, 86 N.Y.2d 397 (N.Y. 1995) (deportation deemed collateral; no pre-plea warning required)
- Catu v. United States, 4 N.Y.3d 242 (N.Y. 2004) (failure to warn direct consequence requires reversal; postrelease supervision example)
- Gravino v. State, 14 N.Y.3d 546 (N.Y. 2010) (direct vs collateral; some consequences require prejudice show)
- Harnett v. State, 16 N.Y.3d 200 (N.Y. 2011) (SORA/SOMTA-like consequences; prejudice standard for remedy)
- Lopez v. People, 71 N.Y.2d 662 (N.Y. 1988) (preservation exception for allocution defects when record shows clear deficiency)
- Louree v. People, 8 N.Y.3d 541 (N.Y. 2007) (exception to preservation for certain plea-allocution errors)
- Murray v. People, 15 N.Y.3d 725 (N.Y. 2010) (when preservation required for voluntariness challenges; narrow exceptions)
- Gravino v. State, 14 N.Y.3d 546 (N.Y. 2010) (prejudice standard for significant collateral consequences)
