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848 S.E.2d 530
N.C. Ct. App.
2020
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Background

  • Four-month-old Vinny was hospitalized with acute alcohol intoxication after his mother prepared his formula using a water bottle that later proved to contain liquor.
  • The family had gathered in Atlanta where some relatives poured alcohol into water bottles; mother, Vinny, maternal uncle (Domico), and grandmother traveled back to North Carolina the next day.
  • Domico later smelled alcohol in the water bottle used to make Vinny’s formula; Vinny tested with a high blood alcohol level and was diagnosed with acute alcohol intoxication.
  • Cumberland County DSS filed a juvenile petition alleging neglect, abuse, and dependency; the trial court adjudicated Vinny neglected (dismissing abuse and dependency), returned him to his parents, and ordered random drug screens.
  • The trial court’s written order included Findings of Fact 16 and 18; the court relied on those findings to conclude neglect. Mother appealed, arguing the findings did not support adjudication.
  • The Court of Appeals reversed and remanded, holding the trial court’s conclusion that Vinny was neglected was legally insufficient as written and treating the key finding as a conclusion of law subject to de novo review.

Issues

Issue Petitioner's Argument Respondent's Argument Held
Whether the trial court’s findings support adjudication of neglect under N.C. Gen. Stat. § 7B-101(15) DSS: Child was in mother’s care in an environment where alcohol was placed into bottles; child suffered acute alcohol intoxication — supports neglect Mother: Findings do not show foreseeability, parental culpability, or that child suffered or faced a substantial risk of impairment Reversed and remanded — appellate court held the findings do not adequately support the legal conclusion of neglect and remand for additional findings or a conclusion consistent with existing facts
Whether Finding 18 is a factual finding or a conclusion of law (and corresponding standard of review) DSS: The court’s adjudicatory statement is a factual finding supporting neglect Mother: The statement is a legal conclusion and should be reviewed de novo Court of Appeals: Finding 18 is a conclusion of law; reviewed de novo; trial court’s analysis was conclusory and insufficient
Whether dispositional orders (random drug screens, substance assessment) were proper DSS: Orders remedy conditions contributing to adjudication and are within court’s discretion Mother: No history of substance-related parenting problems; orders arbitrary Majority: Did not reach because adjudication reversed; dissent would have upheld dispositional orders as within discretion given admissions of drug use and the adjudication

Key Cases Cited

  • In re T.H.T., 185 N.C. App. 337 (N.C. Ct. App. 2007) (standard for appellate review of neglect adjudication — findings must be supported by clear and convincing evidence)
  • In re Gleisner, 141 N.C. App. 475 (N.C. Ct. App. 2000) (same standard of review principles cited)
  • In re Stumbo, 357 N.C. 279 (N.C. 2003) (neglect requires physical, mental, or emotional impairment or substantial risk thereof; neglect usually involves severe/dangerous conduct or a pattern)
  • In re Safriet, 112 N.C. App. 747 (N.C. Ct. App. 1993) (requirement that failure to provide proper care must cause impairment or substantial risk)
  • In re Thompson, 64 N.C. App. 95 (N.C. Ct. App. 1983) (neglect definition—parental treatment below societal norms)
  • In re Helms, 127 N.C. App. 505 (N.C. Ct. App. 1997) (distinguishing findings of fact from conclusions of law)
  • In re J.R., 243 N.C. App. 309 (N.C. Ct. App. 2015) (review of conclusions of law de novo)
  • In re A.L.T., 241 N.C. App. 443 (N.C. Ct. App. 2015) (parental fault not always determinative in neglect adjudication)
  • In re T.N.G., 244 N.C. App. 398 (N.C. Ct. App. 2015) (dispositional orders must have a nexus to conditions that led to adjudication)
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Case Details

Case Name: In re V.M.
Court Name: Court of Appeals of North Carolina
Date Published: Sep 1, 2020
Citations: 848 S.E.2d 530; 19-1028
Docket Number: 19-1028
Court Abbreviation: N.C. Ct. App.
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