996 F.3d 825
7th Cir.2021Background
- Triplett pleaded guilty in Wisconsin to three counts (human trafficking, pimping/pandering, and felon-in-possession) as part of a plea deal that dismissed 17 other charges to be "read in" at sentencing; plea reduced exposure from 354 to 47.5 years.
- Plea questionnaire and waiver (which Triplett signed) stated that read-in charges "may" be considered at sentencing though they would not increase the statutory maximum.
- Trial counsel Earle allegedly told Triplett the read-ins could not be considered because Triplett was not admitting their truth; Triplett later claimed he would have gone to trial if he had known otherwise.
- Postconviction counsel De Peters submitted an affidavit recounting Triplett’s claim and her conversation with Earle; the trial court denied withdrawal without an evidentiary hearing, finding no prejudice.
- The Wisconsin Court of Appeals refused a Machner hearing, holding Triplett failed to plead objective facts showing prejudice as required by Wisconsin law; the state supreme court denied review.
- The federal district court denied habeas relief on the merits; the Seventh Circuit affirms but on the independent state-law ground that Triplett did not adequately plead objective facts of prejudice.
Issues
| Issue | Triplett's Argument | State/Respondent's Argument | Held |
|---|---|---|---|
| Whether the state court’s pleading rule barred federal habeas review | Triplett: he plausibly alleged counsel misadvised about read-ins and would have rejected plea | State: Wisconsin requires objective factual allegations of prejudice; Triplett’s claims were conclusory | Held: The Wisconsin pleading rule is an adequate, independent state ground that bars federal review |
| Whether Earle rendered ineffective assistance by misstating effect of read-in charges | Triplett: Earle’s incorrect advice caused prejudice because he would have gone to trial | State: Record (signed waiver, plea colloquy, sentencing discussion) undermines claim of prejudice | Held: Court did not reach merits due to procedural bar; independently finds prejudice not shown to excuse default |
| Whether Triplett established cause and prejudice to excuse procedural default | Triplett: postconviction counsel’s failures and Earle’s error establish cause; prejudice shown by affidavit | State: Even assuming cause, Triplett did not show reasonable probability of a different outcome | Held: Assuming cause, Triplett failed to prove actual prejudice sufficient to excuse default |
| Whether federal court can review merits despite state-court framing | Triplett: appellate court’s remarks intertwined with merits so federal review allowed | State: Appellate decision rests on independent pleading rule, not merits | Held: Appellate court’s decision was independent of the merits; federal review is foreclosed |
Key Cases Cited
- Johnson v. Lee, 136 S. Ct. 1802 (U.S. 2016) (federal habeas barred where state court rests on adequate, independent state ground)
- Richardson v. Lemke, 745 F.3d 258 (7th Cir. 2014) (adequacy test for state procedural bars)
- Harris v. Reed, 489 U.S. 255 (1989) (requirements for relying on state procedural grounds)
- Crockett v. Butler, 807 F.3d 160 (7th Cir. 2015) (federal habeas review standards)
- Lee v. Foster, 750 F.3d 687 (7th Cir. 2014) (Wisconsin pleading rule is well-rooted and adequate)
- Davila v. Davis, 137 S. Ct. 2058 (2017) (cause-and-prejudice framework for excusing default)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for ineffective-assistance claims in plea context)
- State v. Bentley, 548 N.W.2d 50 (Wis. 1996) (Wisconsin requires objective factual support for claim that defendant would have pled differently)
- State v. Allen, 682 N.W.2d 433 (Wis. 2004) (reiterating pleading requirements for Machner hearing)
- State v. Machner, 285 N.W.2d 905 (Wis. Ct. App. 1979) (procedures for postconviction evidentiary hearing on counsel effectiveness)
