Keys v. Faulk
17-1144
| 10th Cir. | Dec 5, 2017Background
- Damon Keys, a Colorado prisoner, was convicted (1995) of multiple violent offenses and sentenced to 96 years; Colorado courts reversed and remanded multiple times on counsel/conflict and procedural grounds before a retrial conviction and state post-conviction attempts failed.
- Keys filed a 28 U.S.C. § 2254 habeas petition raising: (1) suppression of evidence because the arrest warrant was void ab initio, (2) a pretextual arrest used to seize his shoes, and (3) six ineffective-assistance-of-counsel subclaims.
- The district court dismissed the pretextual-arrest claim as procedurally barred, denied the other habeas claims, and denied a certificate of appealability (COA); Keys appealed pro se seeking a COA from the Tenth Circuit.
- The Tenth Circuit evaluated whether reasonable jurists could debate the merits or procedural rulings under Slack v. McDaniel and AEDPA deference standards, and whether Keys had a full and fair opportunity to litigate Fourth Amendment claims in state court.
- Court concluded Stone v. Powell bars federal habeas relief on the Fourth Amendment seizure claim because Colorado provided a full and fair litigation opportunity; the pretextual-arrest claim was unexhausted/forfeited; and none of the ineffective-assistance subclaims met Strickland deficiency/prejudice standards.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of arrest warrant / suppression of shoe evidence | Warrant void ab initio; seizure unlawful so evidence should be suppressed | State courts provided full and fair opportunity to litigate Fourth Amendment claim; Stone bar applies | Denied — Stone bars habeas relief; state courts reasonably applied Fourth Amendment law |
| Pretextual arrest to seize shoes | Arrest was a pretext; warrant was backdated and unlawful | Claim was not fairly presented/exhausted in Colorado appellate process; procedurally barred | Dismissed as procedurally barred/unexhausted |
| Ineffective assistance — conflict-free counsel substitution | Trial counsel had an actual conflict and should have been replaced | CCA found any conflict did not adversely affect counsel’s performance; no Strickland showing | Denied — no deficient performance or prejudice shown |
| Other IAC subclaims (investigation, cross-exam, reasonable-doubt, prosecutorial misconduct) | Counsel failed to investigate/test forensics, impeach witnesses, press reasonable-doubt strategy, and object to misconduct | State record and proceedings show counsel investigated, impeached, and argued reasonable doubt; claims speculative or not developed in state record | Denied — no Strickland deficiency or prejudice; review limited to state-court record |
Key Cases Cited
- Slack v. McDaniel, 529 U.S. 473 (2000) (standard for issuing a certificate of appealability and review of procedurally dismissed claims)
- Stone v. Powell, 428 U.S. 465 (1976) (federal habeas relief barred where state provided full and fair opportunity to litigate Fourth Amendment claims)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: deficient performance and prejudice)
- Cullen v. Pinholster, 563 U.S. 170 (2011) (§ 2254 review limited to the state-court record)
- Dockins v. Hines, 374 F.3d 935 (10th Cir. 2004) (AEDPA deference to state-court decisions)
- Gamble v. Oklahoma, 583 F.2d 1161 (10th Cir. 1978) (what constitutes a full and fair opportunity to litigate Fourth Amendment claims)
- Matthews v. Workman, 577 F.3d 1175 (10th Cir. 2009) (substantive disagreement with state outcome insufficient for habeas relief)
- Ellis v. Raemisch, 872 F.3d 1064 (10th Cir. 2017) (Colorado appellate review rules and exhaustion implications under AEDPA)
- Williams v. Trammell, 782 F.3d 1184 (10th Cir. 2015) (fair presentation requires presenting the substance and factual basis of federal claims)
- House v. Hatch, 527 F.3d 1010 (10th Cir. 2008) (AEDPA § 2254(d)(1) inquiry and showing for presumed prejudice in conflict cases)
- Jones v. Hess, 681 F.2d 688 (10th Cir. 1982) (claim unexhausted where factual basis was not presented to state courts)
