691 F. App'x 45
2d Cir.2017Background
- Roberto Jackson, pro se, sued parole officers, an ALJ (Amy Porter), and private mental-health providers alleging violations of First Amendment, procedural and substantive due process, HIPAA, and NY confidentiality laws after parole revocation proceedings.
- Core factual allegations: therapist Maria Dimeo reported Jackson missed appointments, a bipolar diagnosis, medication, and allegedly told parole officer Angie Ramirez that Jackson threatened her; Ramirez is alleged to have forged the report, leading to Jackson’s arrest for parole violation.
- Jackson challenged ALJ Porter’s impartiality at the parole-revocation hearing and sought monetary damages from state officials in their official capacities and confidentiality breaches by Dimeo.
- District court dismissed the complaint under Fed. R. Civ. P. 12(b)(6); Jackson appealed only three issues: procedural due process claim against ALJ Porter, official-capacity damages against state defendants, and breach-of-confidentiality claims against Dimeo.
- The Second Circuit reviewed de novo and affirmed the dismissal in all respects.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ Porter is immune from monetary damages for alleged bias in parole hearing | Jackson: Porter acted with bias denying procedural due process | Porter: Entitled to absolute/quasi-judicial immunity for adjudicative acts | Court: Dismissed — quasi-judicial/judicial immunity applies |
| Whether state officials in official capacity can be sued for damages | Jackson: Seeks monetary relief from state officials | Defendants: Eleventh Amendment bars suits against states and officials in official capacity | Court: Dismissed — Eleventh Amendment bars the claims |
| Whether Dimeo’s disclosure violated substantive due process | Jackson: Disclosure of missed appointments, diagnosis, meds was unlawful and conscience-shocking | Dimeo: Disclosure was permitted/conditioned by parole consent; not conscience-shocking | Court: Dismissed — conduct not conscience-shocking; substantive due process fails |
| Whether HIPAA or state law supplies private causes of action | Jackson: Claims under HIPAA and state confidentiality law | Defendants: HIPAA does not create private right; district court may decline supplemental jurisdiction on state claims | Court: Dismissed — Jackson abandoned HIPAA argument on appeal; district court properly declined supplemental jurisdiction for state claims |
Key Cases Cited
- Chambers v. Time Warner, 282 F.3d 147 (2d Cir. 2002) (standard for Rule 12(b)(6) review)
- Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007) (plausibility pleading standard)
- Ashcroft v. Iqbal, 556 U.S. 662 (2009) (legal conclusions not entitled to assumption of truth)
- Bliven v. Hunt, 579 F.3d 204 (2d Cir. 2009) (judicial immunity principles)
- Butz v. Economou, 438 U.S. 478 (1978) (quasi-judicial immunity for judge-like functions)
- Montero v. Travis, 171 F.3d 757 (2d Cir. 1999) (parole-board officials entitled to absolute immunity for quasi-adjudicative acts)
- CSX Transp., Inc. v. N.Y. State Office of Real Prop. Servs., 306 F.3d 87 (2d Cir. 2002) (Eleventh Amendment sovereign immunity principles)
- Davis v. New York, 316 F.3d 93 (2d Cir. 2002) (official-capacity suits as suits against the state)
- Trotman v. Palisades Interstate Park Comm’n, 557 F.2d 35 (2d Cir. 1977) (state waiver of immunity analysis)
- Dube v. State Univ. of N.Y., 900 F.2d 588 (2d Cir. 1990) (Congressional abrogation of state immunity analysis)
- O’Connor v. Pierson, 426 F.3d 187 (2d Cir. 2005) (substantive due process requires conscience-shocking conduct)
- LoSacco v. City of Middletown, 71 F.3d 88 (2d Cir. 1995) (abandonment of issues not argued on appeal)
- Kolari v. N.Y.-Presbyterian Hosp., 455 F.3d 118 (2d Cir. 2006) (district court discretion to decline supplemental jurisdiction)
