People v. Pealer
20 N.Y.3d 447
NY2013Background
- In October 2008, police received an anonymous tip that a possibly intoxicated driver left a restaurant and was in a gray car with a rear window sticker; an officer observed a weaving Subaru and stopped it for a window-sticker violation.
- The driver, Pealer, admitted drinking two beers after work; he showed signs of intoxication and failed field sobriety tests; a breath test yielded a BAC of .15%.
- Pealer was indicted for felony DWI with prior felony DWI convictions after being arrested at the station following a breathalyzer test.
- During trial, the People offered three documents about routine calibration/maintenance of the breathalyzer to prove the machine’s proper functioning; the documents were to be admitted via the officer who tested Pealer.
- Pealer challenged the documents under the Confrontation Clause; the trial court admitted them; the jury convicted Pealer of DWI as a class D felony and related offenses.
- The Appellate Division affirmed, concluding the records were non-testimonial and did not implicate the Confrontation Clause; this Court granted leave to appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether breathalyzer maintenance records are testimonial under Crawford | Pealer argues records implicate Confrontation Clause as testimonial | Pealer contends records were created to prove machine functioning, not to prosecute a person | Records are non-testimonial; Confrontation Clause not implicated |
| What framework governs whether such records are testimonial | Rawlins/Brown/Melendez-Diaz guide that such records may be testimonial if linked to crime | Records serve equipment maintenance purposes, not criminal accusation | Primary-purpose analysis supports non-testimonial determination |
| Are calibration/maintenance records admissible as business records | Records simply reflect objective maintenance facts | Records could be treated as testimonial; require cross-examination | Records fit within business-records exception and are non-testimonial |
| Does Melendez-Diaz require a different view of these records post-decision | Melendez-Diaz may alter precedent on testimonial evidence | Melendez-Diaz does not disturb ongoing non-testimonial treatment of such records | Melendez-Diaz does not change the analysis; records remain non-testimonial |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (Supreme Court, 2004) (establishes confrontation-clause framework for testimonial statements)
- Davis v. Washington, 547 U.S. 813 (Supreme Court, 2006) (distinguishes testimonial from nontestimonial statements)
- Michigan v. Bryant, 131 S. Ct. 1143 (U.S. Supreme Court, 2011) (primary-purpose framework for testimonial analysis)
- People v. Rawlins, 10 N.Y.3d 136 (N.Y. Ct. App., 2008) (identifies factors for testimonial vs. non-testimonial in NY context)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (Supreme Court, 2009) (breathalyzer-like forensic certificates considered testimonial in some contexts)
- Bullcoming v. New Mexico, 564 U.S. — (Supreme Court, 2011) (addresses forensic lab reports and testimonial nature)
- People v. Brown, 13 N.Y.3d 332 (N.Y. Ct. App., 2009) (articulates factors analyzing endorsement of testimonial vs. non-testimonial records)
