Lead Opinion
Petitioner-Appellant Gordon House, a member of the Navajo nation, was convicted in Doña Ana County, New Mexico, of driving while intoxicated, vehicular homicide, and various other charges stemming
I. BACKGROUND
Because the state courts described the facts of this case in detail, we only summarize the facts pertinent to our inquiry. On Christmas Eve 1992, while driving east in the westbound lane of Interstate 40 in Bernalillo County, New Mexico, Mr. House collided with an oncoming car. State v. House,
The accident and ensuing prosecution received continual and extensive media attention owing to allegations that the prosecution was motivated by Mr. House’s ethnicity. See id. at 972, 989-1001 (documenting the extent and nature of the media coverage surrounding Mr. House’s prosecution); see also Twohig v. Blackmer,
Due to the extensive publicity, a Bernalillo County district court granted Mr. House’s unopposed motion to transfer venue to Taos County. Id. at 974. On June 21, 1994, a jury convicted Mr. House on the misdemeanor charge of DWI, but deadlocked on the remaining counts. Id. After the trial court declared a mistrial, the State filed a motion for a change of venue due to the continuing publicity. Id. Mr. House objected, and the trial court overruled the motion. Id.
On November 7, 1994, a second jury trial began in Taos County. Id. Again, the jury deadlocked in favor of conviction on the vehicular homicide counts and another mistrial was declared. Id. Seeking a third trial, the State moved for a change of venue to Bernalillo County. Id. After
Mr. House’s third jury trial began on May 5, 1995, and was broadcast nationwide on Court TV. Id. at 975. On May 26, 1995, after deliberating under five hours, the Doña Ana jury convicted Mr. House on all charges: four counts of vehicular homicide (on a DWI theory); four counts of vehicular homicide (on a reckless driving theory); one count of great bodily injury by vehicle (DWI); and one count of great bodily injury by vehicle (reckless driving). Id. On July 24, 1995, the trial court sentenced Mr. House to a prison term of twenty-five years, suspending three of those years. Id.; see State v. House,
While his case was on direct appeal, the New Mexico Court of Appeals issued an opinion holding that, under constitutional double jeopardy principles, vehicular-homicide convictions could not be imposed on alternative theories for the same deaths. See generally State v. Landgraf,
While his sentencing appeal was pending, Mr. House filed a petition for habeas relief in the United States District Court for the District of New Mexico. The federal district court dismissed the petition without prejudice because Mr. House had not exhausted his state court remedies. At the conclusion of state proceedings, Mr. House filed a second petition for habeas relief.
The magistrate judge recommended denying Mr. House’s petition on the merits. Although the district court only partially adopted the magistrate judge’s findings and conclusions, it reached the same result, denying on the merits Mr. House’s petition for habeas relief. Mr. House appealed and, on July 25, 2005, the district court issued a certificate of appealability.
II. STANDARD OF REVIEW
“ ‘In an appeal of the dismissal of a federal habeas corpus petition, we review a
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in the State court proceedings unless the adjudication of the claim — ■
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d) (emphasis added). Subsection (d)(1) governs claims of legal error while subsection (d)(2) governs claims of factual error. See Maynard,
A. Section 2254(d)(1)
1. Clearly established law
The AEDPA “requires federal habeas courts to deny relief that is contingent upon a rule of law not clearly established at the time the state court conviction became final.” Williams v. Taylor,
The Court recently clarified at least two significant issues that were raised by federal court application of the Williams analytic framework. Carey v. Musladin,
Prior to Musladin, the Supreme Court seemed more likely to draw clearly estab
In contrast, the Musladin Court’s articulation of what constitutes clearly established law is noticeably more restrictive;
Given the lack of holdings from this Court regarding the potentially prejudicial effect of spectators’ courtroom conduct of the kind involved here, it cannot be said that the state court “unreasonably] applied] clearly established Federal law.” § 2254(d)(1). No holding of this Court required the California Court of Appeal to apply the test of Williams and [Holbrook v.] Flynn [475 U.S. 560 ,106 S.Ct. 1340 ,89 L.Ed.2d 525 (1986)] [Supreme Court cases involving government-sponsored practices] to the spectators’ conduct here. Therefore, the state court’s decision was not contrary to or an unreasonable application of clearly established federal law.
