Maria Dufau v. Thomas Price
703 F. App'x 164
| 4th Cir. | 2017Background
- Maria Dufau, a 78-year-old NIH scientist, sued the Secretary of Health and Human Services under the ADEA alleging age discrimination, hostile work environment, and retaliation.
- Alleged adverse acts: reduction and cap of lab budget, lowered site-visit rankings (2008, 2012), a supervisor’s comment that “the biological clock is ticking,” proposed relocation to inadequate space (never effectuated), reduced staff, and a poor performance review.
- Defendant moved to dismiss or for summary judgment and submitted an internal administrative record; Dufau opposed and filed a Rule 56(d) affidavit seeking discovery.
- The district court granted summary judgment for Defendant, concluding Dufau failed to establish prima facie cases; denied Dufau’s Rule 56(d) discovery request.
- The Fourth Circuit affirmed, holding (1) Dufau failed to show an adverse employment action for discrimination or retaliation, (2) her allegations did not establish a sufficiently severe or pervasive hostile work environment, and (3) the Rule 56(d) request was insufficiently specific and would not have created a genuine dispute.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Dufau alleged an adverse employment action supporting ADEA discrimination | Budget/staff cuts, poor reviews, relocation proposal and lowered rankings were materially adverse | Actions did not alter terms or status of employment; no demotion, pay cut, reassignment, or constructive discharge | No adverse action; prima facie discrimination and retaliation failed |
| Whether facts established a hostile work environment based on age | Comment about the "biological clock," budget/staff limitations, and treatment created abusive environment | Isolated remark and administrative decisions were not severe or pervasive harassment | No hostile work environment; conduct not sufficiently severe or pervasive |
| Whether Dufau’s retaliation claim survives summary judgment | Retaliation followed her complaints; adverse consequences impaired her work | No materially adverse action tied to protected activity | Retaliation claim fails for lack of adverse employment action or causal showing |
| Whether district court abused discretion in denying Rule 56(d) discovery | More discovery would develop facts showing adverse action and hostility | 56(d) affidavit was conclusory and did not identify specific facts that discovery would produce | Denial affirmed; 56(d) request was too broad and would not have created a genuine dispute |
Key Cases Cited
- McDonnell Douglas Corp. v. Green, 411 U.S. 792 (establishes burden-shifting framework for discrimination claims)
- Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101 (tolling and scope of hostile-work-environment claims)
- Boyer-Liberto v. Fontainebleau Corp., 786 F.3d 264 (definition and analysis of hostile work environment)
- Hoyle v. Freightliner, LLC, 650 F.3d 321 (what constitutes an adverse employment action)
- James v. Booz–Allen & Hamilton, Inc., 368 F.3d 371 (when poor performance evaluations are actionable)
- Celotex Corp. v. Catrett, 477 U.S. 317 (summary judgment standards)
- Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (genuine dispute standard and summary judgment evidence rule)
- McCray v. Md. Dep’t of Transp., 741 F.3d 480 (liberal granting of Rule 56(d) relief but limits)
- Ingle ex rel. Estate of Ingle v. Yelton, 439 F.3d 191 (standard for denying discovery under Rule 56(d) when evidence would not create a genuine issue)
