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John Doe v. Columbia University
2016 U.S. App. LEXIS 13773
| 2d Cir. | 2016
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Background

  • John Doe, a Columbia student, was accused by Jane Doe of non-consensual sexual intercourse; Columbia’s Title IX investigator prepared a report and a disciplinary panel found Doe responsible and suspended him until Fall 2015.
  • Doe alleges the investigator (Sessions-Stackhouse), the hearing panel, and the Dean acted with pro-female, anti-male bias, failed to follow procedures, declined to interview witnesses Doe identified, and relied on an investigator’s report that omitted favorable evidence.
  • The complaint asserts the University was under contemporaneous pressure from students and the press to appear tougher on sexual-assault complaints, creating an institutional motivation to favor complainants.
  • Columbia moved to dismiss under Rule 12(b)(6); the district court granted dismissal of federal claims and declined supplemental jurisdiction over state-law claims.
  • The Second Circuit reviewed whether the McDonnell Douglas/Littlejohn minimal-pleading inference of discriminatory intent applies to Title IX claims and whether Doe’s complaint plausibly alleged sex-based discrimination and institutional liability.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Does the McDonnell Douglas/Littlejohn minimal pleading framework apply to Title IX claims alleging sex discrimination in university discipline? Littlejohn framework applies; Title IX claims should benefit from the same temporary presumption reducing pleading burden. Title IX differs and does not require the Title VII-style burden-shifting at the pleading stage. Held: Yes. The court applies the McDonnell Douglas/Littlejohn minimal plausible-inference pleading standard to Title IX disciplinary discrimination claims.
Did Doe plead sufficient facts to raise a minimal plausible inference of sex bias to survive 12(b)(6)? Alleged investigator and panel ignored witnesses, deviated from procedures, reached conclusions unsupported by evidence, and acted against a backdrop of public pressure to protect female complainants. Columbia: University’s conduct reflected lawful aims (taking allegations seriously, avoiding publicity/Title IX liability), not discrimination. Held: Complaint sufficiently alleged specific facts giving rise to a minimal plausible inference of sex discrimination; dismissal vacated.
Can bias by an investigator who did not sit on the adjudicatory panel be imputed to the University? Investigator had institutional influence; her report substantially informed the panel’s decision, so her bias is relevant to institutional liability. Investigator did not make the ultimate decision; procedural errors by a non-decisionmaker cannot establish Title IX liability. Held: Bias by an influential investigator can support institutional liability if the biased actor played a meaningful role in causing the adverse action.
Were state-law claims properly dismissed without prejudice pending resolution of federal claims? Doe asserted diversity jurisdiction as well; state claims should be addressed on remand. District court declined supplemental jurisdiction and dismissed state claims without prejudice. Held: Dismissal of state-law claims vacated; district court must address them on remand.

Key Cases Cited

  • Littlejohn v. City of New York, 795 F.3d 297 (2d Cir. 2015) (articulating minimal plausible-inference pleading standard in Title VII discrimination suits)
  • McDonnell Douglas Corp. v. Green, 411 U.S. 792 (U.S. 1973) (framework for burden-shifting in discrimination cases)
  • Ashcroft v. Iqbal, 556 U.S. 662 (U.S. 2009) (pleading must allege facts supporting plausible inference of unlawful conduct)
  • Yusuf v. Vassar College, 35 F.3d 709 (2d Cir. 1994) (applying Title VII principles to Title IX disciplinary-discrimination claims)
  • Staub v. Proctor Hosp., 562 U.S. 411 (U.S. 2011) (employer liability where biased subordinate’s actions proximately cause adverse employment action)
  • Holcomb v. Iona College, 521 F.3d 130 (2d Cir. 2008) (biased institutional actors with meaningful role can support employer liability)
Read the full case

Case Details

Case Name: John Doe v. Columbia University
Court Name: Court of Appeals for the Second Circuit
Date Published: Jul 29, 2016
Citation: 2016 U.S. App. LEXIS 13773
Docket Number: 15-1536 (L)
Court Abbreviation: 2d Cir.