Second, Musladin clarified that the threshold determination that there is no clearly established federal law is analytically dispositive in the § 2254(d)(1) analysis. That is, without clearly established federal law, a federal habeas court need not assess whether a state court’s decision was “contrary to” or involved an “unreasonable application” of such law. See The Supreme Court, 2006 Term — Leading Cases, 121 Harv. L.Rev. 335, 340 (2007) (noting that in Musladin the threshold question was “both the beginning and the end” of the analysis).
Prior to Musladin, there was uncertainty regarding whether the Williams Court’s reference to a “threshold” question “simply mean[t] the issue should be addressed first, or whether it also mean[t] the issue should be dispositive and thus the basis for denying relief.” Berry, supra, at 753; see also The Supreme Court, 2006 Term— Leading Cases, supra, at 340 (noting that prior to Musladin the courts were “divided” over whether the threshold question “should also be dispositive”). Cf. Kent S. Scheidegger, Habeas Corpus, Relitigation, and the Legislative Power, 98 Colum. L.Rev. 888, 949 (1998) (pre-Williams, rejecting the view of some commentators that an “unreasonable application” inquiry was appropriate in the absence of clearly established federal law, stating, “Application is not extrapolation. If there were no clearly established law governing the situation, then nothing the state court did could possibly be an unreasonable application of nonexistent law.”).
Musladin has now dispelled the uncertainty: The absence of clearly established federal law is dispositive under § 2254(d)(1).
2. Contrary to or unreasonable application of clearly established federal law
After Musladin, only if we answer affirmatively the threshold question as to the existence of clearly established federal law, may we ask whether the state court decision is either contrary to or an unreasonable application of such law.
A state-court decision is contrary to clearly established federal law if: (a) “the state court applies a rule that contradicts the governing law set forth in Supreme Court cases”; or (b) “the state court confronts a set of facts that are materially indistinguishable from a decision of the Supreme Court and nevertheless arrives at a result different from [that] precedent.” Maynard,
A state court decision involves an unreasonable application of clearly established federal law when it identifies the correct governing legal rule from Supreme Court cases, but unreasonably applies it to the facts. Id. at 407-08,
As to this prong, the ultimate focus of the inquiry is whether the state court’s application of the clearly established federal law is objectively unreasonable. Bell v. Cone,
B. Section 2254(d)(2)
Under the AEDPA’s second subsection governing claims of factual error, a writ of habeas corpus should be granted only if the state court decision was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. 28 U.S.C. § 2254(d)(2). A federal habeas court must presume the state court’s factual findings to be correct unless the petitioner rebuts the presumption with clear and convincing evidence. 28 U.S.C. § 2254(e)(1). The standard “is demanding, but not insatiable ... [as] deference does not by definition preclude relief.” Miller-El v. Dretke,
III. LEGAL ANALYSIS
On appeal, Mr. House challenges the denial of habeas relief on five grounds. First, he contests the trial court’s transfer of venue to Doña Ana County which, he contends, improperly eliminated all members of his race from the venire. Specifically, he argues that Batson v. Kentucky,
Second, Mr. House contends that the trial court misapplied clearly established federal law when it failed to conduct voir dire before presuming that the entire Taos County venire was tainted by pretrial publicity and transferring venue. Third, Mr. House maintains that the State’s discriminatory use of the New Mexico venue transfer statute constituted a structural error that violated his Fourteenth Amendment rights to equal protection and due process of law. Fourth, Mr. House claims that the state court erred in its sentencing decisions in violation of his due process rights. Finally, Mr. House challenges the trial court’s refusal to recuse on remand. Addressing each argument in turn, we conclude that they all lack merit.
