945 F.3d 991
6th Cir.2019Background
- Giles County contracted with private companies to supervise misdemeanor probationers; violations prompted warrants from county judges.
- Judges issue four types of warrants (cite, ROR, bail-set, hold); when bail is set judges determine amounts outside the probationer’s presence and only judges can change amounts.
- Tennessee law directs sheriffs to keep detainees until released by law; Sheriff Helton detains probationers until they pay judge-set bail (about 130 people Jan–Aug 2018).
- Plaintiffs sued Giles County, Sheriff Helton, and private probation entities claiming detention based on secured bail—set without considering ability to pay—violates the substantive due-process right against wealth-based detention; the district court granted a preliminary injunction restraining the county and sheriff from detaining persons solely on secured financial conditions absent consideration of ability to pay, necessity, and alternatives.
- On appeal the county and sheriff did not contest the injunction’s constitutional basis; they argued only that the plaintiffs sued the wrong parties and that any injunction should target the judges who set bail.
- The Sixth Circuit affirmed, holding the plaintiffs may proceed against the sheriff and county at this stage; judges may be immune and Ex parte Young authorizes injunctive suits against implementing state officials.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Proper defendant for injunction | County and sheriff enforce unconstitutional bail-based detention and may be enjoined | Plaintiffs should have sued judges who set bail, not sheriff/county | Plaintiffs may sue sheriff and county; injunctive relief against them is permissible at this stage |
| Whether sheriff acted as State or county (arm-of-state) | N/A (plaintiffs sued enforcement actors regardless of label) | Sheriff acts as arm of the State when enforcing judge-set bail because law directs sheriffs to obey courts | Sheriff acted for the State when detaining under judge-set bail, per Tennessee law and Shorts v. Bartholomew |
| Applicability of Ex parte Young to sheriff | Ex parte Young permits suit against officials who administer unconstitutional policies | Allowing suit against sheriff improperly expands Ex parte Young; remedy should target judges | Ex parte Young covers the sheriff because he is actively involved in administering the alleged violation; plaintiffs may choose to sue implementers |
| County liability under § 1983 (Monell) at preliminary stage | County employed and oversaw sheriff who enforces bail; county is proper defendant | County may later show no county policy caused violation (Monell defense) | County is a permissible defendant now; Monell defense can be addressed on remand/through discovery |
Key Cases Cited
- Ex parte Young, 209 U.S. 123 (U.S. 1908) (authorizes injunctive suits against state officials for ongoing constitutional violations)
- Alden v. Maine, 527 U.S. 706 (U.S. 1999) (States enjoy sovereign immunity from private suits)
- Lincoln County v. Luning, 133 U.S. 529 (U.S. 1890) (sovereign immunity protects States but not counties)
- Monell v. Dep’t of Soc. Servs., 436 U.S. 658 (U.S. 1978) (municipal liability requires policy or custom causing constitutional violation)
- Mireles v. Waco, 502 U.S. 9 (U.S. 1991) (judicial immunity for judicial acts)
- Shorts v. Bartholomew, 278 S.W.3d 268 (Tenn. 2009) (Tennessee law on who may authorize detainee release)
- Children’s Healthcare Is a Legal Duty, Inc. v. Deters, 92 F.3d 1412 (6th Cir. 1996) (limits on breadth of Ex parte Young relief)
- Doe v. Univ. of Cincinnati, 872 F.3d 393 (6th Cir. 2017) (preliminary injunction factors)
- Crabbs v. Scott, 786 F.3d 426 (6th Cir. 2015) (arm-of-state analysis for county officials)
- Brotherton v. Cleveland, 173 F.3d 552 (6th Cir. 1999) (when compliance with state mandates makes local officials arms of the State)
