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Kasey Hoffmann v. L. Pulido
928 F.3d 1147
9th Cir.
2019
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Background

  • Kasey Hoffmann, a California state prisoner, filed a pro se § 1983 complaint alleging retaliation by prison guards after he complained about the kosher menu. He sought to proceed in forma pauperis (IFP).
  • The district court identified three prior Hoffmann cases dismissed for qualifying reasons under 28 U.S.C. § 1915(g): Jones (dismissed as duplicative), CCHCS (dismissed on sovereign immunity, lack of standing, and refusal to exercise supplemental jurisdiction), and Growden (dismissed by a magistrate for failure to state a claim).
  • The magistrate judge ordered Hoffmann to show cause why his IFP status should not be denied under the PLRA three-strikes rule; Hoffmann’s response was late because of prison mail delays and the district court dismissed the case for failure to pay the filing fee.
  • Hoffmann appealed, arguing among other points that (1) Growden’s dismissal was void because a magistrate lacked authority under Williams v. King, and (2) CCHCS was dismissed for lack of jurisdiction and therefore should not count as a strike under § 1915(g).
  • The Ninth Circuit exercised discretion to consider arguments Hoffmann raised for the first time on appeal because they were purely legal and the record was developed; it reviewed the PLRA application de novo.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Growden’s dismissal counts as a § 1915(g) strike because a magistrate lacked authority Hoffmann: Growden is void after Williams v. King because the magistrate lacked consent/authority, so it cannot be a strike Government: Growden is a valid prior dismissal and qualifies as a strike Court: Denied — Growden is not void for collateral-attack purposes; at most a legal error, not lack of any arguable jurisdiction, so it counts as a prior judgment (but see overall result)
Whether CCHCS dismissal qualifies as a § 1915(g) strike Hoffmann: CCHCS should not count because it was dismissed on jurisdictional grounds (standing) Government: CCHCS counts as a strike Court: Held CCHCS does not qualify as a strike because the case was dismissed, at least in part, for lack of Article III standing (a 12(b)(1)-type dismissal), and § 1915(g) targets dismissals for frivolousness or failure to state a claim (12(b)(6))
Whether multiple prior dismissals identified render Hoffmann ineligible for IFP status Hoffmann: He had fewer qualifying strikes and thus remains eligible Government: Hoffmann had at least three strikes and is barred under § 1915(g) Court: Because only two prior dismissals here qualify as strikes, Hoffmann is not disqualified from IFP status on this record; district court’s dismissal vacated and case remanded
Whether a prisoner may collaterally attack a prior dismissal’s validity on PLRA strike review Hoffmann: May challenge prior dismissal authority now Government: Such collateral attacks are improper; challenges must be raised in the original action Court: Collateral attacks are disfavored; jurisdictional objections must be raised while the original suit is pending; a voidness claim is narrow and requires lack of even an arguable basis for jurisdiction

Key Cases Cited

  • Williams v. King, 875 F.3d 500 (9th Cir. 2017) (magistrate judges need consent from all parties to enter dispositive rulings)
  • United Student Aid Funds, Inc. v. Espinosa, 559 U.S. 260 (2010) (judgment is void for jurisdictional defect only in exceptional cases lacking even an arguable basis for jurisdiction)
  • Jones v. Giles, 741 F.2d 245 (9th Cir. 1984) (void-judgment doctrine narrowly construed; judgments are void only when jurisdiction is totally wanting)
  • Moore v. Maricopa Cty. Sheriff’s Office, 657 F.3d 890 (9th Cir. 2011) (§ 1915(g) applies to dismissals for failure to state a claim but not to dismissals for lack of jurisdiction)
  • Andrews v. Cervantes, 493 F.3d 1047 (9th Cir. 2007) (a strike under § 1915(g) requires the case as a whole to be dismissed for a qualifying reason)
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Case Details

Case Name: Kasey Hoffmann v. L. Pulido
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jul 8, 2019
Citation: 928 F.3d 1147
Docket Number: 18-15661
Court Abbreviation: 9th Cir.