Shorts v. BartholomewShorts v. Bartholomew
OPINION
delivered the opinion of the court,
We accepted a question of law certified by the United States District Court for the Western District of Tennessee: whether Tennessee Code Annotated section 8-8-201(a)(3) imposes any duty upon a Tennessee sheriff to calculate the release date and order the release of a Tennessee Department of Correction (“TDOC”) prisoner who is serving a period of incarceration in a county jail. We answer that question in
I. Facts and Procedural History 1
Plaintiff Michael Lee Shorts was arrested on July 10, 2002, and incarcerated in the Carroll County jail pending resolution of several charges against him. On September 9, 2002, he pleaded guilty to aggravated robbery, aggravated burglary, burglary of a vehicle, and two counts of misdemeanor theft. The trial court imposed sentences of eight years, three years, and one year, respectively, and eleven months, twenty-nine days for each of the two theft convictions. The sentences were run concurrently to one another, resulting in an effective sentence of eight years.
2
As to manner of service, the trial court ordered that Plaintiff serve one year in confinement followed by seven years of probation. Under Tennessee law, this type of sentence structure is known as “split confinement” or “shock probation.”
See
The Judgment Order for each felony reflects that Plaintiff was “Sentenced to TDOC” but that he was to be released on probation after service of a period of confinement, the longest period being one year. Further, each judgment gave Plaintiff credit for time already served in the Carroll County jail, back to his original incarceration date of July 10, 2002. If the judgments had been enforced as written, Plaintiff would have completed serving one year no later than July 10, 2003. However, he remained continuously incarcerated in the Carroll County jail until February 13, 2004.
Beginning in April 2003, Plaintiff began asking about a release date. His first inquiry was to the TDOC. Amber Phillips, an employee of the TDOC’s Sentence Management Services responded on May 10, 2003, by a letter that simply stated, “You are serving a split confinement. The jail will calculate your sentence.”
After months of inactivity, on February 11, 2004, Plaintiffs family retained counsel to investigate the situation. On February 12, 2004, Donna Meggs, an employee of retained counsel, contacted Barnes and obtained Plaintiffs jail records. Meggs attested by affidavit that those records consisted of (1) a copy of the judgments, which reflected a split sentence of one year and jail credit back to July 10, 2002; (2) the jail roster, which noted a sentence of one year and a beginning date of July 10, 2002; (3) the letter from Amber Phillips of the TDOC; and (4) the written inquiries previously made by Plaintiff. Meggs then spoke with TBPP officer Barnett, who advised her that the TDOC had no involvement with split sentence release dates. On February 13, 2004, Meggs spoke with Terry Dickey, Chief Deputy of the Carroll County Sheriffs Department, and informed him of her conversation with Barnett in which Barnett had indicated that local jail officials were responsible for calculating Plaintiffs release date.
Both Chief Deputy Sheriff Dickey and Chief Jailer Barnes attested by affidavit that they spoke with each other on February 13, 2004, about the release date for Plaintiff. Dickey attested that after speaking with Barnes, he contacted Jeff Barnett at “TDOC.” 4 Barnes attested that Barnett contacted her on that same day and told her that Plaintiff had served his time and to release him. Plaintiff was released that day.
Plaintiff filed this
Both Plaintiff and Defendants filed motions for summary judgment. On May 26, 2006, the District Court granted Sheriff Bartholomew’s and Carroll County’s motions for summary judgment, denied Plaintiffs motion for summary judgment, and entered judgment in favor of Sheriff Bartholomew and Carroll County. The court found that Plaintiff had failed to produce any evidence that either Sheriff Bartholomew or Carroll County “caused” his unlawful detention and concluded that
no official or employee at the Carroll County Jail or in the Carroll County Sheriffs Department had unilateral discretion either to “calculate” [Plaintiffs] “sentence expiration” and “release” date or to determine that [Plaintiff] could be released without instructions either froma judge or from someone at the state department of correction.
Furthermore, although the court recognized that a jailer might have some obligation to investigate a claim of illegal detention, it noted that there was no evidence in the record that Sheriff Bartholomew knew of or participated in the inquiries and investigations regarding Plaintiffs or any other inmate’s release date. Also absent was any evidence that CaiToll County had a particular “policy” in this area.
Plaintiff appealed to the United States Court of Appeals for the Sixth Circuit. The Sixth Circuit noted the three elements of a proper claim under
Plaintiff alleged two alternate theories of recovery: either that Sheriff Bartholomew directly caused the harm, or that Sheriff Bartholomew failed to prevent the harm by his deliberate indifference to the risk that prisonei’s would be unlawfully detained beyond the period of their adjudged incarceration. After analyzing Plaintiffs theories of recovery, the Court of Appeals for the Sixth Circuit upheld the District Court’s grant of summary judgment as to the suit against Sheriff Bartholomew in his individual capacity. The court agreed there was no evidence that Sheriff Bartholomew was directly or personally involved in Plaintiffs imprisonment, or even aware of Plaintiffs presence at the jail. M at 53-55.
