In re: Payne
733 F.3d 1027
| 10th Cir. | 2013Background
- In 2003 Payne pled guilty to conspiracy to manufacture <50 grams methamphetamine and was sentenced to 240 months imprisonment (statutory maximum 20 years).
- He did not appeal; in 2005 he filed a § 2255 motion raising ineffective assistance, Rule 11 defects, factual findings increasing punishment, and counsel’s failure to file an appeal. The district court dismissed all but the failure-to-appeal claim and denied relief after an evidentiary hearing. Payne’s appeal was dismissed for failure to prosecute.
- Payne seeks authorization to file a second or successive § 2255 to challenge his 240-month sentence as based on drug quantities not alleged in the information, arguing his true guideline range was 57–71 months.
- Payne relies on Alleyne v. United States, arguing Alleyne’s rule (that facts increasing mandatory minimums are elements requiring jury finding) entitles him to relief.
- The court must decide whether Alleyne announces a new rule of constitutional law made retroactive on collateral review by the Supreme Court, which would satisfy 28 U.S.C. § 2255(h)(2) and permit authorization.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Alleyne announced a new rule of constitutional law permitting a successive § 2255 | Payne: Alleyne establishes that facts increasing mandatory minima are elements, so his sentence based on uncharged facts violates the Sixth Amendment | Government: Even if Alleyne announces a rule, the Supreme Court has not made it retroactive on collateral review; hence § 2255(h)(2) is not satisfied | Denied — Alleyne is a new rule but has not been held by the Supreme Court to be retroactive on collateral review, so authorization denied |
| Whether the district court’s imposition of the statutory maximum violated Alleyne | Payne: Sentence exceeded guideline range based on unproven facts | Government: Plea agreement acknowledged statutory maximum; court’s exercise of discretion to impose maximum did not implicate Alleyne | Denied — exercise of statutory maximum consistent with plea; no Sixth Amendment violation under Alleyne in this context |
Key Cases Cited
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (facts increasing penalty must be treated as elements)
- Schriro v. Summerlin, 542 U.S. 348 (2004) (Apprendi-based rules need not be retroactive on collateral review)
- Alleyne v. United States, 570 U.S. 99 (2013) (mandatory minimum–increasing facts are elements subject to jury proof beyond a reasonable doubt)
- Simpson v. United States, 721 F.3d 875 (7th Cir. 2013) (Alleyne is a new rule and not held retroactive on collateral review)
- Browning v. United States, 241 F.3d 1262 (10th Cir. 2001) (declining to authorize successive § 2255 where Supreme Court had not made Apprendi retroactive)
- Tyler v. Cain, 533 U.S. 656 (2001) (statutory requirement that Supreme Court must have held a rule retroactive to satisfy § 2255(h)(2))
