People v. Haynie CA3
C089306
| Cal. Ct. App. | Jun 11, 2021Background
- Haynie pleaded no contest to attempted carjacking and admitted two prior serious felony convictions; plea included a stipulated 13-year term (3 years for the offense doubled by a strike + 10 years for two § 667(a) enhancements).
- At sentencing the court found Haynie ``had the ability to pay'' a $1,000 restitution fine but ultimately imposed the $300 statutory minimum restitution fine and a corresponding $300 parole-revocation fine; the abstract of judgment also reflected a $40 court operations fee (§ 1465.8) and $30 conviction assessment (Gov. Code § 70373).
- Senate Bill No. 1393 (effective Jan. 1, 2019) authorized trial courts to exercise discretion under § 1385 to strike prior serious-felony enhancements for sentencing purposes.
- Haynie appealed, arguing (1) remand is required so the trial court can decide whether to strike one or both prior serious-felony enhancements under SB 1393 and (2) the court violated due process by imposing fines/fees without an ability-to-pay hearing.
- The Court of Appeal held (a) remand is required to permit Haynie to seek relief under SB 1393 and (b) Haynie’s due process challenge to the fees failed; the judgment was modified to impose the mandatory $40 and $30 assessments and otherwise affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a certificate of probable cause is required to seek retroactive relief under SB 1393 after a plea to a stipulated term | Certificate required to attack a stipulated sentence after plea | No certificate needed because claim seeks postplea relief under new law and does not invalidate the plea | Not required — People v. Stamps controls; no certificate needed |
| Whether remand is futile or defendant should be allowed to seek the court’s exercise of § 1385 discretion to strike prior serious-felony enhancements | Remand is futile because trial court said it would not grant probation and thus would not reduce sentence | Remand appropriate so defendant can ask court to exercise discretion; if court inclined to strike, People may withdraw from plea | Remand appropriate; if court is inclined to strike, prosecution may withdraw from plea (per Stamps) |
| Whether due process requires an ability-to-pay hearing before imposing court operations and conviction assessment fees | Forfeiture and/or Eighth Amendment arguments; imposition lawful without an ability-to-pay hearing | Due process (per People v. Dueñas) requires an ability-to-pay hearing before imposing those fees | Rejected Haynie’s Dueñas-based due process claim; fees upheld; judgment modified to reflect mandatory $40 and $30 assessments |
Key Cases Cited
- People v. Stamps, 9 Cal.5th 685 (Cal. 2020) (held defendants need no certificate of probable cause to seek retroactive relief under SB 1393 and directed remand procedure if court may exercise § 1385 discretion)
- People v. Cuevas, 44 Cal.4th 374 (Cal. 2008) (explained certificate of probable cause requirement for postplea appeals)
- People v. Buttram, 30 Cal.4th 773 (Cal. 2003) (distinguished attacks on plea validity from collateral postplea sentencing claims)
- People v. Ellis, 43 Cal.App.5th 925 (Cal. Ct. App. 2019) (concluded remand is not necessarily futile after SB 1393 changed sentencing discretion)
- People v. Dueñas, 30 Cal.App.5th 1157 (Cal. Ct. App. 2019) (concluded an ability-to-pay hearing is required before imposing certain assessments)
- People v. Kopp, 38 Cal.App.5th 47 (Cal. Ct. App. 2019) (review granted; agreed with Dueñas on need for ability-to-pay hearing for some assessments)
- People v. Turner, 96 Cal.App.4th 1409 (Cal. Ct. App. 2002) (permitted modification of judgment to reflect mandatory assessment fees)
- People v. Nelson, 51 Cal.4th 198 (Cal. 2011) (held objections to restitution fines must be raised in trial court to preserve appellate review)
