927 N.W.2d 872
N.D.2019Background
- Ortega underwent surgery in Aug. 2014 by Dr. Christie Iverson; she alleges Iverson removed her left ovary when the right ovary (with a dermoid tumor) was to be removed; a second surgery in Oct. 2014 removed the right ovary.
- Ortega sued Sanford Bismarck and Dr. Iverson for professional negligence in Aug. 2016, alleging the wrong ovary was removed and she suffered damages from that error.
- Defendants moved for summary judgment arguing Ortega lacked expert proof of causation and lacked proof of damages; they did not assert the N.D.C.C. § 28-01-46 affidavit rule as a basis for relief.
- The district court sua sponte granted summary judgment and dismissed without prejudice, holding Ortega failed to file the § 28-01-46 expert-affidavit within three months and that the “wrong organ”/obvious-occurrence exception did not apply.
- The dismissal was entered after the two-year statute of limitations had run, so the appellate court treated the dismissal as effectively final and appealable.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court properly granted summary judgment under N.D.C.C. § 28-01-46 (three-month expert-affidavit requirement) | Ortega did not have the § 28-01-46 affidavit but contends defendants did not move on that ground and the court should not grant relief on an unraised theory | Defendants conceded § 28-01-46 would not apply and did not rely on it in their motion | Court erred: district court should not have applied § 28-01-46 sua sponte where defendants did not assert it and conceded it inapplicable; reversal and remand. |
| Whether dismissal without prejudice was appealable | Ortega argued the judgment effectively foreclosed litigation because the statute of limitations had run | Defendants did not dispute appealability on that basis | Held appealable because the dismissal was entered after the two-year malpractice limitations period had expired, effectively foreclosing refile. |
| Whether expert testimony is required to prove causation for Ortega’s malpractice claim | Ortega contends causation may be a question for trial and she identified Dr. Iverson as a treating physician; did not present other expert affidavit within three months | Defendants argued Ortega lacked expert proof linking alleged negligence to her harms and lacked proof of damages | Court declined to rule on this issue on appeal — remanded for further proceedings; appellate court refused to give an advisory opinion. |
| Whether the “obvious occurrence”/wrong-organ exception to § 28-01-46 applied | Ortega implicitly argued the wrong-organ exception might apply | Defendants maintained it did not apply | Appellate court did not decide the merits of the exception because defendants conceded § 28-01-46 inapplicable and district court erred in applying it sua sponte. |
Key Cases Cited
- James Vault & Precast Co. v. B&B Hot Oil Serv., Inc., 908 N.W.2d 108 (N.D. 2018) (dismissal without prejudice is appealable when statute of limitations has run)
- Cartwright v. Tong, 896 N.W.2d 638 (N.D. 2017) (statute of limitations and accrual rules for medical malpractice)
- Scheer v. Altru Health Sys., 734 N.W.2d 778 (N.D. 2007) (when malpractice claim accrues for limitations analysis)
- Pierce v. Anderson, 912 N.W.2d 291 (N.D. 2018) (purpose and application of § 28-01-46 expert-affidavit requirement and the obvious-occurrence exception)
- Johnson v. Bronson, 830 N.W.2d 595 (N.D. 2013) (summary judgment standard and § 28-01-46 screening purpose)
- Jaste v. Gailfus, 679 N.W.2d 257 (N.D. 2004) (caution against granting summary judgment on grounds not raised by parties)
- White v. Altru Health Sys., 746 N.W.2d 173 (N.D. 2008) (court should avoid issuing advisory opinions)
