2018 CO 89
Colo.2018Background
- Erin Janis stabbed a man outside a Denver bar; charged with first-degree assault and claimed self-defense. She remained in custody throughout trial.
- Defense counsel informed the court Janis suffered severe PTSD and might need to leave the courtroom; the court and parties agreed to a protocol allowing her to excuse herself if needed.
- During the victim’s testimony, counsel told the court Janis wished to leave; the court permitted her to exit without personally advising her of the right to be present or conducting an on-the-record colloquy.
- While absent, counsel conferred with Janis and later stated she preferred to stipulate to identification rather than be forced back into court; the victim subsequently testified identifying Janis.
- Janis was later convicted and sentenced to 12 years; the court of appeals reversed, finding no valid personal waiver on the record. The Colorado Supreme Court granted certiorari.
Issues
| Issue | Plaintiff's Argument (People) | Defendant's Argument (Janis) | Held |
|---|---|---|---|
| Whether an in-custody defendant must receive a formal on-the-record advisement to waive the right to be present | Formal advisement is not constitutionally required; totality of circumstances suffices | Absent a personal on-the-record advisement and colloquy, an in-custody defendant cannot validly waive this personal right | No; formal advisement preferred but not required; waiver judged under totality of circumstances |
| Whether the record shows Janis knowingly, intelligently, and voluntarily waived her right to be present | Statements of counsel and surrounding circumstances can prove waiver; People met their burden here | Counsel’s statements alone are insufficient; personal colloquy required, especially for an in-custody defendant with PTSD | Held that the record supports a knowing, intelligent, voluntary waiver based on competency findings, counsel’s communications, and Janis’s choices |
Key Cases Cited
- United States v. Gagnon, 470 U.S. 522 (discusses right to presence rooted in the Confrontation Clause)
- Illinois v. Allen, 397 U.S. 337 (defendant’s right to be present at every stage; disruptive-waiver doctrine)
- Taylor v. United States, 414 U.S. 17 (waiver by voluntary absence can be effective without an express judicial warning)
- Johnson v. Zerbst, 304 U.S. 458 (waiver inquiry is fact-specific; ad hoc totality-of-circumstances approach)
- Strickland v. Washington, 466 U.S. 668 (strong presumption that counsel’s representation is adequate)
- People v. Curtis, 681 P.2d 504 (Colo. 1984) (right to be present is personal; discussion of advisement practice)
- People v. Mozee, 723 P.2d 117 (Colo. 1986) (absence of on-the-record advisement does not automatically invalidate waiver)
