889 F.3d 256
6th Cir.2018Background
- Nancy and Scot Buccina sued Linda Grimsby after Nancy was injured when Grimsby’s 17‑foot boat hit a wake on the Maumee River/Lake Erie, invoking diversity and admiralty jurisdiction.
- The Buccinas pleaded that the action “is not to be deemed an ‘admiralty and maritime claim’” under Fed. R. Civ. P. 9, preserving a jury trial under diversity procedures.
- The district court previously held the incident fell within admiralty jurisdiction and addressed related interlocutory issues; a jury later found Grimsby not negligent.
- The district court granted the Buccinas’ motion for a new trial; Grimsby appealed and the Buccinas cross‑appealed from that nonfinal order.
- The parties invoked 28 U.S.C. § 1292(a)(3) (an interlocutory admiralty‑appeal statute) as a basis for appellate jurisdiction.
- The Sixth Circuit held that because the Buccinas elected to proceed under ordinary civil (diversity) procedures via their Rule 9(h) designation, § 1292(a)(3) does not apply and the appeals must be dismissed for lack of jurisdiction.
Issues
| Issue | Plaintiff's Argument (Buccina) | Defendant's Argument (Grimsby) | Held |
|---|---|---|---|
| Whether § 1292(a)(3) permits interlocutory appeal of the district court’s new‑trial order | Case is an admiralty case; statute allows interlocutory appeals in admiralty matters | If plaintiffs elected to proceed under diversity/civil procedures, §1292(a)(3) is inapplicable | Held: §1292(a)(3) does not apply because plaintiffs chose ordinary civil (diversity) procedures via Rule 9(h) statement; appeals dismissed for lack of jurisdiction |
| Whether invoking admiralty jurisdiction in the complaint alone makes the case an “admiralty case” for §1292(a)(3) | Admiralty invocation in complaint suffices to treat it as admiralty for interlocutory appeal purposes | Rule 9(h) designation controls procedural posture; plaintiffs explicitly disclaimed admiralty treatment | Held: A 9(h) designation (or its absence) controls; mere invocation of admiralty jurisdiction is not enough |
| Whether the jury trial resulted from consent under Rule 39(c) (allowing jury in admiralty) | Buccinas suggested Rule 9(h) designation was withdrawn and/or both parties consented to jury trial | Grimsby contends jury was not by mutual consent but because plaintiffs proceeded under diversity | Held: Record shows Buccinas chose diversity procedures to secure a jury; no evidence they later re‑designated the case as admiralty or that a jury was by mutual consent under Rule 39(c) |
Key Cases Cited
- Allied Chem. Corp. v. Daiflon, Inc., 449 U.S. 33 (per curiam) (final‑judgment requirement for appeals)
- Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513 U.S. 527 (admiralty jurisdiction test)
- Foremost Ins. Co. v. Richardson, 457 U.S. 668 (nexus of boating torts to maritime activity)
- Am. Dredging Co. v. Miller, 510 U.S. 443 (distinction between uniform substantive maritime law and nonuniform procedural choices)
- Kermarec v. Compagnie Generale Transatlantique, 358 U.S. 625 (application of federal maritime substantive law)
- Atl. & Gulf Stevedores, Inc. v. Ellerman Lines, Ltd., 369 U.S. 355 (permitting admiralty claims to proceed under diversity with jury)
- Luera v. M/V Alberta, 635 F.3d 181 (Rule 9(h) consequences and admiralty procedure choice)
