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265 N.C. App. 475
N.C. Ct. App.
2019
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Background

  • On 24 Aug 2014 Anita Parkes arrived at a local ER within ~2 hours of stroke symptoms; Dr. James Hermann was the on‑duty emergency physician.
  • The standard of care for ischemic stroke within three hours is administration of tPA (Alteplase); when given within three hours it confers a 40% chance of an improved neurological outcome.
  • Dr. Hermann did not diagnose the stroke and did not administer tPA; Parkes suffered lasting neurological deficits.
  • Parkes sued for medical malpractice alleging that Dr. Hermann’s failure to diagnose/administer tPA proximately caused her injury (or, alternatively, caused a compensable “loss of chance”).
  • At summary judgment the trial court granted judgment for Dr. Hermann, finding Parkes failed to prove proximate causation by a preponderance of the evidence.
  • Parkes appealed; the Court of Appeals affirmed, holding North Carolina does not recognize a distinct “loss of chance” claim in medical malpractice and Parkes could not show >50% likelihood she would have had a better outcome but for the negligence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Parkes proved proximate causation of her neurological injury by a preponderance Parkes: had a 40% chance of improvement with timely tPA; the negligent failure deprived her of that chance Hermann: Parkes cannot show >50% probability that negligence caused the worse outcome; thus no proximate cause Court: Parkes failed to prove proximate cause (only 40% chance), so summary judgment for Hermann affirmed
Whether North Carolina recognizes a separate “loss of chance” cause of action in medical malpractice Parkes: loss of a 40% chance is a cognizable injury compensable in negligence Hermann: no separate loss‑of‑chance claim; plaintiff must meet traditional >50% causation standard Court: North Carolina follows the traditional approach; loss of chance is not a recognized separate claim

Key Cases Cited

  • Forbis v. Neal, 361 N.C. 519 (discussing de novo review of summary judgment in tort cases)
  • Ballenger v. Crowell, 38 N.C. App. 50 (establishing proximate cause requirement in medical malpractice)
  • Caldwell v. Deese, 288 N.C. 375 (requiring facts be viewed in favor of nonmovant on summary judgment)
  • White v. Hunsinger, 88 N.C. App. 382 (explaining that more than showing a different treatment would have improved chances is required for proximate cause)
  • Gower v. Davidian, 212 N.C. 172 (refusing recovery based on mere chance; courts should not determine rights on chance)
  • Curl v. American Multimedia, Inc., 187 N.C. App. 649 (noting recognition of new causes of action is a legislative policy decision)
  • Henson v. Thomas, 231 N.C. 173 (same principle that changes in negligence law are for the legislature)
Read the full case

Case Details

Case Name: Parkes v. Hermann
Court Name: Court of Appeals of North Carolina
Date Published: May 21, 2019
Citations: 265 N.C. App. 475; 828 S.E.2d 575; COA18-888
Docket Number: COA18-888
Court Abbreviation: N.C. Ct. App.
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    Parkes v. Hermann, 265 N.C. App. 475