A. Is Mr. House entitled to habeas relief based on his claim that New Mexico violated his right to equal protection through its use of a race-neutral venue transfer statute?
Mr. House requests habeas relief arguing that the State-initiated transfer of venue from Taos County to Doña Ana County. — which allegedly eliminated Native Americans from the venire
“The Supreme Court in Batson held that the Fourteenth Amendment’s Equal Protection Clause prohibits the prosecution’s use of peremptory challenges to exclude potential jurors on the basis of their race.” Saiz v. Ortiz,
The New Mexico Supreme Court concluded that equal protection principles did apply in the context of venue transfers and
We conclude that the federal district court reached the right result. No Supreme Court case holds that venue transfers are subject to scrutiny under the Equal Protection Clause. Absent controlling Supreme Court precedent, it follows ineluctably that the New Mexico Supreme Court’s decision to uphold the venue transfer cannot be either “contrary to, or [ ] an unreasonable application of, clearly established Federal law.” 28 U.S.C. § 2254(d)(1).
Musladin is instructive. There, the California Court of Appeal held that the courtroom conduct of the victim’s family, in wearing buttons displaying the victim’s image, was not unconstitutionally prejudicial so as to deny the defendant his right to a fair trial.
Like the spectator conduct at issue in Musladin, the Supreme Court has never addressed a claim that a state-initiated transfer of venue denied a defendant equal protection under the Fourteenth Amendment. Thus, whether the Equal Protection Clause applies to the selection of venue is an “open question” under the Supreme Court’s jurisprudence.
We likewise reject Mr. House’s attempt to extrapolate clearly established law from general equal protection principles in the absence of a Supreme Court holding on point. Although we acknowledge the long line of Supreme Court cases that stand for the proposition that a state may not purposefully discriminate on the basis of race in jury selection procedures,
Because the federal law is not clearly established that equal protection guarantees apply to the state’s selection of a trial venue, we conclude that the New Mexico Supreme Court’s decision was neither contrary to, nor an unreasonable application of, clearly established law. Consequently, Mr. House is not entitled to habeas relief on this ground.
B. Whether Mr. House is entitled to habeas relief because the New Mexico Supreme Court improperly applied Batson?
Mr. House challenges the New Mexico Supreme Court’s modified Batson analysis relating to the venue transfer to Doña Ana County as an unreasonable application of clearly established federal law under the Equal Protection Clause. Because there is no clearly established federal law entitling Mr. House to the safeguards afforded by that constitutional provision when the State initiates a venue transfer, Mr. House’s challenge fails at the threshold inquiry. Under § 2254(d)(1) our analysis ends.
Mr. House argues that the trial court violated his Sixth and Fourteenth Amendment rights when it transferred venue without ascertaining, through voir dire, whether potential jurors were actually prejudiced instead presuming that, after two mistrials, a fair and impartial jury could not be seated in Taos County. The New Mexico Supreme Court, reversing the New Mexico Court of Appeals, held that neither the New Mexico constitution, statutes, nor case law requires that “a venue change should be supported by proof of actual prejudice through voir dire.” House I,
Although Mr. House conflates his arguments concerning legal and factual error, we analyze them separately. First, Mr. House alleges that it is clearly established federal law that voir dire is required before granting a change of venue on the grounds that the entire venire is prejudiced. Consequently, he argues that the New Mexico Supreme Court’s decision was contrary to, or involved an unreasonable application of, this clearly established federal law. As explained supra, a claim of legal error is governed by § 2254(d)(1). Second, Mr. House alleges that the trial court’s presumption of prejudice was an unreasonable determination of the facts in light of the evidence. Because this claim asserts a factual error, we analyze it under § 2254(d)(2).
