823 F.3d 805
5th Cir.2016Background
- Three Mississippi death-row inmates (Jordan, Chase, Loden) sued under 42 U.S.C. § 1983 to enjoin the state from executing them using compounded pentobarbital or midazolam under the revised lethal-injection protocol.
- Mississippi law requires execution by “continuous intravenous administration of an ultra short-acting barbiturate or other similar drug in combination with a chemical paralytic agent.”
- The district court issued a broad preliminary injunction barring Mississippi from using pentobarbital (in compounded form) or midazolam and required court approval of any alternative protocol.
- Mississippi appealed; plaintiffs also raised Eighth Amendment, notice, and access-to-courts claims that the district court had not resolved.
- The Fifth Circuit reviewed whether plaintiffs demonstrated a substantial likelihood of success for the injunction, focusing on sovereign-immunity limits for federal enforcement of state law and both procedural and substantive Fourteenth Amendment due process theories.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Can federal courts enjoin state officials to enforce state execution statute? | Plaintiffs sought federal enforcement of Miss. Code § 99-19-51 to bar pentobarbital/midazolam. | Mississippi invoked sovereign immunity and Ex parte Young limits. | Sovereign immunity bars federal injunctions solely to enforce state law; plaintiffs must show a federal right to enforce § 99-19-51. |
| Procedural due process — does § 99-19-51 create a protected liberty interest? | § 99-19-51 creates a state-law liberty interest entitling plaintiffs to federal protection. | Any state-law interest is procedural only and can be vindicated in state post-conviction proceedings; Sandin controls. | Plaintiffs failed to show an atypical, significant hardship under Sandin; no protected liberty interest warranting federal relief. |
| Substantive due process — does the revised protocol “shock the conscience”? | Executing under the revised protocol (compounded drugs/midazolam) is arbitrary/egregious and shocks the conscience. | The complaint targets execution method, not an unlawful sentence; Hicks and similar cases do not apply; courts should be cautious in invoking substantive due process. | Plaintiffs did not show conduct so egregious as to shock the conscience; Hicks is inapposite. |
| Preliminary injunction equity factors/public interest | Plaintiffs argued irreparable harm and likelihood of success justify broad injunction. | State emphasized sovereign interests in enforcing criminal judgments and public interest. | Because plaintiffs failed the likelihood-of-success prong, the injunction was vacated; court noted public-interest considerations weigh against undue federal interference. |
Key Cases Cited
- Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89 (federal courts may not enjoin state officials to conform conduct to state law)
- Sandin v. Conner, 515 U.S. 472 (state-created liberty interests are limited; atypical and significant hardship test)
- Swarthout v. Cooke, 562 U.S. 216 (mere state-law error does not constitute federal due process violation)
- County of Sacramento v. Lewis, 523 U.S. 833 (substantive due process requires conduct that "shocks the conscience")
- Ex parte Young, 209 U.S. 123 (prospective suits against state officers for enforcement of federal law may proceed)
- Glossip v. Gross, 576 U.S. 863 (upholding certain three-drug lethal-injection protocols)
- Wilkinson v. Austin, 545 U.S. 209 (application of Sandin and limitations on state-created liberty interests)
- Mathews v. Eldridge, 424 U.S. 319 (framework for procedural-due-process adequacy)
