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842 N.W.2d 20
Minn. Ct. App.
2014
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Background

  • Nichols worked briefly as communications director for the Minnesota Secretary of State (OSS) and alleged false representations about job duties to induce her employment.
  • She brought statutory false-inducement claims under Minn. Stat. §§ 181.64-181.65 and related common-law claims.
  • District court partially granted/denied dismissal; immunity defenses were central to the unresolved counts.
  • This interlocutory appeal questions whether the state has sovereign immunity from Nichols’s statutory false-inducement claim seeking attorney fees.
  • The court ultimately holds the state is immune from suit on the statutory claim, reversing the district court’s denial of the motion to dismiss count 1.
  • The decision clarifies waiver standards for sovereign immunity in the context of Minnesota employment-related statutory claims.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether sovereign immunity bars Nichols’s statutory claim. Nichols argues the state waives immunity under sections 181.64-181.65. OSS asserts sovereign immunity bars the claim absent an express or clear waiver. Yes; immunity bars the statutory claim.

Key Cases Cited

  • Alden v. Maine, 527 U.S. 706 (1999) (sovereign immunity requires consent to be sued)
  • Janklow v. Minnesota Bd. of Exam’rs for Nursing Home Admin’rs, 552 N.W.2d 711 (Minn. 1996) (state immunity doctrine applied in Minnesota)
  • Lane v. Pena, 518 U.S. 187 (1996) (unambiguous statutory waiver needed for consent to sue)
  • Holmberg v. Holmberg, 588 N.W.2d 720 (Minn. 1999) (plain, clear, and unmistakable indication of waiver required)
  • Stoecker v. Moeglein, 269 Minn. 19, 129 N.W.2d 793 (1964) (broad employment-type language does not imply waiver without explicit state reference)
  • Dicks v. Minnesota Dep’t of Admin., 627 N.W.2d 334 (Minn.App. 2001) (no implied waiver; must appear in text or be plainly intended)
  • Alexander v. Eilers, 422 N.W.2d 312 (Minn.App. 1988) (sheriff/county context; not controlling on state immunity question)
  • Nieting v. Blondell, 306 Minn. 122, 235 N.W.2d 597 (1975) (historic court approach to sovereign immunity preservation)
  • Rico v. State, 472 N.W.2d 100 (Minn. 1991) (state sovereign immunity context in Minnesota)
Read the full case

Case Details

Case Name: Nichols v. State, Office of the Secretary
Court Name: Court of Appeals of Minnesota
Date Published: Jan 21, 2014
Citations: 842 N.W.2d 20; 37 I.E.R. Cas. (BNA) 1180; 2014 Minn. App. LEXIS 7; 2014 WL 211316; No. A13-0529
Docket Number: No. A13-0529
Court Abbreviation: Minn. Ct. App.
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