John Draper v. D. Rosario
836 F.3d 1072
| 9th Cir. | 2016Background
- Plaintiff John Clint Draper, a mobility-impaired prisoner, alleged excessive force by Officer David Rosario (Eighth Amendment) after an altercation and a due-process violation by Lieutenant E. Rogers in the ensuing disciplinary hearing (Fourteenth Amendment).
- Draper failed to complete the full three-level administrative grievance process for his claim against Rogers; defendants moved to dismiss for failure to exhaust under the PLRA.
- At trial on the excessive-force claim, Draper presented two inmate eyewitnesses (Thompson and Shepard); a third eyewitness (Doe) was threatened and refused to testify in person; Draper sought deposition, live video testimony, or admission of Doe’s prior sworn statement—court denied each request and excluded Doe’s evidence.
- Defense witnesses (officers Colter and Lee) testified in support of Rosario; closing argument by defense counsel included statements that officers risked job loss or prosecution if they perjured themselves; Draper’s counsel did not object at trial.
- Jury returned verdict for Rosario. District court taxed $3,018.35 in costs against Draper. Draper appealed, arguing errors on exhaustion dismissal, exclusion of Doe, improper vouching, and the cost award.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Draper’s procedural due-process claim against Rogers should have survived dismissal for failure to exhaust administrative remedies under the PLRA | Draper argued officials obstructed or impeded his ability to exhaust (forms withheld/retaliation), so remedies were unavailable | Defendants produced grievance records showing appeals were not completed; non-exhaustion is an affirmative defense | Affirmed dismissal: defendants met burden; Draper’s vague allegations insufficient to create a triable issue under Albino burden-shifting |
| Whether the district court abused discretion by excluding Doe’s testimony (video deposition, live video, or prior sworn statement) | Doe was threatened and unwilling to appear; deposition or video testimony or prior statement should have been allowed under Rules 32/43/804/807 | Court: exceptional/compelling circumstances not shown; testimony largely cumulative; safety concerns; hearsay catchall not satisfied | Affirmed: court did not abuse discretion in denying deposition use, live video, or admitting prior statement |
| Whether defense counsel’s closing argument improperly vouched for officer witnesses and warrants reversal | Counsel’s statements (officers would lose jobs or face prosecution if they lied) improperly vouched and relied on evidence outside the record, prejudicing Draper | Defense: statements permissible argument about credibility; no timely objection; civil-context limits were unsettled | Held: statements were improper vouching, but on plain-error review reversal not warranted because error was not "plain or obvious" at time of trial |
| Whether the district court abused its discretion in taxing $3,018.35 in costs against Draper | Draper (indigent prisoner) argued factors (public importance, closeness, chilling effect, limited resources, disparity) rebut presumption for awarding costs; large award is unjust | Defendants argued presumption under Rule 54(d)(1) favors prevailing party; cost amount modest; district court acted within discretion | Reversed as to costs: award vacated and remanded for reconsideration—district court abused discretion by not accounting appropriately for the enumerated factors |
Key Cases Cited
- Hudson v. McMillian, 503 U.S. 1 (excessive-force standard under Eighth Amendment)
- Albino v. Baca, 747 F.3d 1162 (en banc) (burden-shifting and proper procedure for PLRA exhaustion defenses)
- Porter v. Nussle, 534 U.S. 516 (PLRA exhaustion requirement applies to prisoner § 1983 suits)
- United States v. Weatherspoon, 410 F.3d 1142 (improper vouching and reliance on matters outside the record)
- Ass’n of Mexican-American Educators v. California, 231 F.3d 572 (en banc) (factors district courts may consider in declining to award costs)
