68 F.4th 289
6th Cir.2023Background
- Jones Brothers contracted with Tennessee DOT to supply 68,615 tons of TDOT-specified "graded solid rock" for a road repair project and leased a nearby site to extract the stone.
- Extraction involved overburden removal, pattern blasting, screening (shaker/slotted buckets), excavators, and hauling; the site also served as a waste pit.
- An MSHA inspector visited April 5, 2016, issued citations for Mine Act violations, and proceedings followed before the Federal Mine Safety & Health Review Commission (the Commission).
- An earlier ALJ decision finding Mine Act jurisdiction was vacated for an Appointments Clause defect; the case was remanded for fresh proceedings before a different ALJ (Rae).
- On remand ALJ Rae found the site was a mine, not a borrow pit, concluding extraction was more-than-intermittent and the rock was used for its intrinsic properties (drainage/hardness) rather than merely bulk fill; the Commission denied review.
- Jones Brothers appealed, arguing (1) the site was a borrow pit (OSHA jurisdiction) and (2) the remand was not a sufficiently "fresh" proceeding; the Sixth Circuit affirmed the Commission.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the extraction site was a "borrow pit" (OSHA) or a "mine" (MSHA) under the Interagency Agreement | Site met borrow pit criteria: one-time/intermittent extraction and material used as bulk fill for the single TDOT project | Extraction was frequent (up to 6 days/week for months), material was sized/tested to TDOT specs and used for intrinsic drainage/hardness properties, so it is a mine | Affirmed: substantial evidence supports ALJ that extraction was not intermittent and material was used more for intrinsic qualities, so MSHA jurisdiction applies |
| Whether remand proceedings satisfied the court's mandate for "fresh proceedings" after vacatur for Appointments Clause error | ALJ Rae read the prior vacated decision before hearing and therefore proceedings were tainted and not "fresh" | Reading past decision does not by itself create disqualifying bias; Calcutt and Lucia permit an independent de novo adjudication that may consider prior records | Affirmed: no showing of continuing taint; Rae’s review of the prior decision did not require reversal |
Key Cases Cited
- North Fork Coal Corp. v. Fed. Mine Safety & Health Review Comm'n, 691 F.3d 735 (6th Cir. 2012) (standard for reviewing ALJ legal conclusions and factual findings)
- Kenamerican Res., Inc. v. United States Sec'y of Labor, 33 F.4th 884 (6th Cir. 2022) (substantial-evidence review of Commission factual findings)
- Pendley v. Fed. Mine Safety & Health Rev. Comm'n, 601 F.3d 417 (6th Cir. 2010) (definition of substantial evidence)
- Consolo v. Fed. Mar. Comm'n, 383 U.S. 607 (1966) (administrative findings upheld if reasonable minds could accept evidence)
- Lucia v. SEC, 138 S. Ct. 2044 (2018) (Appointments Clause and remedy principles requiring a new hearing before a properly appointed official)
- Calcutt v. FDIC, 37 F.4th 293 (6th Cir. 2022) (fresh proceedings after vacatur need independent adjudication but need not ignore prior record)
- United States v. Am. Union Transp., Inc., 327 U.S. 437 (1946) (agency inaction or past practice does not preclude later assertion of jurisdiction)
