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783 F.3d 910
1st Cir.
2015
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Background

  • Novak, a Massachusetts plaintiff, appealed a district court order denying remand and granting dismissal based on removal proceedings.
  • Select Portfolio Servicing removed the case to federal court invoking diversity jurisdiction, prior to Novak serving any defendants.
  • Novak argued removal was improper because removal requires pre-suit service under Murphy Bros. v. Michetti Pipe Stringing, Inc.
  • The district court applied 28 U.S.C. § 1446(b)(1), which provides two 30-day removal windows, one after receipt of initial pleading and one after service of summons.
  • The issue turned on whether a defendant may remove before formal service and when the removal clock begins.
  • The First Circuit affirmed, holding that a defendant may remove before service and that removal can occur any time after filing but before the shorter removal period ends.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether removal before service is permissible under §1446(b)(1). Novak maintains pre-service removal is prohibited by Murphy Bros. Select Portfolio contends removal may occur after filing and before service per §1446(b)(1). Removal before service is generally permitted.

Key Cases Cited

  • Murphy Bros., Inc. v. Michetti Pipe Stringing, Inc., 526 U.S. 344 (Supreme Court 1999) (removal period begins after receipt or service, not before)
  • Tyler v. Cain, 533 U.S. 656 (Supreme Court 2001) (statutory text meanings and context inform interpretation)
  • Robinson v. Shell Oil Co., 519 U.S. 337 (Supreme Court 1997) (language context in removal statute)
  • Lorillard v. Pons, 434 U.S. 575 (Supreme Court 1978) (legislative intent presumed in reenactment of statutes)
  • Delgado v. Shell Oil Co., 231 F.3d 165 (5th Cir. 2000) (premise that pre-service removal is permissible in many circuits)
  • La Russo v. St. George's Univ. Sch. of Med., 747 F.3d 90 (2d Cir. 2014) (supports pre-service removal position)
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Case Details

Case Name: Novak v. Bank of New York Mellon Trust Co., NA.
Court Name: Court of Appeals for the First Circuit
Date Published: Apr 21, 2015
Citations: 783 F.3d 910; 2015 U.S. App. LEXIS 6598; 2015 WL 1787621; 13-2543
Docket Number: 13-2543
Court Abbreviation: 1st Cir.
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    Novak v. Bank of New York Mellon Trust Co., NA., 783 F.3d 910