1. Clearly established federal law under § 2254(d)(1)
The Supreme Court has determined that intense pretrial publicity may create either presumed prejudice or actual prejudice in a jury pool. The Supreme Court expressly articulated these concepts, in Murphy v. Florida,
We have acknowledged the distinction between presumed and actual prejudice, and observed that prejudice is presumed where “pretrial publicity is so pervasive and prejudicial that we cannot expect to find an unbiased jury pool in the community.” Goss v. Nelson,
Actual prejudice “manifests] at jury selection” when voir dire reveals “the effect of pretrial publicity ... is so substantial as to taint the entire jury pool.” Goss,
Conceding that the Supreme Court “recognizes two means of demonstrating” that pretrial publicity has prejudicially impacted potential jurors’ ability to be fair and impartial, Aplt. Op. Br. at 29, Mr. House nonetheless argues that the only effective means of establishing juror prejudice that will justify a venue change is voir dire.
Moreover, the New Mexico Supreme Court relied on its construction of state law that “the choice of waiting until after voir dire before granting a motion to
Accordingly, for the foregoing reasons, Mr. House’s constitutional challenge to the state trial court’s failure to conduct voir dire before effecting the venue transfer must fail.
2. Unreasonable determination of the facts under § 2254(d)(2)
Mr. House further contends that both the trial court and the New Mexico Supreme Court misapprehended the quality and quantity of the pretrial publicity in this case. In his view, the facts were insufficient to support the trial court’s presumption that Taos County jurors were prejudiced against him due to pretrial publicity. To succeed on his claim of factual error, Mr. House must provide clear and convincing evidence that the state court erred in determining that a fair and impartial jury could not be empaneled in Taos County. 28 U.S.C. § 2254(e)(1).
The trial court reached its decision to transfer venue, however, after conducting an extensive evidentiary hearing. House I,
Widespread inflammatory publicity saturated Taos County close to the time of the trials; the television, newspaper and radio publicity was highly emotional; the comments by the parties, relatives, and the attorneys in this case further affected public sentiment; the risk of prejudice was increased by the comparatively small population of Taos [County]; jurors in the second trial did not disclose bias during voir dire; and there was a strong likelihood that many potential jurors would enter the third trial with strong predilections toward one party or the other.
Id. at 990.
In arguing for a contrary outcome, Mr. House relies on Goss, supra. His reliance is misplaced. Goss stands for the unremarkable proposition that, in a case in which the defendant challenges the denial of his request for a transfer of venue, pretrial publicity does not ordinarily in and of itself demonstrate entitlement to relief.
Because Mr. House has not met his burden of proving with clear and convincing evidence that the trial court erred in changing venue to Doña Ana County, he is not entitled to relief.
D. Did the venue transfer constitute fundamental error?
Mr. House next contends that the State’s use of the facially neutral venue transfer statute for the unconstitutional purpose of discriminating against him is a fundamental error. Thus, he argues that the state court violated clearly established federal law and unreasonably determined the facts in light of the evidence presented in requiring him to demonstrate that he suffered prejudice by being tried in Doña Ana County. As with Mr. House’s prior claims, he cannot obtain habeas relief on this ground.
Mr. House observes that both the New Mexico Supreme Court and the federal district court misapprehended the thrust of his claim. Rather than arguing that he is entitled to a jury trial in Taos County, Mr. House contends that regardless of the venue to which his case was transferred, the Constitution guarantees him freedom from the State’s use of facially neutral venue transfer statutes for unconstitutional purposes — to promote racial discrimination and to obtain biased factfinders.
