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Johnson v. United States
779 F.3d 125
2d Cir.
2015
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Background

  • In Aug. 1998 Johnson robbed a bank with a gun; indicted on three counts: bank robbery (Count One, §2113(a)), armed bank robbery (Count Two, §2113(d)), and using/carrying a firearm in relation to a crime of violence (§924(c), Count Three).
  • A jury convicted Johnson on all three counts; he received concurrent sentences on Counts One and Two and a consecutive 300-month sentence on Count Three.
  • On direct collateral review this Court vacated Count One as multiplicitous with Count Two; Count Two remained and aggregate sentence was unchanged.
  • Johnson filed a §2255 petition arguing Count Three must be vacated because the predicate Count One conviction was vacated, and also asserted ineffective assistance of prior counsel.
  • The district court denied relief; Johnson appealed. The central legal question was whether a §924(c) conviction requires a separate, subsisting conviction for the predicate crime of violence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether §924(c) requires a separate conviction for the predicate crime Johnson: Vacatur of Count One eliminates the predicate, so Count Three must fall Gov't: §924(c) needs only legally sufficient proof that the predicate crime occurred, not a separate conviction Court: §924(c) requires legally sufficient proof the predicate crime occurred but does not require a separate conviction
Whether vacatur for multiplicity undermines jury factual findings supporting §924(c) Johnson: Vacatur of Count One disturbed the factual basis for the §924(c) conviction Gov't: Multiplicity vacatur leaves jury’s factual findings intact Court: Vacatur for multiplicity does not undo the jury’s factual findings (Ansaldi governs)
Whether a legally insufficient predicate conviction requires reversal of §924(c) Johnson: If predicate cannot stand, §924(c) must fail Gov't: §924(c) must be supported by legally sufficient proof of predicate; if predicate is insufficient, §924(c) fails Court: Agrees with Zhou: §924(c) cannot stand if proof of predicate is legally insufficient
Whether prior counsel was ineffective for failing to raise these arguments Johnson: Prior counsel failed to raise multiplicity and §924(c) challenges Gov't: Any failures were not prejudicial or were not objectively unreasonable Court: Strickland not met — any counsel deficiency was remedied by vacatur and the §924(c) arguments are meritless

Key Cases Cited

  • United States v. Zhou, 428 F.3d 361 (2d Cir.) (a §924(c) conviction requires legally sufficient proof of the underlying offense)
  • United States v. Ansaldi, 372 F.3d 118 (2d Cir. 2004) (vacatur for multiplicity does not negate jury factual findings)
  • United States v. Lake, 150 F.3d 269 (3d Cir. 1998) (§924(c) does not require a separate conviction for the predicate offense)
  • United States v. Wilkerson, 361 F.3d 717 (2d Cir. 2004) (panels bound by prior panel precedent)
  • Kovacs v. United States, 744 F.3d 44 (2d Cir. 2014) (setting forth standard of review for §2255 ineffective-assistance claims)
  • Strickland v. Washington, 466 U.S. 668 (1984) (counsel must be objectively unreasonable and prejudicial to establish ineffective assistance)
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Case Details

Case Name: Johnson v. United States
Court Name: Court of Appeals for the Second Circuit
Date Published: Feb 25, 2015
Citation: 779 F.3d 125
Docket Number: Docket No. 13-546-pr
Court Abbreviation: 2d Cir.