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Lake Carriers' Ass'n v. Environmental Protection Agency
652 F.3d 1
D.C. Cir.
2011
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Background

  • EPA issued the Vessel General Permit (VGP) under CWA §402 to cover incidental vessel discharges nationwide.
  • The VGP includes approximately 100 state-certification conditions appended as Part VI, reflecting each state’s water-quality standards.
  • Lake Carriers' Association and others challenged the final VGP, asserting notice, comment, and economic-analysis defects.
  • Ninth Circuit decision vacating the exemptions for incidental vessel discharges prompted EPA to issue the general permit with state-certification conditions.
  • EPA had provided public notice for the draft VGP, but petitioners argued that it did not address final-state conditions and potential cumulative effects.
  • The DC Circuit denied the petitions, holding EPA could not amend or reject state certifications and that further notice would be futile.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
APA notice and comment on final VGP Lake Carriers argues 401 conditions required further notice. EPA says 401(a) supersedes APA only where express; otherwise no need for new notice. No additional notice required; futile to remand for notice.
EPA authority to amend or reject state certifications EPA could alter state conditions to avoid burdens or conflicts. EPA lacks power to amend/reject state certifications; states set conditions to meet their standards. EPA could not amend or reject; no need for further comment.
Response to comments about inter-state burdens EPA ignored comments about cumulative state-condition burdens on vessels. CWA requires state-specific conditions; EPA cannot override; comments irrelevant if no remedy available. EPA's responses were adequate; no failure to address meaningful points.
Regulatory Flexibility Act analysis EPA failed to consider costs of complying with state conditions in its RFA analysis. Cost of state conditions need not be included; objections waived for not raised below. Waived; EPA's analysis sufficient.

Key Cases Cited

  • Northwest Env't Advocates v. EPA, 537 F.3d 1006 (9th Cir. 2008) (vacated exemption for incidental vessel discharges lacking authority)
  • City of Tacoma v. FERC, 460 F.3d 53 (D.C. Cir. 2006) (state authority and certification boundaries under CWA)
  • Am. Rivers, Inc. v. FERC, 129 F.3d 99 (2d Cir. 1997) (agency power to amend permits; statutory interpretation under CWA)
  • National Ass'n of Home Builders v. U.S. Army Corps of Engineers, 417 F.3d 1272 (D.C. Cir. 2005) (APA notice-and-comment applicability to nationwide permits)
  • Linemaster Switch Corp. v. EPA, 938 F.2d 1299 (D.C. Cir. 1991) (waiver of arguments not raised before agency)
Read the full case

Case Details

Case Name: Lake Carriers' Ass'n v. Environmental Protection Agency
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Jul 22, 2011
Citation: 652 F.3d 1
Docket Number: 09-1001, 09-1010, 09-1076, 09-1115
Court Abbreviation: D.C. Cir.