Mr. House’s contentions rest on a faulty premise — that the law is clearly established that the alleged Fourteenth Amendment violations at issue constitute fundamental errors. A fundamental error is a “structural defect affecting the framework within which the trial proceeds.” Arizona v. Fulminante,
Further, our own review of the evidence confirms the state court did not base its decision on an unreasonable determination of the facts. The record includes evidence that Doña Ana County residents were not particularly biased against Mr. House. For instance, the trial court heard testimony that, of the persons willing to participate, thirty-six percent of those surveyed in Doña Ana County had an opinion, while sixty percent of the Taos County participants had one. The trial court could thus validly determine that more Taos County residents had formed opinions regarding Mr. House’s guilt (one way or the other) than potential jurors in Doña Ana County. Approximately 111 of the 300 persons sur
To be sure, the record also shows that Taos County has a greater percentage of Native Americans than does Doña Ana County. House I,
The New Mexico Supreme Court’s decision, therefore, was neither contrary to, nor an unreasonable application of, Supreme Court precedent. Nor was it based on an unreasonable determination of the facts in light of the evidence presented. Accordingly, we deny habeas relief on this ground. •
E. Whether the state court’s sentencing decisions were contrary to, or an unreasonable application of, clearly established federal law?
Mr. House also maintains that we should grant habeas rehef because the state court’s sentencing decisions were contrary to, or involved an unreasonable application of, clearly established federal due process rules.
First, Mr. House contends that New Mexico Court of Appeals’s interpretation of New Mexico’s vehicular homicide statute, N.M. Stat. Ann. § 66-8-101,
Second, Mr. House attacks the New Mexico Court of Appeals’s ruling regarding the use of the recidivist sentencing provision of N.M. Stat. Ann. § 66-8-101(D). According to Mr. House, like the vehicular homicide statute, this provision is ambiguous and therefore the New Mexico Court of Appeals was obliged, under clearly established federal law, to employ the rule of lenity and failed to do so. We reject both arguments.
“[Ajmbiguity concerning the ambit of criminal statutes should be resolved in favor of lenity.” United States v. Bass,
1. Sentencing under the vehicular homicide statute
If applied, the rule of lenity would require us to construe any ambiguity in the vehicular homicide statute in Mr. House’s favor. However, the New Mexico Court of Appeals found that New Mexico’s vehicular homicide statute was not ambiguous because the enhanced penalties for recidivist DWI-related violations and the statute’s motivating policies made it clear which offense the legislature considered more serious — the DWI offense. House II,
2. Application of the recidivist sentencing provision
Mr. House further claims that because N.M. STAT. ANN. § 66-8-101(D) is ambiguous, clearly established federal law requires us to apply the rule of lenity.
The New Mexico Court of Appeals rejected this argument, concluding that the statute was not ambiguous and that the statutory language supported the trial court’s reading. House II,
Mr. House cannot demonstrate that the New Mexico Court of Appeals’s interpretation of its vehicular homicide statute including the recidivist provision was contrary to, or involved an unreasonable application of, clearly established federal law. Therefore, we deny habeas relief on this ground.
F. Whether the trial court’s refusal to recuse entitles Mr. House to habeas relief?
As his final ground for habeas relief, Mr. House argues that the trial court’s refusal to recuse at resentencing violated his Fourteenth Amendment right to due process. We conclude that Mr. House waived this argument by failing to brief the issue before the New Mexico Court of Appeals.
A federal habeas court may not consider issues raised in a habeas petition that have been defaulted in state court on an independent and adequate procedural ground unless the petitioner “can demonstrate cause and prejudice or a fundamental miscarriage of justice.” Thomas v. Gibson,
Mr. House raised the recusal issue on direct appeal in the New Mexico Court of Appeals. It held that Mr. House had waived any appellate challenge regarding his motion to recuse the trial court because, under Rule 12-213 of the New Mexico Rules of Appellate Procedure, he insufficiently briefed the issue. House II, 25
[Mr. House] captions his argument [regarding recusal] as a constitutional challenge to the procedure afforded under New Mexico law. However, he makes no substantive argument regarding the alleged insufficiency of our procedure, relying instead primarily upon recitation of general language pertaining to the need for impartial tribunals. He also appears to challenge the ruling below as an abuse of discretion. Nonetheless, he has not presented to this Court a discussion of the facts relevant to our review. He also fails to note that his motion has already been reviewed not only by the district court, but also by our Supreme Court — neither of which discerned any basis for recusal.
Id.