The court also concluded, however, that the District Court erred in granting summary judgment to Carroll County with regard to Plaintiffs allegation against the Carroll County Sheriff in his official capacity. The court reiterated that under Tennessee Code Annotated
II. Standard of Review
We accepted this certification by order filed on May 27, 2008, pursuant to Tennessee Supreme Court Rule 23, which provides as follows:
The Supreme Court may, at its discretion, answer questions of law certified to it by the Supreme Court of the United States, a Court of Appeals of the United States, a District Court of the United States in Tennessee, or a United States Bankruptcy Court in Tennessee. This rule may be invoked when the certifying court determines that, in a proceeding before it, there are questions of law of this state which will be determinative of the cause and as to which it appears to the certifying court there is no controlling precedent in the decisions of the Supreme Court of Tennessee.
Tenn. Sup.Ct. R. 23, § 1. We review questions of law under a de novo standard with no presumption of correctness.
Colonial Pipeline Co. v. Morgan,
The certified question before us involves issues of statutory construction, which we consider under familiar rules. We are first and foremost “to ascertain and give effect to the legislative intent without unduly restricting or expanding a statute’s coverage beyond its intended scope.”
Owens v. State,
III. Analysis
Although this matter has arisen in the context of a federal civil rights action filed under
The parties in this case, and the State of Tennessee as amicus curiae, have each argued forcefully for different statutory or policy solutions to this conundrum. Our research reveals that neither of the parties nor the State is completely accurate in its position, in part because there are gaps and inconsistencies in the sentencing statutes as they currently exist. Careful analysis of the relevant statutes is necessary to resolve the problem.
A. Plaintiff’s Status as a Prisoner of the TDOC or the County Jail
Initially, we must note that the District Court’s certified question incorrectly presumes Plaintiffs status as a “TDOC prisoner.” Plaintiffs counsel conceded this drafting error during oral argument. The District Court’s erroneous presumption is based upon Plaintiffs erroneous judgment orders. Those orders for Plaintiffs felony convictions indicate on their face that Plaintiff was sentenced “to TDOC.” The problem is that the Tennessee Criminal Sentencing Reform Act of 1989,
The Sentencing Act provides for the following sentencing alternatives for felony sentences: continuous confinement (in either the TDOC or a local jail or workhouse), periodic confinement (in a local jail or workhouse), fines, probation, work release, community-based corrections, or a combination of these options.
Thus, the trial court erred when it designated on Plaintiffs judginent orders that he was sentenced to the TDOC. This erroneous designation is a significant cause of the confusion in this case. Although the standard judgment form in use at the time provided an option for sentencing an offender to the county jail or workhouse, with a corresponding option of designating a period of incarceration to be served prior to release on probation, the trial court erroneously checked the box next to “TDOC” in spite of also checking the box next to “Probation” with a notation “supervised after service of] 1 year.” The erz’o-neously marked TDOC box notwithstanding, it is clear that Plaintiff received a split confinement sentence as provided for in Tennessee Code Annotated
Although it appears that the certified question as posed misconstrues Plaintiffs status as a TDOC prisoner, as a courtesy to the District Court and for the future reference of the federal courts, we will endeavor to answer the narrow question asked, to wit: What duty, if any, does Tennessee Code Annotated
To begin, we address what appears at first blush to be a contradiction in terms: that category of inmates who are TDOC prisoners yet confined in a local jail. We must look to numerous and scattered statutes to discover the members of this category.
Generally speaking, a trial court must sentence felony offenders serving continuous time in confinement to incarceration in the TDOC.
7
See
Defendant Sheriff Bartholomew asserts that Tennessee Code Annotated
With Dillon’s Rule in mind, we resort to an examination of the statute in question under accepted principles of statutory construction. First, it is without
We assume that whenever the legislature enacts a provision, it is aware of other statutes relating to the same subject matter.
Wilson v. Johnson County,
The statute at issue in this case,
Initially, we find it helpful to consider the meaning of “release date.” As part of Tennessee’s sentencing scheme, most defendants convicted of felonies and sentenced to confinement are entitled to either automatic early x-elease or considex--ation for eaiiy release upon attaining their “release eligibility date.”
See
Inmates sei’ving longer sentences are treated differently. Rather than the remainder of them sentence being suspended automatically upon reaching them release eligibility date, most TDOC prisoners seiw-
“The release eligibility date provided for in this section is the earliest date an inmate convicted of a felony is eligible for parole.”
Notwithstanding any other provision of the law to the contrary, the department of correction shall be responsible for calculating the sentence expiration date and the earliest release date of any felony offender sentenced to the department of correction and any felony offender sentenced to confinement in a county jail or workhouse for one (1) or more years.10
The TDOC’s responsibility in this regard is echoed in provisions of the Sentencing Act. Tennessee Code Annotated
Reading Chapter 28 and the Sentencing Act
in pari materia,
in the case of TDOC prisoners, regardless of where they are actually confined, it is clear that it is the TDOC’s responsibility to determine sentence expiration dates and release eligibility dates.
