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Lance Conn v. Kentucky Parole Board
2020 CA 001495
| Ky. Ct. App. | Apr 21, 2022
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Background:

  • Four Kentucky inmates (Conn, Dewitt, Roberson, Sholler) serving life sentences were given "serve-outs" by the Kentucky Parole Board despite not having LWOP-qualifying aggravators; some had prior deferments and low-risk classifications.
  • The inmates sued, arguing the Board lacked statutory authority under HB 463 and KRS to convert parole-eligible life sentences into serve-outs (effectively removing parole eligibility) and sought reinstatement of parole eligibility.
  • The Franklin Circuit Court denied the inmates’ summary judgment motion, finding the Board had authority to order serve-outs; the inmates appealed.
  • The Court of Appeals reviewed de novo, focusing on KRS 439.340(14) (which allows deferments and expressly excepts life sentences from the 10-year deferment limit) and the plain-language rule of statutory construction.
  • The court concluded parole is an executive function and, under existing Kentucky precedent (notably Simmons), the Board may order serve-outs for life sentences without violating separation of powers.
  • The Court of Appeals affirmed the circuit court’s denial of summary judgment.

Issues:

Issue Plaintiff's Argument Defendant's Argument Held
Whether the Parole Board has authority to order a serve-out of a life sentence Board cannot effectively convert a parole-eligible life sentence into LWOP; Legislature sets sentencing and did not authorize this KRS 439.340 grants the Board discretion over deferments/serve-outs and expressly excepts life sentences from the 10-year deferment cap Board has authority; statute does not prohibit serve-outs for life sentences; summary judgment denied
Whether ordering a serve-out violates separation of powers by encroaching on judicial/legislative sentencing Serve-outs alter the sentence and intrude on judicial/legislative domain Granting or denying parole is an executive function; Board action is within statutory authority No separation-of-powers violation; Board’s action is within executive authority
Whether Supreme Court and Kentucky precedent (Graham, McClanahan) prevent Board from serving-out life inmates Graham and McClanahan show life and LWOP are distinct; Board cannot impose LWOP-like consequences Those cases do not create a statutory bar here and are distinguishable from this executive parole action Court distinguished McClanahan and found those cases do not eliminate Board authority
Whether Simmons remains controlling after HB 463 and policy changes Post-HB 463 developments and policy shifts undermine Simmons Simmons remains binding precedent unless overruled Simmons remains good law; Board retains power to serve-out parole-eligible life inmates

Key Cases Cited

  • Jones v. Commonwealth, 636 S.W.3d 503 (Ky. 2021) (plain-meaning statutory interpretation governs legislative intent)
  • Phon v. Commonwealth, 545 S.W.3d 284 (Ky. 2018) (Legislature sets crimes and punishments; courts implement sentences within statutory ranges)
  • McClanahan v. Commonwealth, 308 S.W.3d 694 (Ky. 2010) (sentence outside statutory limits is illegal; distinguishable here)
  • Simmons v. Commonwealth, 232 S.W.3d 531 (Ky. App. 2007) (parole power is an executive function; Board may order serve-outs)
  • Graham v. Florida, 560 U.S. 48 (2010) (constitutional distinction between life and LWOP referenced by parties)
  • Beach v. Commonwealth, 927 S.W.2d 826 (Ky. 1996) (statutory-construction principles)
  • Abbott v. Chesley, 413 S.W.3d 589 (Ky. 2013) (standards for appellate review of summary-judgment denials)
Read the full case

Case Details

Case Name: Lance Conn v. Kentucky Parole Board
Court Name: Court of Appeals of Kentucky
Date Published: Apr 21, 2022
Docket Number: 2020 CA 001495
Court Abbreviation: Ky. Ct. App.