In re Terraza
E077170
| Cal. Ct. App. | Jan 12, 2022Background
- Warden petitioned under Penal Code §§ 2670–2680 to authorize electroconvulsive therapy (ECT) for inmate Rudy Terraza, who has a long-standing schizoaffective/bipolar disorder and has resided in a psychiatric hospital since 2019.
- The treating psychiatrist recommended ECT as the "gold standard," describing benefits and risks; Terraza’s counsel disputed capacity and benefit.
- The superior court found Terraza lacked capacity (§ 2679(a)) but, under § 2679(b), found by clear and convincing evidence that ECT would be beneficial, was medically appropriate, and there were no less onerous alternatives, and authorized ECT for up to six months.
- Terraza filed a habeas petition asserting a state constitutional privacy right requiring appointment of a surrogate decisionmaker to protect his previously expressed wishes; the appellate court stayed the ECT order.
- The Court of Appeal held that the state need not appoint a surrogate under the constitution but must, upon request of the inmate’s counsel, determine whether the inmate, when competent, expressed values or views indicating refusal of ECT; if such opposition exists, it may preclude ECT unless legitimate penological interests justify overriding it.
- The writ was granted: the trial court’s ECT order was vacated and the court was directed to hold a hearing addressing Terraza’s prior expressed wishes; if none found, the court may again order ECT.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does the state constitutional right to privacy require appointment of a surrogate decisionmaker before imposing ECT on an incompetent inmate? | Terraza: Yes — a surrogate should determine medical necessity and consistency with his wishes. | State: No — parens patriae and § 2679 judicial findings suffice; no surrogate required. | No — appointment of a surrogate is not constitutionally required. |
| Must a court consider an inmate’s previously expressed wishes when authorizing ECT under the organic therapy statutes? | Terraza: Yes — prior competent refusals or values must be considered and can bar treatment. | State: § 2679 findings (benefit, compelling interest, no less onerous alternative, medical appropriateness) are sufficient. | Yes — upon counsel’s request the court must determine if the inmate, when competent, expressed opposition; such evidence can preclude treatment unless overridden by penological interests. |
| Are § 2679 statutory findings alone sufficient to authorize ECT without inquiry into prior competent directives or expressed views? | Terraza: No — statutory scheme omits consideration of prior expressed wishes; that omission is constitutionally inadequate. | State: The § 2679 process adequately protects inmates’ interests. | No — § 2679 findings alone are insufficient when credible evidence exists of prior competent refusal; the court must inquire into prior wishes. |
Key Cases Cited
- In re Qawi, 32 Cal.4th 1 (2004) (California privacy right protects competent adults’ refusal of medical treatment and recognizes limits based on countervailing state interests)
- Conservatorship of Wendland, 26 Cal.4th 519 (2001) (privacy and personal autonomy survive incapacity when exercised while competent; advance directives and prior values inform later decisions)
- Washington v. Harper, 494 U.S. 210 (1990) (prison interests can justify forced medication with due process safeguards)
- Late Corp. of the Church of Jesus Christ of Latter-Day Saints v. United States, 136 U.S. 1 (1890) (discussion of parens patriae as a state power)
- Love v. State Dept. of Education, 29 Cal.App.5th 980 (2018) (privacy right yields to public health/policy needs in some contexts)
