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In re Williams
2015 U.S. App. LEXIS 19732
5th Cir.
2015
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Background

  • Anthony Williams, a felon in possession, received a 15-year sentence under the Armed Career Criminal Act (ACCA) based on three predicate Texas convictions, including a 1985 robbery.
  • The ACCA defines “violent felony” with an elements clause and a residual clause covering crimes that "otherwise involve conduct that presents a serious potential risk of physical injury."
  • In Johnson v. United States, the Supreme Court held the ACCA residual clause unconstitutionally vague.
  • Williams previously filed and lost a § 2255 habeas petition before Johnson; he sought authorization to file a successive § 2255 petition relying on Johnson.
  • Under 28 U.S.C. § 2255(h)(2) and § 2244(b)(2), authorization for a successive petition requires a prima facie showing that the claim relies on a new constitutional rule made retroactive to cases on collateral review by the Supreme Court.
  • The Fifth Circuit concluded Johnson announced a new rule but held it is not retroactive on collateral review under Teague, so Williams’ motion for authorization to file a successive petition was denied.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did Johnson announce a new rule of constitutional law? Johnson broke new ground by invalidating the ACCA residual clause; thus it is a new rule. (Government implicitly) Johnson was not dictated by precedent, but the government contests retroactivity rather than newness. Held: Johnson is a new rule.
Is Johnson retroactive on collateral review under Teague? Williams: Johnson should be retroactive as a substantive rule invalidating the residual clause. The government: Johnson is not a watershed procedural rule and does not prohibit punishment of conduct categorically; thus not retroactive. Held: Johnson is not retroactive under Teague.
Does Johnson qualify as a "substantive rule" exception to Teague? Williams: Johnson removes the legal basis for certain ACCA penalties, creating a significant risk defendants face unlawful punishment. Court: Johnson requires clarity but does not deprive Congress of power to impose the same punishment with clearer language; it alters sentencing structure, not substantive power. Held: Johnson is not a substantive Teague exception.
Did Williams make the prima facie showing required to authorize a successive § 2255? Williams: Johnson entitles him to relief because one predicate (robbery) depended on the residual clause. Court: Because Johnson is not retroactive, Williams cannot meet the prima facie requirement. Held: Motion for authorization to file a successive § 2255 petition denied.

Key Cases Cited

  • Johnson v. United States, 135 S. Ct. 2551 (2015) (invalidated ACCA residual clause as unconstitutionally vague)
  • Teague v. Lane, 489 U.S. 288 (1989) (framework restricting retroactivity of new rules on collateral review)
  • Schriro v. Summerlin, 542 U.S. 348 (2004) (substantive rules that remove authority to impose punishment are retroactive)
  • Bousley v. United States, 523 U.S. 614 (1998) (statutory-interpretation decisions and actual-innocence considerations; not governed by Teague in same way)
  • Bailey v. United States, 516 U.S. 137 (1995) (statutory interpretation of "use" of a firearm; distinguished from Johnson)
  • Price v. United States, 795 F.3d 731 (7th Cir. 2015) (granted successive § 2255 relief based on Johnson)
  • In re Rivero, 797 F.3d 986 (11th Cir. 2015) (denied successive relief; reasoning aligned with this court)
  • In re Gieswein, 802 F.3d 1143 (10th Cir. 2015) (denied successive relief under Johnson)
  • Pakala v. United States, 804 F.3d 139 (1st Cir. 2015) (granted successive petition under Johnson)
Read the full case

Case Details

Case Name: In re Williams
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Nov 12, 2015
Citation: 2015 U.S. App. LEXIS 19732
Docket Number: No. 15-30731
Court Abbreviation: 5th Cir.