Nystedt v. Nigro
700 F.3d 25
1st Cir.2012Background
- Nystedt, sole heir and administrator, challenged probate proceedings leading to the will contest and discovery disputes over a two-and-a-half-year period.
- Special master Eugene Nigro and the firm Nigro, Pettepit & Lucas, LLP were appointed to monitor discovery and charge fees; plaintiff alleges ex parte communications and inadequate discovery as harms to the estate.
- By the time plaintiff prevailed in probate court, the estate’s assets were depleted and legal fees exceeded $200,000; the will was ultimately disallowed, making plaintiff administrator and sole beneficiary only after significant litigation.
- Plaintiff asserted RICO and civil conspiracy claims against Nigro and the Firm, arguing the special master’s conduct prolonged discovery and diminished estate value; invoices and communications were severally alleged to be part of a conspiracy.
- District court granted 12(b)(6) dismissal for quasi-judicial immunity, then certified the dismissal as a final judgment under Rule 54(b); plaintiff appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 54(b) certification was proper | The dismissal on multiple counts against one subset of defendants was not final as counts remained. | The order disposed of all claims against Nigro defendants and the district court properly certified under Rule 54(b) with no just reason for delay. | Yes, certification proper; final as to Nigro defendants, with no just reason for delay. |
| Whether Nigro and Firm enjoy quasi-judicial immunity | Invoices and ex parte communications are non-judicial or outside jurisdiction, stripping immunity. | Discovery masters perform judicial functions and enjoy absolute quasi-judicial immunity for acts intimately tied to adjudication, including invoicing and related communications. | Nigro and Firm enjoy absolute quasi-judicial immunity; invoices and communications are within immunity scope. |
| Whether exceptions to immunity apply | Procedural irregularities or absence of jurisdiction negate immunity. | Procedural flaws do not strip immunity; absence of jurisdiction exception does not apply here. | Exceptions fail; immunity remains intact. |
Key Cases Cited
- Spiegel v. Trs. of Tufts Coll., 843 F.2d 38 (1st Cir. 1988) (finality under Rule 54(b) should be sparingly used)
- Maldonado-Denis v. Castillo-Rodriguez, 23 F.3d 576 (1st Cir. 1994) (finality; discrete claims or parties)
- Feinstein v. Resolution Trust Corp., 942 F.2d 34 (1st Cir. 1991) (final judgments and Rule 54(b) interpretation)
- González Figueroa v. J.C. Penney P.R., Inc., 568 F.3d 313 (1st Cir. 2009) (analysis of finality and Rule 54(b) standards)
- Stump v. Sparkman, 435 U.S. 349 (U.S. 1978) (absolute judicial immunity unaffected by procedural errors)
- Mireles v. Waco, 502 U.S. 9 (U.S. 1991) (bad faith or malice does not defeat immunity)
- Forrester v. White, 484 U.S. 219 (U.S. 1988) (discriminatory dismissal of court employee is non-judicial act)
- Cok v. Cosentino, 876 F.2d 1 (1st Cir. 1989) (negligent performance does not divest immunity)
- AccuSoft Corp. v. Palo, 237 F.3d 31 (1st Cir. 2001) (explains functional indistinguishability of master/ judge)
- New Eng. Cleaning Servs., Inc. v. Am. Arb. Ass'n, 199 F.3d 542 (1st Cir. 1999) (arbitral immunity and processing of demands)
- Brown v. Newberger, 291 F.3d 89 (1st Cir. 2002) (jurisdiction and immunity implications in review)
- Kermit Constr. Corp. v. Banco Credito Y Ahorro Ponceno, 547 F.2d 1 (1st Cir. 1976) (acts of court-appointed receivers and immunity)