“New Mexico courts have consistently applied the rule that deems all issues abandoned that are not raised in an appellant’s brief-in-chief.” Maes v. Thomas,
IV. CONCLUSION
For the foregoing reasons, the district court’s denial of habeas relief is AFFIRMED.
Notes
. The first-degree murder charges were eventually dismissed after an evidentiary hearing. House I,
. The trial court imposed a sentence of three years on one count of grievous bodily injury with a motor vehicle. House II,
. In Wright v. Van Patten, - U.S. -,
. Compare Andrade,
. Notably, the Musladin Court did not appear to predicate the presence of clearly established federal law upon the existence of Supreme Court holdings involving essentially identical factual circumstances. In other words, the Court did not insist upon exact factual identity between existing Supreme Court cases and the case sub judice. For example, the Court did not focus on the precise nature of the privately-initiated courtroom conduct at issue — the wearing of buttons bearing the likeness of the deceased. Rather, in referring to "courtroom conduct of the kind involved here,” the Court seemingly distinguished between the allegedly prejudicial effect of government-sponsored, as op
Consequently, Musladin's narrowing of the universe of Supreme Court holdings that qualify, in any given case, as clearly established federal law obliges federal courts to engage in a type of line-drawing. In the post-Musladin world, it is not enough for courts to mechanistically seek to determine whether there are Supreme Court holdings that involve facts that are indistinguishable from the case at issue. Instead, they must exercise a refined judgment and determine the actual materiality of the lines (or points) of distinction between existing Supreme Court cases and the particular case at issue (for example, the Musladin line between the allegedly prejudicial effect of government-sponsored, and privately-initiated, courtroom conduct). Cf. Rodriguez,
. The “extension of legal principle” component is not at issue here. Mr. House does not argue that the state court erred in refusing to extend Supreme Court precedent in a new context. Instead, he claims that the factual differences between jury selection and venue selection are of no moment and, consequently, Supreme Court equal protection precedent that applies to jury selection should apply equally to venue selection. In essence, Mr. House complains that the New Mexico Supreme Court unreasonably applied that precedent.
Given our determination infra that no clearly established federal law mandated the application of equal protection principles arising in the jury selection context to the arena of venue selection, even if we were to construe Mr. House’s argument as being bottomed in any measure on the "extension of legal principle” component, he would have no grounds for complaint: The New Mexico state courts would have given Mr. House the extension of law that he wanted (albeit not the outcome) by applying Batson v. Kentucky,
. The decisional boundaries between the "application of legal principle” and the "extension of legal principle” components of the "unreasonable application” prong are admittedly ill-defined. See Alvarado,
. Mr. House’s Doña Ana County venire actually included several Native Americans whom Mr. House excused from the jury using his peremptory challenges. House I,
. Mr. House argues that the New Mexico Supreme Court’s application of Batson to venue transfers demonstrates that it is clearly established law. However, the New Mexico Supreme Court did not determine that Supreme Court holdings established that Batson applied to venue transfers. Rather, the court found that '‘[t]here is no generally accepted test for evaluating discriminatory intent in the selection of a venue." House I,
. Undoubtedly, for over a century the Supreme Court has battled racial discrimination in the procedures used to select the venire from which individual jurors are drawn. See Strauder v. West Virginia,
. Mr. House also argues that the New Mexico Supreme Court misapplied the more general governing legal principle to be gleaned from Supreme Court precedent — specifically, that the Equal Protection Clause applies at every step of a criminal proceeding. Given the teachings of Musladin discussed supra, we may summarily reject Mr. House’s argument; such a general governing legal principle cannot properly comprise clearly established federal law and, absent such law, our inquiry ends.
