64 F.4th 779
6th Cir.2023Background
- In Sept. 2009 Baugh coordinated a plan to obtain six ounces of cocaine from Kenneth Holden by robbing him and then reselling the drugs; at least one co‑conspirator (McQuiddy) obtained a gun to assist the planned robbery.
- A jury convicted Baugh of (1) conspiracy to possess with intent to distribute cocaine (21 U.S.C. §§ 841/846), (2) conspiracy to commit Hobbs Act robbery (18 U.S.C. § 1951), and (3) possession of a firearm in furtherance of a drug‑trafficking crime or crime of violence under 18 U.S.C. § 924(c), with the jury instructed that either conspiracy could serve as the § 924(c) predicate.
- After Baugh’s convictions became final, the Supreme Court held in United States v. Davis that § 924(c)(3)(B)’s residual clause is unconstitutionally vague, so Hobbs Act conspiracy can no longer qualify as a “crime of violence.”
- Baugh filed a § 2255 motion to vacate his § 924(c) conviction, arguing the conviction rested on the now‑invalid Hobbs Act predicate; the district court denied relief, concluding the § 924(c) conviction could also rest on the valid drug‑conspiracy predicate.
- On appeal the government conceded it had forfeited a procedural‑default defense; the Sixth Circuit reviewed de novo whether the Stromberg (general‑verdict) instruction error was harmless and affirmed the denial of § 2255 relief.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Baugh’s § 924(c) conviction must be vacated because one possible predicate (Hobbs Act conspiracy) is invalid after Davis | Baugh: § 924(c) conviction may have rested solely on the now‑invalid Hobbs Act predicate; Stromberg error requires vacatur unless harmlessness shown | Government: jury could have relied on the valid drug‑conspiracy predicate; error is harmless because the two conspiracies were inextricably intertwined | Majority: Stromberg error occurred but was harmless because firearms possession in furtherance of the robbery was necessarily in furtherance of the drug conspiracy; affirm denial of § 2255 |
| Whether the government’s procedural‑default defense bars relief | Baugh: raised in § 2255; government did not preserve procedural‑default in district court | Government: initially argued procedural default on appeal but conceded it forfeited the argument below | Court: government forfeited the procedural‑default defense; court considered the merits |
| Proper harmless‑error framework for Stromberg errors in this context | Baugh: urges strict application of harmless‑error review focused on the error’s impact on the jury | Government: argues harmlessness can be shown where conduct underlying valid and invalid predicates is inextricably intertwined | Majority: applies Brecht/Kotteakos harmless‑error standard, and finds inextricably intertwined record supports harmlessness |
| Whether co‑defendant verdicts (Harris convicted of drug conspiracy but acquitted of Hobbs Act and §924(c)) create doubt that error was harmless | Baugh: jurors’ divergent verdicts show they could treat the conspiracies separately and may have relied only on the invalid predicate for Baugh’s § 924(c) conviction | Government: differences in co‑defendant verdicts do not show the jury relied only on the invalid predicate for Baugh; record shows guns were part of the same plan | Majority: rejects Baugh’s inference from Harris’s verdict; sees no record basis that firearms were used only for robbery and not the drug conspiracy; dissent disagrees and would find grave doubt |
Key Cases Cited
- United States v. Davis, 139 S. Ct. 2319 (2019) (held § 924(c)(3)(B) residual clause unconstitutionally vague)
- Brecht v. Abrahamson, 507 U.S. 619 (1993) (harmless‑error standard for habeas review: "substantial and injurious effect" test)
- Hedgpeth v. Pulido, 555 U.S. 57 (2008) (harmless‑error review applies where jury was instructed on multiple theories, one improper)
- Stromberg v. California, 283 U.S. 359 (1931) (general‑verdict rule: conviction invalid if it may have rested on unconstitutional ground)
- Kotteakos v. United States, 328 U.S. 750 (1946) (elaboration of harmless‑error principles for convictions)
- O’Neal v. McAninch, 513 U.S. 432 (1995) (grave doubt standard for harmless‑error review)
- Granda v. United States, 990 F.3d 1272 (11th Cir. 2021) (Stromberg error harmless where drug and robbery conspiracies were based on the same gun‑assisted plan)
- Parker v. United States, 993 F.3d 1257 (11th Cir. 2021) (same conclusion as Granda)
- Foster v. United States, 996 F.3d 1100 (11th Cir. 2021) (same conclusion as Granda)
- United States v. Heyward, 3 F.4th 75 (2d Cir. 2021) (Stromberg error not harmless where invalid predicate encompassed firearms use unrelated to drug conspiracy)
- United States v. Jones, 935 F.3d 266 (5th Cir. 2019) (Stromberg error not harmless where invalid predicate covered conduct beyond the valid predicate)
- Murr v. United States, 200 F.3d 895 (6th Cir. 2000) (applies Brecht standard to § 2255 review)
