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In re W.R.
A150435
| Cal. Ct. App. | Nov 6, 2017
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Background

  • Minor W.R. had multiple juvenile petitions (2013–2016) across San Mateo and San Francisco counties; several petitions resulted in admissions/probation, others were dismissed or found not true. All petitions were ultimately transferred under a single San Francisco case number (JW14-6119).
  • While on probation and later found incompetent on a 2015 felony petition, W.R. was sent to Summit Academy and thereafter satisfactorily completed his program and probationary supervision.
  • W.R. moved under Welf. & Inst. Code § 786 to dismiss and seal juvenile records after satisfactory completion of probation; the juvenile court granted sealing for several petitions but denied sealing for (1) an October 3, 2014 petition dismissed as part of a plea bargain, (2) a September 5, 2014 petition not sustained, and (3) an October 2015 petition dismissed in the interests of justice under § 782.
  • The court below concluded § 786’s phrase “in the case” did not mean the entire juvenile file and that § 786 did not authorize sealing records for the October 2015 § 782 dismissal because that petition was not one for which probation was granted.
  • W.R. appealed; the appellate court reviewed statutory construction de novo and the trial court’s discretionary rulings for abuse of discretion.

Issues

Issue Plaintiff's Argument (People) Defendant's Argument (W.R.) Held
Does “in the case” in § 786 mean the entire juvenile file (so sealing applies to all petitions in the unitary file)? "In the case" should be limited to the specific petition for which probation was granted; sealing applies only to records pertaining to that petition. "In the case" means the whole juvenile case file under the unitary case number; satisfactory completion of probation should seal all records in that file. Court: "in the case" ties to the dismissed petition, not automatically the entire file.
May § 786(e)(1) authorize sealing/dismissal of a prior petition that was dismissed via plea bargain while another petition produced probation? No—only records for the petition that itself resulted in probation should be sealed under § 786(a)/(b). Yes—when two unconsolidated petitions are resolved together producing a single probationary grant, the court may treat them as one for § 786 purposes and may seal the prior petition. Court: § 786(e)(1) gives discretion to seal prior petitions that meet criteria; where plea bargaining produced probation for related petitions, court should treat them as one and seal the October 3, 2014 petition.
Does § 786 authorize sealing records for a petition filed after the last petition that produced probation (here, the October 2015 § 782 dismissal)? No—§ 786 applies only to petitions for which probation was granted or prior petitions filed before the last probationary petition. Yes—because the minor was on probation for other offenses when the subsequent petition arose and later completed probation, equity favors sealing. Court: § 786 does not authorize sealing records for a subsequent petition that never produced probation; denial affirmed. Minor may seek sealing of that petition under § 781.

Key Cases Cited

  • In re A.V., 11 Cal. App. 5th 697 (2017) (discusses statutory purpose and construction of § 786)
  • In re G.F., 12 Cal. App. 5th 1 (2017) (court required relief under § 786 where prosecutorial dismissal procedure frustrated statutory sealing scheme)
  • In re R.T., 3 Cal. 5th 622 (2017) (rules on statutory interpretation principles)
  • People v. Soria, 48 Cal. 4th 58 (2010) (discusses treatment of unconsolidated cases resolved by plea bargain)
  • In re Jose S., 12 Cal. App. 5th 1107 (2017) (interpretation of related sealing statutes)
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Case Details

Case Name: In re W.R.
Court Name: California Court of Appeal
Date Published: Nov 6, 2017
Docket Number: A150435
Court Abbreviation: Cal. Ct. App.