26 F.4th 1050
9th Cir.2022Background
- On March 3, 2016, after two related 911 calls reporting (1) a domestic dispute involving a gun and drug use and (2) an intruder claiming to have knives, police located Sergio Ochoa’s vehicle and followed it by helicopter after it fled a traffic stop.
- Officers tracked Ochoa to a residence where occupants evacuated children from a locked bedroom; officers saw Ochoa inside the house, agitated and appearing to hold knives.
- Officers entered the home; Ochoa ran into the backyard still armed with two knives, ignored repeated commands to drop them, and took a large step while officers deployed a beanbag round and a police dog.
- Officers then fired about 30 shots, killing Ochoa. Bodycam video shows roughly 16 seconds elapsed from entry to the shooting; postmortem toxicology showed methamphetamine.
- Ochoa’s children (through their mothers) and his mother sued under 42 U.S.C. § 1983, alleging a Fourteenth Amendment due-process deprivation of familial companionship; they also asserted a state wrongful-death claim. The district court granted summary judgment to the officers on the Fourteenth Amendment claim; plaintiffs appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether officers’ conduct violated relatives’ Fourteenth Amendment right to companionship by “shocking the conscience.” | Ochoa’s relatives argued the shooting (including alleged continued firing when he was down and officers’ post-shooting conduct) was conscience-shocking and deprived them of companionship. | Officers asserted they faced an emergent threat from an armed, noncompliant suspect; their split-second response served legitimate law-enforcement objectives and is protected by qualified immunity. | Court applied purpose-to-harm test (snap-judgment context) and held officers’ actions did not shock the conscience; summary judgment for defendants affirmed. |
| Whether disputed assertions about continued firing and officers’ laughter/cheering created a genuine factual dispute defeating summary judgment. | Plaintiffs relied on an expert’s statement and circumstantial claims to show excessive/culpable conduct. | Defendants pointed to sworn denials, contemporaneous video, and testimony showing officers believed Ochoa still had access to knives; unsupported assertions cannot defeat summary judgment. | Court found those assertions lacked evidentiary support and, even if credited, did not establish an improper purpose to harm unrelated to legitimate objectives. |
Key Cases Cited
- Porter v. Osborn, 546 F.3d 1131 (9th Cir. 2008) (distinguishes deliberate-indifference and purpose-to-harm tests for conscience-shocking conduct)
- Wilkinson v. Torres, 610 F.3d 546 (9th Cir. 2010) (deliberation defined beyond narrow technical meaning)
- Foster v. City of Indio, 908 F.3d 1204 (9th Cir. 2018) (illegitimate use of force includes harm against a clearly harmless or subdued suspect)
- Graham v. Connor, 490 U.S. 386 (1989) (Fourth Amendment objective-reasonableness standard for excessive force)
- Byrd v. Guess, 137 F.3d 1126 (9th Cir. 1998) (relatives cannot assert decedent’s Fourth Amendment rights vicariously via Fourteenth Amendment claim)
- Moreland v. Las Vegas Metro. Police Dep’t, 159 F.3d 365 (9th Cir. 1998) (Fourteenth Amendment substantive-due-process claim requires more than Fourth Amendment showing)
- Curnow ex rel. Curnow v. Ridgecrest Police, 952 F.2d 321 (9th Cir. 1991) (parental liberty interest in companionship of child)
- Plumhoff v. Rickard, 572 U.S. 765 (2014) (Fourth Amendment rights are personal and not vicariously asserted)
- County of Sacramento v. Lewis, 523 U.S. 833 (1998) (qualified-immunity approach: first ask whether constitutional violation occurred)
- Saucier v. Katz, 533 U.S. 194 (2001) (qualified-immunity two-step framework)
- Galen v. County of Los Angeles, 477 F.3d 652 (9th Cir. 2007) (expert testimony cannot create genuine issue if unsupported by evidence)
- Stephens v. Union Pac. R.R. Co., 935 F.3d 852 (9th Cir. 2019) (same point on expert evidence)