. See also Sheppard v. Maxwell,
. We also could construe Mr. House as contending that to protect against the dangers of "purposeful state action to exclude members of Defendant's race from the venire,” Aplt. Op. Br. at 48, a trial court must voir dire potential jurors in a case in which the prosecution requests a venue change because of pervasive pretrial publicity, at least where the factual circumstances raise the specter of possible race-based discrimination (e.g., where the requested venue has few potential jurors of defendant’s race). Even if we construed Mr. House’s argument to encompass this contention, however, we would reject it. We already have concluded that under clearly established federal law Mr. House did not have a right to be protected from alleged state race-based venue transfer requests. Accordingly, clearly established federal law perforce would not have obliged state courts to engage in voir dire to guard against damage to this nonexistent substantive right.
Mr. House urges us to read Mu'Min v. Virginia,
. The New Mexico Supreme Court noted "[£]ederal courts have reserved presumed prejudice only for the most extreme situations.” House I,
. The version of the statute under which Mr. House was sentenced reads:
A. Homicide by vehicle is the killing of a human being in the unlawful operation of a motor vehicle.
B. Great bodily injury by vehicle is the injuring of a human being, to the extent defined in Section 30-1-12 NMSA 1978, in the unlawful operation of a motor vehicle.
C. Any person who commits homicide by vehicle or great bodily injury by vehicle while under the influence of intoxicating liquor or while under the influence of any drug or while violating Section 66-8-113 NMSA 1978 is guilty of a third degree felony and shall be sentenced pursuant to the provisions of Section 31-18-15 NMSA 1978, provided that violation of speeding laws as set forth in the Motor Vehicle Code shall not per se be a basis for violation of Section 66-8-113 NMSA 1978.
D. Any person who commits homicide by vehicle or great bodily injury by vehicle while under the influence of intoxicating liquor or while under the influence of any drug, as provided in Subsection C of this section, who has incurred a prior DWI conviction within ten years of the occurrence for which he is being sentenced under this section, shall have his basic sentence increased by two years for each prior DWI conviction.
E. For the purposes of this section, “prior DWI conviction” means:
(1) a prior conviction under Section 66-8-102 NMSA 1978; or
(2) a prior conviction in New Mexico or any other jurisdiction, territory or possession of the United States when the criminal act is driving under the influence of alcohol or drugs.
F. Any person who willfully operates a motor vehicle in violation of Subsection C of Section 30-22-1 NMSA 1978 and directly or indirectly causes the death of or great bodily injuiy to a human being is guilty of a third degree felony and shall be sentenced pursuant to the provisions of Section 31-18-15 NMSA 1978.
N.M. Stat. Ann. § 66-8-101 (Supp.1991); see House II,
. Before the district court Mr. House also advanced an equal protection challenge to the recidivist sentencing scheme. Generally, he argued that the New Mexico Vehicular Homicide Act’s sentencing enhancement provisions violated the Equal Protection Clause because it is irrational to enhance the sentences of those with previous DWI misdemeanor convictions by two years, while enhancing the sentences of those with previous felonies by only one year. See R., Vol. I, Doc. 41, at 70-71 (Pet.'s Mem. of Law in Support of Habeas Petition, dated Aug. 4, 2003). The magistrate judge rejected this argument and the district court adopted his findings. Mr. House appears to have abandoned this issue on appeal.
Concurrence Opinion
concurring in part and concurring in the result in part.
The majority opinion is a thorough and scholarly work. It offers a principled and persuasive analysis of how the Supreme Court’s recent decision in Carey v. Musladin,
Although the majority’s construct is, as noted above, a principled reading of Mus-ladin, it seems inappropriate to definitively adopt such a construct in this case. First and foremost, the majority’s reworking of the applicable AEDPA standards of review does not come about on the basis of relevant and helpful briefing. Instead, it arises in a briefing vacuum as this case was fully briefed and orally argued several months before the Supreme Court decided Musladin. Furthermore, as highlighted by the absence from the majority opinion of citations to relevant case law, it does not appear there is much authority from other circuits addressing these important questions. Although the absence of briefing and helpful authorities might be less disconcerting if the correctness of the majority approach were without doubt, the majority’s reading of Musladin is not the only principled reading.
