532 F.Supp.3d 141
S.D.N.Y.2021Background
- Plaintiffs (Westchester County residents) sued the World Health Organization (WHO) for negligence in its early COVID-19 response, alleging delays and misinformation arising December 2019–March 2020 caused injury to plaintiffs and a putative countywide class.
- Alleged WHO conduct: reliance on Chinese authorities, public praise of China, delayed recognition of human-to-human transmission, late declaration of PHEIC, and global guidance dissemination (including via online platforms and regional offices such as PAHO and the Western Pacific office).
- WHO is a UN specialized agency with U.S. membership and offices worldwide; plaintiffs sued in Southern District of New York. Complaint amended twice; WHO moved to dismiss on immunity grounds under the WHO Constitution and the International Organizations Immunities Act (IOIA)/FSIA.
- The Court considered jurisdiction under Rule 12(b)(1), accepted SAC factual allegations as true for the motion, and allowed consideration of evidence outside the complaint where appropriate.
- Court held WHO immune: IOIA/FSIA supplies immunity; plaintiffs’ attempt to invoke the FSIA non-commercial tort exception failed because the "entire tort" did not occur in the U.S. and the alleged acts were discretionary policy decisions.
- Leave to amend was denied with prejudice because plaintiffs had multiple opportunities to cure defects and immunity is a substantive bar not susceptible to further pleading.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether WHO is immune from suit under the WHO Constitution or IOIA/FSIA | WHO constitution/treaty immunity does not preclude suit or is not dispositive given U.S. withdrawal argument and other challenges | WHO enjoys absolute immunity under its constitution and independent immunity under IOIA/FSIA | Court did not resolve self-execution of WHO Constitution but found independent immunity under IOIA/FSIA and dismissed suit |
| Whether FSIA non-commercial tort exception applies ("entire tort" occurred in U.S.) | WHO disseminated injurious information via internet and U.S.-based platforms (and PAHO) so the tort occurred in the U.S. | The challenged conduct occurred abroad (China, Geneva, regional offices); use of U.S.-based internet platforms is insufficient to locate the entire tort in the U.S. | Exception fails: plaintiffs did not plausibly show the entire tort occurred in the U.S. |
| Whether discretionary-function exception bars suit even if tort occurred in U.S. | IHR and other instruments impose mandatory duties on WHO so decisions were non-discretionary | WHO’s decisions about public-health assessment and information-sharing involve policy judgments and are discretionary | Discretionary-function exception applies; policy judgments about risk and communication are immune from second-guessing by courts |
| Whether plaintiffs should get leave to amend | Plaintiffs sought opportunity (and earlier sought discovery) to cure defects | Defendant opposed; argued immunity is dispositive and facts were known earlier | Leave denied with prejudice as plaintiffs had multiple amendments, were given notice, and immunity is a substantive, incurable bar |
Key Cases Cited
- Cortlandt St. Recovery Corp. v. Hellas Telecomms., S.A.R.L., 790 F.3d 411 (2d Cir. 2015) (standard for Rule 12(b)(1) and consideration of evidence outside the complaint)
- Makarova v. United States, 201 F.3d 110 (2d Cir. 2000) (plaintiff bears burden to prove subject-matter jurisdiction)
- Jam v. Int’l Fin. Corp., 139 S. Ct. 759 (2019) (FSIA governs immunity of international organizations under the IOIA)
- In re Terrorist Attacks on Sept. 11, 2001, 714 F.3d 109 (2d Cir. 2013) ("entire tort" rule for FSIA non-commercial tort exception)
- Jerez v. Republic of Cuba, 775 F.3d 419 (D.C. Cir. 2014) (entire-tort requires actionable conduct to occur within U.S.)
- United States v. Gaubert, 499 U.S. 315 (1991) (discretionary-function exception covers policy-based governmental judgments)
- USAA Cas. Ins. Co. v. Permanent Mission of Republic of Namib., 681 F.3d 103 (2d Cir. 2012) (discretionary-function exception applies in FSIA context)
- Smith v. Socialist People’s Libyan Arab Jamahiriya, 101 F.3d 239 (2d Cir. 1996) (jus cogens violation does not constitute implied waiver of FSIA immunity)
- Medellín v. Texas, 552 U.S. 491 (2008) (distinction between self-executing and non-self-executing treaties)
