LOCKETT v. EVANS
2014 OK 34
Okla.2014Background
- Condemned prisoners (Lockett and Warner) filed a declaratory judgment action challenging Oklahoma DOC practices for carrying out executions, including a statutory secrecy provision, and sought various relief; district court granted limited relief, declaring 22 O.S. §1015(B) unconstitutional.
- The DOC had already disclosed its new execution protocol and identified the drug(s)/dosages to be used, but §1015(B) conceals identities of execution personnel and drug/equipment suppliers.
- Both sides appealed: inmates (appeal No. 112,741) and the Attorney General/DOC (appeal No. 112,764); Oklahoma Supreme Court retained expedited review.
- The Supreme Court reviewed (1) whether §1015(B)’s confidentiality provision violates the inmates’ constitutional right of access to courts and (2) whether the DOC’s execution protocol is a “rule” subject to the Administrative Procedures Act (APA).
- The Court affirmed the district court on most denials of relief but reversed the declaration that §1015(B) is unconstitutional and dissolved the execution stay.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether §1015(B) secrecy of execution participants and suppliers violates inmates' right of access to courts | Lockett: secrecy prevents discovery of sources needed to pursue Eighth Amendment challenges (actual prejudice) | DOC: statute protects identities of personnel/suppliers but does not hide drug identity/dosage; inmates have been given drug identity/dosage so no actual injury | Held: No violation — inmates failed to show the required "actual injury" to access to courts; §1015(B) as to identities did not bar Eighth Amendment litigation |
| Whether §1015(B) renders identity of drug/dosage secret | Lockett: secrecy provision used to shield source/details of execution drugs | DOC: statute does not cover drug identity/dosage; Legislature did not make drug identity secret | Held: The statute does not conceal drug identity or dosage; DOC already disclosed drug(s) and dosages |
| Whether DOC execution protocol is a “rule” under the APA requiring formal rulemaking | Lockett: execution protocol sets policy/practice and should be subject to APA procedures | DOC: protocol is internal management, exempt from Article I rulemaking under 75 O.S. §250.4(10) and fits APA exclusion for internal management | Held: Protocol is not a “rule” under APA; it is internal management and exempt from Article I rulemaking requirements |
| Whether district court and this Court had proper jurisdiction vs. Court of Criminal Appeals | Lockett: civil declaratory action in district court; relief sought under Declaratory Judgment Act | DOC/AG: some issues overlap criminal appellate domain; jurisdictional dispute with Court of Criminal Appeals | Held: District court exercised original/declaratory jurisdiction appropriately for constitutional/statutory challenges; this Court properly reviewed the declaratory judgment on appeal (but concurrence warned about jurisdictional boundaries) |
Key Cases Cited
- Lewis v. Casey, 518 U.S. 343 (1996) (access-to-courts claim requires showing of actual injury)
- Trask v. Johnson, 452 P.2d 575 (Okla. 1969) (purpose and scope of the Administrative Procedures Act)
- Anderson v. Trimble, 519 P.2d 1352 (Okla. 1974) (Declaratory Judgment Act and limits re: criminal statutes)
- Carder v. Court of Criminal Appeals, 595 P.2d 416 (Okla. 1978) (jurisdictional boundaries between Oklahoma Supreme Court and Court of Criminal Appeals)
- Hinkle v. Kenny, 62 P.2d 621 (Okla. 1936) (appellate jurisdiction and criminal matters)
- Ex parte Meek, 25 P.2d 54 (Okla. 1933) (historic constitutional allocation of criminal appellate jurisdiction)
- Conner v. North Carolina Council of State, 716 S.E.2d 836 (N.C. 2011) (recognizing internal corrections procedures as non-rulemaking)
- Middleton v. Missouri Dep't of Corrections, 278 S.W.3d 193 (Mo. Ct. App. 2009) (prison operating procedures exempt from rulemaking)
- Abdur'Rahman v. Bredesen, 181 S.W.3d 292 (Tenn. Ct. App. 2005) (same conclusion on corrections procedures exemption)