In light of this unexceptional avenue for resolving House’s equal protections claims, especially when the availability of that avenue is coupled with the lack of briefing on the impact of Musladin, it seems unwise to use this case as a vehicle to rewrite the AEDPA standards of review in this circuit. For that reason, I do not join Sections II, III.A, or III.B of the majority opinion, but instead concur in the result as to House’s equal protection claims.
I perceive a different flaw in the majority’s resolution of House’s Sixth Amendment claims. See Majority Op. at 1022-27. Although House’s brief is anything but clear, he appears to be arguing that before a trial court can grant a change of venue on the basis of pretrial publicity, it must hold a hearing and try to empanel an impartial jury. The majority resolves this claim by concluding the state trial court, consistent with Supreme Court precedent, presumed the jury pool in Taos County was prejudiced because of pervasive pretrial publicity. Id. at 1023-25. The majority then moves on to conclude that the state courts’ factual findings regarding the existence of prejudicial pretrial publicity are not erroneous under the standard set out in 28 U.S.C. § 2254(e)(1). The problem with the majority’s approach is that it relies on case law that is only tangentially relevant to the actual claim presented.
In essence, House seems to be asserting that prior to granting any prosecution-initiated change in venue based on a claim of bias in the jury pool, a trial court must always attempt to seat a jury. He concludes it appropriate to change venue only if during the process of voir dire it appears the entire venire is tainted. House’s claim, then, is premised on some type of positive right flowing from the Sixth Amendment to be tried in Taos County, which right can only be overcome by a failed attempt to seat an impartial jury. One thing is clear: House is not asserting the jury that tried and convicted him was biased by a pervasive atmosphere of pretrial publicity. He is instead asserting the state trial court should not have granted a change of venue because the prosecution did not first prove the jury pool in Taos County was biased.
None of the cases cited by House and collected in the majority opinion remotely address this issue. Majority Op. at 1023-25. Instead, as explicitly noted in footnote twelve of the majority opinion, the cases relied on by House all address situations in which a trial court refused to transfer venue in an atmosphere allegedly corrupted by publicity. Id. at 1023 n. 12. Each of those cases addresses the type of showing a defendant must make to prevail on a Sixth Amendment claim based on the denial of an impartial jury. Most importantly for our purposes, however, none of those
For those reasons set out above, I join Sections I, III.E, and III.F of the majority opinion and concur in the result in the remainder of the majority opinion, i.e., denial of relief as to House’s claims under the Equal Protection Clause and the Sixth Amendment.
. Compare Majority Op. at 1015-16 (“Prior to Musladin, the Supreme Court seemed more likely to draw clearly established federal law from general principles teased from precedent."), with id. at 1016 ("Thus, in the post-Musladin analysis, clearly established law consists of Supreme Court holdings in cases where the facts are at least closely-related or similar to the case sub judice. Although the legal rale at issue need not have had its genesis in the closely-related or similar factual context, the Supreme Court must have expressly extended the legal rule to that context.”).
. Majority Op. at 1017 ("Musladin clarified that the threshold determination that there is no clearly established federal law is analytically dispositive in the § 2254(d)(1) analysis. That is, without clearly established federal law, a federal habeas court need not assess whether a state court’s decision was 'contrary to' or involved an 'unreasonable application’ of such law.”).
. For instance, it may well be possible to read Carey v. Musladin,
. That is not to say, however, that the state courts were compelled to undertake such an analysis. Instead, I simply note that such a course is not unreasonable.
. It is far from clear that House has presented his Equal Protection Clause and Sixth Amendment claims in discrete packages. Instead, it is possible to read House’s brief as asserting the trial court was required to question the jury pool in Taos County as a prophylactic measure to prevent the prosecution from using potential jury bias as an excuse for making a race-based request for a change of venue. Even so construed, House’s claim fails because the state court decision that such a prophylactic measure is not necessary to vindicate House’s right to equal protection is neither contrary to nor an unreasonable application of Batson.
