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96 A.D.3d 1093
N.Y. App. Div.
2012
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Background

  • Defendant pled guilty in 2006 to one count of attempted controlled substance sale under a plea agreement, in lieu of four information counts.
  • Sentenced in July 2007 to one year in jail; no direct appeal following sentencing.
  • In 2009, after immigration detention, he moved to vacate the judgment under CPL 440.10 claiming the plea was not knowing, voluntary or intelligent and counsel failed to inform him of immigration consequences.
  • County Court conducted a hearing; both defendant and counsel testified; court denied the motion.
  • On appeal, the court affirmed, holding Padilla does not apply to these facts and defendant received meaningful representation; deportation is a collateral consequence not required to be advised by the court; no ineffective assistance established.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether counsel’s failure to inform about deportation consequences was ineffective assistance Padilla requires advising noncitizens of immigration consequences Counsel had no reason to know defendant’s citizenship status; no duty to inquire No; no deficient performance proven under Strickland; no prejudice
Whether Padilla applies retroactively to collateral attacks on a 2007 conviction Padilla should apply to collateral challenges Retroactivity undecided; depends on circuits Not decided; court left open pending broader standards
Whether the deportation consequences were a due process issue regarding plea validity Failure to inform affects voluntariness of plea Deportation is collateral; not required to be advised by court Not a due process defect; plea valid given collateral nature of deportation
Whether defendant received meaningful representation despite lack of citizenship information Counsel provided deficient representation under Padilla Counsel acted reasonably given lack of knowledge about citizenship County Court correctly found meaningful representation under Baldi and related standards

Key Cases Cited

  • Padilla v. Kentucky, 559 U.S. 356 (2010) (Sixth Amendment counsel duties include immigration consequences; not applicable unless known citizenship)
  • People v. Gravino, 14 N.Y.3d 546 (2010) (Collateral consequences inquiry; plea validity; de facto due process considerations)
  • People v. Benevento, 91 N.Y.2d 708 (1998) (Fairness of process; meaningful representation standard)
  • People v. Baldi, 54 N.Y.2d 137 (1981) (Plea proceedings; when to evaluate voluntariness of plea)
  • People v. Harnett, 16 N.Y.3d 200 (2011) (Possibility of involuntary plea in ignorance of collateral consequences)
  • People v. Catu, 4 N.Y.3d 242 (2005) (Due process in plea allocations; collateral consequences info)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (Plea-based ineffective assistance standard (Strickland))
  • Strickland v. Washington, 466 U.S. 668 (1984) (Two-prong standard for ineffective assistance)
  • Ford v. People, 86 N.Y.2d 397 (1995) (Plea considerations; due process)
  • Catu v. People, (2005) (2005) (Collateral consequences and plea advisement)
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Case Details

Case Name: People v. Carty
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Jun 7, 2012
Citations: 96 A.D.3d 1093; 947 N.Y.S.2d 617
Court Abbreviation: N.Y. App. Div.
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    People v. Carty, 96 A.D.3d 1093