Paul Zapata v. Rodolfo Vasquez
2015 U.S. App. LEXIS 9587
9th Cir.2015Background
- Paul Zapata, an OSP (Outside Posse) Norteño gang member, was convicted in 2004 of first-degree murder for the 2001 shooting death of Juan Trigueros; sentenced to consecutive 25-to-life terms and gang/firearm enhancements.
- Key evidence: one eyewitness (Puphal) saw a shooter but could not make a definitive ID; other witnesses gave conflicting descriptions of the vehicle and shooter; several witnesses implicated Zapata but had credibility issues and inconsistent pretrial statements.
- During closing rebuttal, the prosecutor fabricated a graphic account of the victim’s last words, inserting repeated ethnic slurs (“scrap,” “wetback”) and urging juror sympathy; there was no evidentiary basis for these statements.
- Trial counsel did not object to the prosecutor’s inflammatory, fabricated remarks or request a curative instruction; the jury convicted after ~3 hours of deliberation.
- On direct appeal the California Court of Appeal labeled the prosecutor’s argument “serious misconduct” but found the prosecutorial-error claim procedurally barred because defense counsel failed to object; the state court also declined to find counsel ineffective.
- The Ninth Circuit, applying AEDPA deference, held the state court unreasonably applied Strickland and reversed: counsel’s failure to object was deficient and prejudicial, warranting grant of habeas relief and remand with instructions to grant the petition.
Issues
| Issue | Plaintiff's Argument (Zapata) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether prosecutorial misconduct claim can be reviewed federally | Prosecutor’s fabricated, ethnic‑slur rebuttal was misconduct | State court invoked procedural default because counsel did not object | Procedurally defaulted; federal court may not reach the direct misconduct claim but may consider ineffective‑assistance claim based on failure to object |
| Whether counsel was constitutionally ineffective for failing to object | Failure to object to egregious, fabricated, inflammatory rebuttal was deficient performance | Counsel may have had tactical reasons; failure to object not necessarily ineffective | Court held performance was deficient: no plausible strategic reason on this record to tolerate the rebuttal, especially given timing (rebuttal) |
| Whether deficient performance was prejudicial under Strickland/AEDPA | Unobjected misconduct substantially affected outcome given weak ID evidence, prominence/timing of remarks, lack of curative instruction | State court reasonably concluded other strong evidence made misconduct non‑prejudicial | Court found state court’s prejudice analysis unreasonable: evidence was weak, comments were prominent, not invited, and likely affected jury; prejudice established |
| Standard of review under AEDPA for Strickland claim | Petitioner: state court unreasonably applied clearly established law | State: AEDPA requires deference; state court’s conclusion reasonable | Ninth Circuit: AEDPA deference acknowledged but state court unreasonably applied Strickland; grant habeas relief |
Key Cases Cited
- Darden v. Wainwright, 477 U.S. 168 (improper, inflammatory prosecutorial argument may violate due process when it so infects trial with unfairness)
- Strickland v. Washington, 466 U.S. 668 (ineffective assistance standard: deficient performance + prejudice)
- Harrington v. Richter, 562 U.S. 86 (AEDPA review of state court Strickland application; "pivotal question" and deference limits)
- Donnelly v. DeChristoforo, 416 U.S. 637 (prosecutorial argument limits; context and curative instructions relevant to due process)
- Wiggins v. Smith, 539 U.S. 510 (courts may not indulge post hoc rationalizations for counsel’s decisions)
- Yarborough v. Gentry, 540 U.S. 1 (deference and double‑deference principles in ineffective‑assistance review)
- Drayden v. White, 232 F.3d 704 (9th Cir.) (prosecutor ‘‘voice of the victim’’ misconduct analysis)
- Miller‑El v. Cockrell, 537 U.S. 322 (federal court may overturn state credibility findings under AEDPA when unreasonable)
- Berger v. United States, 295 U.S. 78 (prosecutor must not strike foul blows; role limits in argument)