The language in these Code sections is clear: the TDOC is responsible for calculating sentence expiration dates and the earliest release dates for TDOC prisoners. These specific provisions control over the general provision in
We therefore conclude that the TDOC is responsible for calculating release eligibility dates for TDOC prisoners, regardless of where they are actually confined. Because these express statutory provisions unambiguously place this responsibility on the TDOC’s shoulders, we deem it unwise to construe
C. Duty to Calculate Release Date for Sentences of Split Confinement
As noted above, however, Plaintiff was not a TDOC prisoner. His judgment orders clearly reflect sentences to split confinement or “shock probation,” i.e., probation following a specific period (one year or less) of confinement. The language in the sections of the Sentencing Act cited above must be read
in pari materia
with the other statutory provisions expressly addressing split confinement sentences. Thus, we perceive the pertinent question for the federal court in this case to be whether Tennessee Code Annotated
Appearing as amicus curiae, the State asserts in its brief that a sheriff has the responsibility for calculating all sentences of split confinement. At oral argument, counsel for the State asserted that this responsibility is well known and accepted by (almost) all sheriffs. However, the State has not cited us to any specific statutory authority actually supporting this proposition. Rather, the State analogizes to Tennessee Code Annotated section 40-35-307(d), which provides that, with respect to sentences of
periodic
confinement up to one year,
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“[t]he sheriff, warden, superintendent or other official having responsibility for the safekeeping of the defendant in any local jail or workhouse shall adopt procedures for the release of the defendant at the time specified in the order of judgment.”
15
Subsection — 307(d) is not applicable to the facts of this case, which deals with split confinement. The statute dealing with split confinement,
In spite of a diligent search, we have not found any express statutory provision regarding who bears the responsibility for calculating the release date of a defendant sentenced to serve a period of confinement pursuant to a sentence of split confinement. This omission is puzzling and doubtless accounts for some of the confusion in the arguments made both to the District Court and to this Court. Clearly someone must be held accountable for this very important responsibility. We therefore consider whether
Split confinement sentences are, by definition, different from sentences of continuous confinement-technically, they are probated sentences.
See
Although the language of
Additionally, local jailers or superintendents have the duty, under several statutes, to determine any sentencing credits earned by a defendant serving a sentence of split confinement.
See, e.g.,
Other courts have similarly interpreted a sheriffs general statutory duty to keep and maintain prisoners as including a duty to effect their timely release.
See, e.g., Whirl v. Kern,
Accordingly, we conclude that the language of Tennessee Code Annotated
CONCLUSION
Like the participants in this case, we believe the existing statutes are inconsistent and overlapping, while at the same time leaving gaps concerning the responsibility for sentence calculation and release in all situations. Nevertheless, we answer the District Court’s certified question by holding that Tennessee Code Annotated
The costs of this appeal are taxed to Plaintiff and Defendant equally, for which execution may issue, if necessary.
. The federal district court did not certify the facts in this case. Because of the case’s procedural posture, we do not have the record. For our summary of the relevant facts and procedural history, we have relied upon the orders entered by the federal district court and the opinion filed by the Court of Appeals for the Sixth Circuit in this matter, together with copies of Plaintiff's judgment orders of conviction.
Notes
. Eight years was the minimum sentence available for aggravated robbery, a Class B felony, which was the most serious of Plaintiff’s convictions.
See
. The record does not indicate why Barnes did not contact the TDOC. The TBPP is an independent board that determines, monitors and assists offenders who may safely be supervised in the community as opposed to being incarcerated for the full term of their sentence with the TDOC.
See
. As noted earlier, Barnett was an employee of the TBPP, not the TDOC.
. This is the statutory designation referred to by the federal courts. In 2003, the designation was
. See, e.g.,
. As set forth above, felony offenders sentenced to split confinement are an exception to this rule.
. Offenders who commit certain enumerated crimes are not eligible for early release on parole. See
. This provision has been redesignated subsection (m).
. We recognize that, taken out of context, the language of this provision could be construed to apply to defendants sentenced to serve one year on split confinement. However, section — 129 is contained in the chapter of the Tennessee Code dealing with parole. Release on parole by the TBPP is a different animal entirely than release on probation by order of a trial court, which is what occurs in a sentence of split confinement. We decline to construe section — 129 in a manner that conflates these two distinct manners of release.
.This provision has been redesignated subsection (q).
. There are other statutes that, by placing a duty upon a sheriff to transmit certain information to the TDOC, imply the information will be used by the TDOC to determine a prisoner’s status.
See, e.g.,
. In conjunction with our inherent power and responsibility to answer questions certified to us pursuant to Rule 23,
see Haley v. Univ. of Tenn.-Knoxville,
. Tennessee Code Annotated section 40-35-307 "permits ... incarceration on alternative periods of time, such as, for example, every other weekend.”
. Tennessee Code Annotated section 40-20-117(b) (2006) contains virtually identical language, but it also applies only to periodic confinement and to confinement for not more than eleven months, twenty-nine days. In this case, Plaintiff was sentenced to one year of confinement.
. This status may change. A convict who, after serving the sentence of split confinement and being placed on probation, thereafter violates the conditions of probation, may have his or her probation revoked and thereafter be ordered to serve in the TDOC the sentence originally imposed.
. The exception is for counties in which the jail has been declared a workhouse, in which case the sheriff is deemed the superintendent of that workhouse.
. Previously designated