Manuel Vasquez v. Tony Rackauckas
734 F.3d 1025
9th Cir.2013Background
- Orange County DA (OCDA) filed a public-nuisance anti-gang suit (2009) against the Orange Varrio Cypress Criminal Street Gang (OVC) and 115 named individuals seeking a broad permanent injunction covering a 3.78 sq. mile "Safety Zone." 32 minors were named.
- The Superior Court granted a default injunction against OVC and preliminary injunctions as to certain named adults; OCDA voluntarily dismissed many defendants (including individuals who had contested the injunction) and then OCDA/OPD served the final injunction and a Notice on dismissed persons, threatening criminal contempt for violations.
- Four dismissed individuals sued OCDA and OPD under 42 U.S.C. § 1983, alleging Orange’s "dismiss-and-serve" enforcement deprived them of procedural due process before subjecting them to the injunction; they sought declaratory and injunctive relief (not a challenge to injunction terms).
- After discovery and an 11-day bench trial the district court found Orange deprived plaintiffs of constitutionally required pre-enforcement process and enjoined Orange from enforcing the state injunction against the plaintiff class without adequate hearing procedures; OCDA (Rackauckas) appealed in part and defended on abstention, Rooker–Feldman, Brillhart/Colorado River, and Pennhurst grounds.
- The Ninth Circuit affirmed in part (procedural due process relief against OPD and on federal claim against OCDA) but reversed the district-court judgment insofar as it awarded state-law equitable relief against the DA under Pennhurst; it remanded and left open that Orange may propose constitutionally adequate procedures (or return to state court to add plaintiffs as named parties).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Younger abstention (federal court should decline jurisdiction) | Plaintiffs: federal suit proper because OCDA dismissed them from state case and thus they are not parties to a pending state proceeding | Orange: Younger requires federal abstention to avoid interfering with state anti-gang proceedings | Held: Younger inapplicable; plaintiffs were made "strangers" by OCDA’s dismissal and their interests are not intertwined with remaining state parties, so federal court rightly exercised jurisdiction |
| Rooker–Feldman (de facto appeal of state court order) | Plaintiffs: challenge is to OCDA/OPD enforcement policy, not to the state-court judgment | Orange: action is an impermissible collateral attack on the state-court injunction | Held: Rooker–Feldman does not bar suit because plaintiffs allege illegal enforcement by prosecutors/police, not legal error by the state court |
| Procedural due process (whether pre-enforcement process required before applying injunction to nonparties) | Plaintiffs: injunction substantially burdens liberty/interests (movement, association, speech); dismissal deprived them of pre-enforcement adjudication; Mathews balancing demands pre-deprivation process | Orange: had adequate post-deprivation remedies (removal process, intervention, motion to modify, or criminal contempt proceedings); administrative burden of pre-enforcement process would be substantial | Held: Court: plaintiffs have strong liberty interests; membership determinations are fact-intensive and error-prone; OCDA/OPD procedures were unilateral/one-sided; post-deprivation remedies inadequate here; Mathews factors favor pre-enforcement process — enforcement against dismissed plaintiffs without hearing violated due process |
| Pennhurst/state-law injunctive relief against DA in federal court | Plaintiffs sought relief under California Constitution against Rackauckas | OCDA: Pennhurst bars federal equitable relief against state officials on state-law claims | Held: Pennhurst applies — reversed insofar as district court awarded state-law equitable relief against the DA in his official capacity; federal constitutional relief and relief against OPD remain |
Key Cases Cited
- Younger v. Harris, 401 U.S. 37 (abstention from federal suits interfering with state prosecutions)
- Rooker v. Fid. Trust Co., 263 U.S. 413 (federal courts lack authority to review state court judgments)
- Mathews v. Eldridge, 424 U.S. 319 (due process balancing test for procedural protections)
- Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89 (limits on federal courts awarding relief on state-law claims against state officials)
- R.A.V. v. City of St. Paul, 506 U.S. 377 (content-based speech restrictions are presumptively invalid)
- Wooley v. Maynard, 430 U.S. 705 (standing for declaratory/injunctive relief when prosecution threat is genuine)
- Steffel v. Thompson, 415 U.S. 452 (pre-enforcement facial and as-applied challenges and declaratory relief when threat of enforcement exists)
- Madsen v. Women’s Health Ctr., 512 U.S. 753 (scope and limits of injunctions affecting First Amendment activity)
