People v. Cross
61 Cal. 4th 164
| Cal. | 2015Background
- Defendant Joshua Cross was charged with felony corporal injury to a cohabitant under Penal Code § 273.5(a); the information alleged a prior § 273.5 conviction within seven years.
- At trial Cross (through counsel) stipulated to the prior conviction; the trial court accepted the stipulation without advising Cross of constitutional trial rights or eliciting a personal waiver.
- The jury convicted Cross of the current § 273.5(a) offense and found the prior-conviction allegation true.
- Because of the prior, the court sentenced Cross to the five-year maximum under former § 273.5(e) (now § 273.5(f)).
- On appeal Cross argued his stipulation was invalid under In re Yurko because it was made without the Boykin/Tahl advisements; the Court of Appeal rejected him, relying on People v. Witcher.
- The California Supreme Court granted review, held Yurko applies, reversed the true finding and sentence, and remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Boykin/Tahl/Yurko advisements are required before accepting a defendant's admission/stipulation to a prior conviction that increases punishment | The People argued no forfeiture and that stipulating to a prior that is an element of an aggravated scheme is like stipulating an element; no special advisement requirement beyond statutory protections | Cross argued his stipulation exposed him to greater punishment and, per Yurko, required express Boykin/Tahl advisements and personal waiver; absence invalidated the stipulation | Court held Yurko applies: when an admission to a prior conviction alone exposes a defendant to increased punishment, the court must ensure the waiver is knowing and voluntary (Boykin/Tahl protections); Cross’s stipulation invalidated and sentence vacated |
| Whether Cross forfeited the claim by failing to object at trial | AG relied on forfeiture principles (People v. Vera) to bar review | Cross relied on Yurko/Palmer analogies that prophylactic plea protections cannot be forfeited where voluntariness is at stake | Court exercised discretion to reach the claim: forfeiture inapplicable because the issue concerns fundamental voluntariness/prophylactic protections akin to guilty-plea safeguards |
| Whether the distinction between an "enhancement" and an "alternative sentencing scheme" matters for advisement requirements | AG and Court of Appeal argued § 273.5(f) is an alternative sentencing scheme, so Yurko does not apply | Cross argued practical effect matters: the stipulation exposed him to additional punishment like an enhancement, so Yurko governs | Court rejected the distinction as dispositive: practical effect (automatic increased exposure) triggers Yurko protections regardless of label |
| Whether the record showed a knowing and voluntary waiver under the totality-of-the-circumstances test | AG argued Adams/Witcher-type authorities or that the complaint’s charging and plea context gave notice of consequences | Cross argued the colloquy contained no personal advisement, waiver, or indication he knew his rights or consequences | Court found the record lacked affirmative proof the stipulation was knowing and voluntary under Howard/Mosby totality test; set aside the stipulation and sentence |
Key Cases Cited
- Boykin v. Alabama, 395 U.S. 238 (superseded in part on other grounds) (guilty plea requires advisement and personal waiver of three constitutional rights)
- In re Yurko, 10 Cal.3d 857 (1974) (prior-conviction admission that increases punishment requires Boykin/Tahl advisements)
- In re Tahl, 1 Cal.3d 122 (1969) (plea voluntariness and waiver requirements)
- People v. Adams, 6 Cal.4th 570 (1993) (distinguishing evidentiary stipulations from admissions that have definite penal consequences)
- People v. Howard, 1 Cal.4th 1132 (1992) (Yurko reaffirmed; voluntariness reviewed under totality of circumstances)
- People v. Newman, 21 Cal.4th 413 (1999) (stipulation to felon status not triggering Boykin/Tahl when no direct penal consequence flows)
- People v. Witcher, 41 Cal.App.4th 223 (1995) (court of appeal case disapproved to extent inconsistent) (held Yurko inapplicable to certain stipulations)
- People v. Shippey, 168 Cal.App.3d 879 (1985) (applied Yurko to prior misdemeanor that raised punishment)
- People v. Mosby, 33 Cal.4th 353 (2004) (totality-of-the-record test for voluntariness of prior-admission waivers)
- People v. Palmer, 58 Cal.4th 110 (2013) (prophylactic plea protections may be reviewable despite lack of contemporaneous objection)
