People v. Hicks
226 Cal. Rptr. 3d 565
Cal.2017Background
- Marvin Travon Hicks drove at very high speeds while under the influence of marijuana and PCP, fleeing police and colliding with a Lexus, killing a 2‑year‑old and injuring the mother.
- Original jury convicted Hicks of multiple lesser offenses (including gross vehicular manslaughter while intoxicated) but deadlocked on second‑degree murder; court declared a mistrial as to murder and retried only the murder count.
- At retrial, the prosecutor read portions of Hicks’s prior testimony; defense requested an instruction informing the retrial jury of the prior gross vehicular manslaughter conviction, which the trial court refused, precluding any reference to the prior trial/verdict.
- Defense argued nondisclosure created an “all‑or‑nothing” choice (murder conviction or perceived total exoneration) that could coerce a murder verdict; prosecution and court worried disclosure would confuse jurors and prompt speculation about punishment or why retrial occurred.
- The Supreme Court majority held that trial courts may not inform a retrial jury of specific convictions from a prior proceeding, but must (upon request) give a limited instruction explaining segmented trials and admonishing jurors not to consider punishment or speculate about other proceedings; failure to give that instruction in this case was found harmless.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a retrial jury may be informed of specific convictions from a prior deadlocked trial | Informing jurors of prior convictions risks confusion, speculation about punishment, and improper focus on extraneous facts | Retrial jurors should be told of prior convictions to avoid an all‑or‑nothing choice that may coerce a harsher verdict | Court: Trial court errs if it informs retrial jury of specific prior convictions; instead, give a limited instruction about segmented trials and not considering punishment |
| Whether Penal Code §§ 1093 and 1127 authorize an instruction disclosing prior verdicts | These statutes authorize instructions on the law, not factual disclosures that may invade jury fact‑finding | Defendant contends the court can and should state the prior conviction as an uncontested fact to correct juror misimpressions | Court: Unnecessary to decide statutory reach; approves a legal instruction (per §§ 1093, 1127) that avoids factual disclosure |
| Whether defendant’s requested instruction was required or denied harmlessly | N/A (People defend harmlessness) | Failure to give the requested instruction prejudiced defendant by altering jury’s perception compared to first trial | Court: Review under Watson harmless‑error standard; no reasonable probability of a different outcome, so error (if any) was harmless |
| Proper remedial instruction for retrials after prior convictions on lesser related offenses | N/A | Court should permit an instruction explaining segmented trials and forbidding consideration/speculation about punishment or other proceedings | Court: Approves a model instruction (to be given on request) that explains segmented trials and forbids considering punishment or speculation about other proceedings |
Key Cases Cited
- People v. Birks, 19 Cal.4th 108 (explains necessarily included vs. lesser related offenses and limits instruction on uncharged lesser related offenses)
- People v. Fields, 13 Cal.4th 289 (deadlocked jury exception to double jeopardy; retrial barred if prior verdict convicted of necessarily included offense)
- People v. Breverman, 19 Cal.4th 142 (instructional error standards and encouraging accurate verdicts within charged counts)
- People v. Batchelor, 229 Cal.App.4th 1102 (appellate decision holding retrial jury should be told of prior gross vehicular manslaughter conviction — disapproved by this Court)
- People v. Johnson, 6 Cal.App.5th 505 (similar appellate case affirming Batchelor; Court of Appeal held jurors should be told of prior conviction)
- People v. Coddington, 23 Cal.4th 529 (NGI instruction context: jurors may be told consequences to avoid verdicts based on concern defendant will go free)
