Palmberg, Bryan Elliott
2016 Tex. Crim. App. LEXIS 50
| Tex. Crim. App. | 2016Background
- Applicant pled guilty in 2007 to possession of a controlled substance (charged as cocaine) and was sentenced to 90 days; no direct appeal was taken.
- Officer performed a presumptive field test that indicated cocaine; the officer used the entire visible sample during the field test.
- No unprocessed sample remained for laboratory confirmation; the crime lab discovered this in 2009 and sent a letter to the DA, which was not disclosed to Applicant until 2014.
- Applicant filed an Article 11.07 habeas application in 2015 arguing his plea was involuntary because he believed confirmatory lab testing would be available at trial.
- The State and the trial court agreed Applicant was entitled to relief; the majority of this Court denied relief, while a dissent would have granted it.
Issues
| Issue | Applicant's Argument | State's / Majority's Argument | Held |
|---|---|---|---|
| Whether a guilty plea is involuntary when the defendant reasonably believed specific inculpatory evidence (lab test) would be available but it was not | Plea involuntary because, had Applicant known no lab confirmation existed, he would not have pled guilty | A plea is not necessarily involuntary for lack of knowledge of specific evidence; voluntariness requires sufficient awareness of circumstances, not complete knowledge | Denied — plea not involuntary absent misrepresentation or counsel ineffectiveness |
| Whether Brady or nondisclosure by the State requires vacatur when evidence unavailable post-plea | Applicant analogizes to Brady nondisclosure — the unavailability of lab testing was material and would have prevented plea | Majority: Brady protects trial fairness; Ruiz limits pre-plea disclosure obligations; here State did not know of unavailability at plea | Denied — no Brady violation shown because State lacked knowledge at plea |
| Whether actual innocence or newly discovered evidence doctrine applies | Applicant: absence of testable evidence undermines his conviction and plea | Majority: no new exculpatory evidence showing innocence; judicial confession remained intact | Denied — no clear and convincing new evidence of innocence |
| Whether ineffective assistance of counsel could render plea involuntary | Applicant suggests counsel might have failed to investigate lab testing | Majority: ineffective-assistance claim not raised or developed; absent record of counsel's failure, voluntariness stands | Not decided on merits — claim not asserted in this application |
Key Cases Cited
- Ruiz v. United States, 536 U.S. 622 (Sup. Ct.) (pretrial disclosure of impeachment material not required for voluntary plea bargaining)
- Brady v. United States, 397 U.S. 742 (Sup. Ct.) (plea involuntary if induced by threats, misrepresentation, or improper promises)
- McMann v. Richardson, 397 U.S. 759 (Sup. Ct.) (pleas are not rendered vulnerable by later-discovered errors in assessment of admissibility)
- Boykin v. Alabama, 395 U.S. 238 (Sup. Ct.) (guilty plea waives significant constitutional rights; plea must be voluntary)
- McCarthy v. United States, 394 U.S. 459 (Sup. Ct.) (defendant must have sufficient awareness of relevant circumstances when pleading guilty)
- North Carolina v. Alford, 400 U.S. 25 (Sup. Ct.) (plea may be valid even when defendant maintains innocence if evidence of guilt is compelling)
- Ex parte Mable, 443 S.W.3d 129 (Tex. Crim. App.) (post-plea lab testing showing no illicit substance can render plea involuntary)
- Ex parte Barnaby, 475 S.W.3d 316 (Tex. Crim. App.) (materiality inquiry: whether undisclosed or false evidence likely affected decision to plead)
- Brady v. Maryland, 373 U.S. 83 (Sup. Ct.) (prosecutor's duty to disclose exculpatory evidence at trial)
