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Keys v. Faulk
17-1144
| 10th Cir. | Dec 5, 2017
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Background

  • Damon Keys, a Colorado prisoner, was convicted (1995) of multiple violent offenses and sentenced to 96 years; Colorado courts reversed and remanded multiple times on counsel/conflict and procedural grounds before a retrial conviction and state post-conviction attempts failed.
  • Keys filed a 28 U.S.C. § 2254 habeas petition raising: (1) suppression of evidence because the arrest warrant was void ab initio, (2) a pretextual arrest used to seize his shoes, and (3) six ineffective-assistance-of-counsel subclaims.
  • The district court dismissed the pretextual-arrest claim as procedurally barred, denied the other habeas claims, and denied a certificate of appealability (COA); Keys appealed pro se seeking a COA from the Tenth Circuit.
  • The Tenth Circuit evaluated whether reasonable jurists could debate the merits or procedural rulings under Slack v. McDaniel and AEDPA deference standards, and whether Keys had a full and fair opportunity to litigate Fourth Amendment claims in state court.
  • Court concluded Stone v. Powell bars federal habeas relief on the Fourth Amendment seizure claim because Colorado provided a full and fair litigation opportunity; the pretextual-arrest claim was unexhausted/forfeited; and none of the ineffective-assistance subclaims met Strickland deficiency/prejudice standards.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Validity of arrest warrant / suppression of shoe evidence Warrant void ab initio; seizure unlawful so evidence should be suppressed State courts provided full and fair opportunity to litigate Fourth Amendment claim; Stone bar applies Denied — Stone bars habeas relief; state courts reasonably applied Fourth Amendment law
Pretextual arrest to seize shoes Arrest was a pretext; warrant was backdated and unlawful Claim was not fairly presented/exhausted in Colorado appellate process; procedurally barred Dismissed as procedurally barred/unexhausted
Ineffective assistance — conflict-free counsel substitution Trial counsel had an actual conflict and should have been replaced CCA found any conflict did not adversely affect counsel’s performance; no Strickland showing Denied — no deficient performance or prejudice shown
Other IAC subclaims (investigation, cross-exam, reasonable-doubt, prosecutorial misconduct) Counsel failed to investigate/test forensics, impeach witnesses, press reasonable-doubt strategy, and object to misconduct State record and proceedings show counsel investigated, impeached, and argued reasonable doubt; claims speculative or not developed in state record Denied — no Strickland deficiency or prejudice; review limited to state-court record

Key Cases Cited

  • Slack v. McDaniel, 529 U.S. 473 (2000) (standard for issuing a certificate of appealability and review of procedurally dismissed claims)
  • Stone v. Powell, 428 U.S. 465 (1976) (federal habeas relief barred where state provided full and fair opportunity to litigate Fourth Amendment claims)
  • Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: deficient performance and prejudice)
  • Cullen v. Pinholster, 563 U.S. 170 (2011) (§ 2254 review limited to the state-court record)
  • Dockins v. Hines, 374 F.3d 935 (10th Cir. 2004) (AEDPA deference to state-court decisions)
  • Gamble v. Oklahoma, 583 F.2d 1161 (10th Cir. 1978) (what constitutes a full and fair opportunity to litigate Fourth Amendment claims)
  • Matthews v. Workman, 577 F.3d 1175 (10th Cir. 2009) (substantive disagreement with state outcome insufficient for habeas relief)
  • Ellis v. Raemisch, 872 F.3d 1064 (10th Cir. 2017) (Colorado appellate review rules and exhaustion implications under AEDPA)
  • Williams v. Trammell, 782 F.3d 1184 (10th Cir. 2015) (fair presentation requires presenting the substance and factual basis of federal claims)
  • House v. Hatch, 527 F.3d 1010 (10th Cir. 2008) (AEDPA § 2254(d)(1) inquiry and showing for presumed prejudice in conflict cases)
  • Jones v. Hess, 681 F.2d 688 (10th Cir. 1982) (claim unexhausted where factual basis was not presented to state courts)
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Case Details

Case Name: Keys v. Faulk
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Dec 5, 2017
Docket Number: 17-1144
Court Abbreviation: 10th Cir.