45 F.4th 889
6th Cir.2022Background
- Kenneth Mynatt, an IRS employee, alleges co-workers conspired to retaliate after he blew the whistle and criticized a union leader.
- Federal investigators (DOL OLMS and TIGTA) initiated probes; DOJ declined to prosecute, finding no provable crimes.
- Federal agents then allegedly presented forged documents and false testimony to Tennessee prosecutors; SA Scott Kemp testified before a state grand jury, producing a two-count indictment; charges were later dismissed.
- Mynatt sued the United States under the FTCA for malicious prosecution and civil conspiracy; district court dismissed for lack of subject-matter jurisdiction under the discretionary-function exception.
- The Sixth Circuit reviewed de novo, accepting complaint facts as true, and held the discretionary-function exception did not bar jurisdiction as to allegations that federal agents knowingly used false testimony and altered documents to secure an indictment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the FTCA discretionary-function exception bars claims based on federal employees presenting false testimony/forged documents to prosecutors/grand jury | Perjury and presentation of forged evidence are not grounded in policy and thus not protected by the exception | The conduct is part of prosecutorial/investigative discretion and therefore protected | Exception does not apply to knowingly false testimony/forged documents; such conduct is not the kind the exception was designed to shield |
| Proper framing of challenged conduct: investigation decisions vs presenting false evidence | Focus must be on the specific act—presentation of false testimony/altered documents (non-protected) | Broader framing: investigation and recommendations to prosecutors are discretionary and protected | Court agreed with Mynatt that the operative conduct is presentation of false evidence, not the general investigative decisions |
| Whether statutes/regulations rendered the conduct non-discretionary | Various criminal, constitutional, and tort authorities prohibit perjury and false evidence, making the acts non-discretionary | District court treated conduct as discretionary; government emphasized prosecutorial overlap | Sixth Circuit assumed (without deciding) conduct could be discretionary but held even if discretionary, presenting false evidence is not policy-protected; some plaintiff arguments forfeited below |
Key Cases Cited
- Berkovitz by Berkovitz v. United States, 486 U.S. 531 (two-part test for discretionary-function exception)
- United States v. Gaubert, 499 U.S. 315 (exception covers only decisions susceptible to policy analysis)
- United States v. S.A. Empresa de Viacao Aerea Rio Grandense (Varig Airlines), 467 U.S. 797 (exception focuses on nature of conduct, not actor status)
- Millbrook v. United States, 569 U.S. 50 (FTCA waiver context for intentional-tort proviso and scope)
- FDIC v. Meyer, 510 U.S. 471 (sovereign immunity barred absent waiver)
- Dolan v. U.S. Postal Serv., 546 U.S. 481 (construe FTCA exceptions by their words and reason)
- Kosak v. United States, 465 U.S. 848 (identify circumstances within exception’s words and reason)
- Reynolds v. United States, 549 F.3d 1108 (perjury that fuels a prosecution is not protected by discretionary-function exception)
- Gray v. Bell, 712 F.2d 490 (distinguishable D.C. Circuit decision about investigatory conduct intertwined with prosecutorial discretion)
- Kohl v. United States, 699 F.3d 935 (distinguishing policy-grounded conduct from ordinary torts)
- Milligan v. United States, 670 F.3d 686 (require precise framing of challenged conduct in discretionary-function analysis)
