Newland v. Commissioner of Correction
142 A.3d 1095
| Conn. | 2016Background
- Petitioner Gene Newland, low-wage worker with a mortgaged residence (limited equity), was twice denied public defender representation by the Danielson office despite claiming he could not afford private counsel.
- The public defender office denied services based on his ownership of real property; there was no evidence the modest equity was accessible while the mortgage was in default.
- Over ~2 years Newland repeatedly told the trial court he could not find private counsel; the trial court treated his inability to retain counsel as an "implied waiver" and required him to proceed pro se on serious sexual-assault charges.
- On habeas review the court considered (and the Appellate Court agreed) that the underlying problem was public defender error (erroneous eligibility determinations), not solely trial-court waiver procedures.
- The dissent (McDonald, J.) argues the habeas court properly considered public defender error, that procedural-default prejudice should be presumed for denial-of-counsel claims, and that the habeas court’s factual findings (crediting petitioner testimony and public defender policy testimony) support relief.
Issues
| Issue | Plaintiff's Argument (Newland) | Defendant's Argument (Commissioner) | Held |
|---|---|---|---|
| Was public defender error a proper basis for habeas relief though petition pleaded trial-court error? | Petition and submissions put respondent on notice; public defender error was subsumed in trial-waiver claim and supported by record. | Claim not pleaded; consideration of new claim prejudices respondent and should be barred. | Habeas court may consider public defender error here; respondent had notice and was not prejudiced. (Dissent: yes) |
| Is a procedurally defaulted denial-of-counsel claim barred absent cause and prejudice? | Prejudice from denial of counsel is legally presumed; that presumption should apply in procedural-default inquiry. | Petitioner must show cause and actual prejudice; presumption in merits does not automatically apply to procedural-default inquiry. | Dissent: Presumption of prejudice applies to procedural-default analysis for denial-of-counsel claims, excusing default. |
| Did petitioner prove public defender error on the merits? | Credible evidence showed income eligibility, lack of accessible assets (equity effectively inaccessible), and public defender policy would not treat foreclosure-encumbered equity as disqualifying. | Petitioner failed to produce the original public-defender applications and did not prove income or the applicable guideline levels for 2007–2008. | Dissent: Habeas court's credibility findings and inferences supported finding of public defender error; not clearly erroneous. |
| Should courts adopt prophylactic procedures when a defendant claims inability to afford counsel but is denied public defender services? | Yes — require public defender to appear, advise defendant of §51-297(g) right to appeal, and require judicial inquiry into ability to retain counsel before trying a defendant unrepresented. | Not directly addressed by Commissioner in dissent; existing procedures and case law permit reliance on public defender determination. | Dissent: Supervisory rule should be adopted to ensure hearings and judicial review before trying unrepresented defendants. |
Key Cases Cited
- Gideon v. Wainwright, 372 U.S. 335 (right to appointed counsel for indigent defendants)
- Powell v. Alabama, 287 U.S. 45 (importance of counsel at critical stages)
- Strickland v. Washington, 466 U.S. 668 (ineffective assistance standard; discussion of presumed prejudice when counsel denied)
- United States v. Cronic, 466 U.S. 648 (structural-error presumption when counsel is completely denied or critical testing fails)
- United States v. Gonzalez-Lopez, 548 U.S. 140 (prejudice assessment for denial of counsel of choice)
- Frady v. United States, 456 U.S. 152 (procedural-default cause-and-prejudice framework)
- Davis v. United States, 411 U.S. 233 (presumption on merits does not always excuse statutory procedural waiver)
- Martinez v. Ryan, 566 U.S. 1 (prisoner’s limited capacity to comply with state procedural rules; role of counsel)
- State v. Henderson, 307 Conn. 533 (statutory framework and duties re: public defender eligibility)
- State v. Flemming, 116 Conn. App. 469 (upholding trial court acceptance of public defender determination when supported by facts)
- Dennis v. Commissioner of Correction, 134 Conn. App. 520 (Appellate Court precedent on presumption of prejudice for denial-of-counsel claims)
- State v. Gamer, 152 Conn. App. 1 (examples of local practices when public defender denies services)
