Norman Shelton v. Bryan Bledsoe
775 F.3d 554
| 3rd Cir. | 2015Background
- SMU at USP-Lewisburg houses inmates with violent histories; inmates confined 23 hours per day with one hour in a recreation cage.
- Shelton, an SMU inmate, sues for injunctive/declaratory relief on behalf of the class and damages for himself.
- Allegations: officials place hostile inmates together and fail to intervene during inmate-on-inmate violence; improper use of punitive restraints for refusals.
- Class defined as all persons currently or future inmates in the SMU at USP-Lewisburg, with the period starting from filing and continuing while the unconstitutional patterns persist.
- Shelton’s claims stem from a November 2009 incident involving placement with inmate Carr; Carr allegedly threatened Shelton and assaulted him the next day, with some defendants allegedly present but not intervening.
- District court denied class certification and granted summary judgment to defendants; Shelton appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ascertainability under Rule 23(b)(2) for injunctive relief class | Shelton argues ascertainability not required for (b)(2) injunctive class. | District court required ascertainability; class improperly defined. | Ascertainability not required for (b)(2) injunctive class; proper class defined and cohesive. |
| Proper class definition under Rule 23(c)(1)(B) | Class should cover all current/future SMU inmates as defined. | Lower court narrowed class improperly to those with specific injuries. | Court held proper to define broad class; district court must retain appropriate, cohesive definition on remand. |
| Role of Rule 56(d) declaration in Rule 56 summary judgment | Discovery needed; Rule 56(d) declaration supports delay or denial of summary judgment. | Rule 56(d) declaration not properly addressed; discovery not warranted. | District court abused discretion by not considering 56(d) declaration; remand to consider discovery issues. |
| FTCA exhaustion jurisdiction | Shelton exhausted administrative remedies as to the November 2009 incident; discovery would prove this. | No exhaustion for November 2009 incident; administrative claim not filed. | FTCA claim dismissed for lack of exhaustion; district court affirmed dismissal. |
Key Cases Cited
- Marcus v. BMW of N. Am., LLC, 687 F.3d 583 (3d Cir. 2012) (ascertainability requires readily ascertainable class members in (b)(3) context; not controlling for (b)(2))
- Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541 (S. Ct. 2011) ((b)(2) class must be cohesive; notice not mandatory)
- Barnes v. American Tobacco Co., 161 F.3d 127 (3d Cir. 1998) (cohesiveness and typicality considerations in Rule 23(b)(2))
- Hassine v. Jeffes, 846 F.2d 169 (3d Cir. 1988) (Rule 23 requirements for injury common to class; named plaintiff must have real threat of injury)
- Brown v. Plata, 131 S. Ct. 1910 (S. Ct. 2011) (Eighth Amendment risk and future harm framework for class certifications)
- Farmer v. Brennan, 511 U.S. 825 (S. Ct. 1994) (deliberate indifference standard for Eighth Amendment)
- Rochford v. City of Chicago, 565 F.2d 978 (7th Cir. 1989) (early notions of class definiteness in Rule 23(b)(2))
- In re Monumental Life Ins. Co., 365 F.3d 408 (5th Cir. 2004) (ascertainability considerations for (b)(2) with injunctive relief)
- Shook v. El Paso County, 386 F.3d 963 (10th Cir. 2004) (rejecting strict ascertainability for Rule 23(b)(2) in some prison-population contexts)
- Yaffe v. Powers, 454 F.2d 1362 (1st Cir. 1972) (ascertainability not required where notice not mandatory)
- McNeil v. United States, 508 U.S. 106 (S. Ct. 1993) (administrative exhaustion prerequisites; jurisdictional)
