in the Matter of the Marriage of Blake Andrew Pratz and Julie Pratz
12-20-00187-CV
| Tex. App. | Dec 21, 2021Background
- Attorney Sara Razavi Zand, representing Julie Pratz in a divorce, sought testimony from Brittany Norwood, Blake Pratz's girlfriend, who was not a party to the Pratz divorce.
- Zand issued subpoenas to Norwood via Norwood's counsel in a different divorce: first to Kelly Norsworthy (Oct 2019) and then to Adam W. Dietrich (Jan 2020); both attorneys advised service on them was improper because Norwood was a nonparty in the Pratz case.
- After the October subpoena, Zand asked Norsworthy for Norwood's address and allegedly pressured her; the October hearing was passed. Zand later filed a descriptor information form seeking a capias and issued a third subpoena that led to Norwood's personal service at Blake's address.
- Dietrich (movant) filed motions for protection, to vacate any capias, and for sanctions under Texas Rule of Civil Procedure 13; Norsworthy drafted and argued the sanctions motion at the hearing.
- The trial court found the October subpoena groundless and issued in bad faith, the January subpoena groundless and issued for harassment, and awarded $4,800 in sanctions.
- On appeal Zand raised four issues: standing of Dietrich to seek sanctions, mootness of the subpoenas, legal sufficiency of evidence supporting sanctions, and sufficiency of proof of attorney's fees underlying the monetary award.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Standing to seek Rule 13 sanctions | Dietrich lacked standing because he was not a party, was not served, and was not personally affected | Rule 13 does not limit who may file a sanctions motion; Dietrich was affected by the subpoenas | Court: Dietrich had standing under Rule 13; overruled Zand's standing challenge |
| Mootness of subpoenas as basis for sanctions | Because subpoenas were no longer active, sanctions are moot | Rule 13 sanctions serve deterrent/compensatory purposes and survive cessation of the underlying process | Court: Not moot; Rule 13 violation can be punished despite subpoenas being quashed/withdrawn |
| Legal sufficiency of evidence that subpoenas were groundless/bad faith/harassment | Evidence insufficient: actions were poor judgment, not bad faith; movant didn't personally present evidence | Evidence showed counsel was told service was improper, Zand pressured counsel for Norwood's address, and reissued subpoenas after notice | Court: Evidence sufficient to find subpoenas groundless; October subpoena issued in bad faith; January subpoena issued for harassment; overruled sufficiency challenge |
| Sufficiency of proof for monetary sanctions/attorney's fees | Dietrich could not recover fees personally (no fees incurred by him); only hearsay/billing directed to Norwood; insufficient proof of reasonable fees | Amount of fees used as measure of appropriate sanction; Norsworthy prosecuted motion on Dietrich's behalf | Court: Monetary award vacated as evidence insufficient to support $4,800 in attorney's fees; remanded for redetermination |
Key Cases Cited
- Williams v. Lara, 52 S.W.3d 171 (Tex. 2001) (standing is a prerequisite to suit)
- Scott & White Mem’l Hosp. v. Schexnider, 940 S.W.2d 594 (Tex. 1996) (purposes of Rule 13 sanctions: deterrence and compensation)
- TransAmerican Nat. Gas Corp. v. Powell, 811 S.W.2d 913 (Tex. 1991) (sanctions must relate to offending conduct; identify responsible party)
- Low v. Henry, 221 S.W.3d 609 (Tex. 2007) (sanctioning standards and review for excessiveness)
- PR Invs. & Specialty Retailers, Inc. v. State, 251 S.W.3d 472 (Tex. 2008) (burden to prove attorney's fees reasonableness for fee-shifting sanctions)
- Rohrmoos Venture v. UTSW DVA Healthcare, LLP, 578 S.W.3d 469 (Tex. 2019) (standards for awarding attorney's fees sanctions)
- Jackson v. State Office of Admin. Hearings, 351 S.W.3d 290 (Tex. 2011) (pro se attorneys cannot recover attorney's fees they did not incur)
- Nath v. Texas Children's Hosp., 446 S.W.3d 355 (Tex. 2014) (abuse-of-discretion standard for sanctions review)
