In re Marti CA3
C093153
| Cal. Ct. App. | Sep 3, 2021Background
- Jan. 14, 2019: Officer J. Brown conducted a dorm search, documented an electric grill and various items listed as excess property; Sergeant M. Rhode reviewed Brown’s original rules-violation report.
- The initial proceeding about the grill was later vacated and reissued; the January report remained in the record and was referenced thereafter.
- May 5, 2019: Brown conducted another search and prepared a report charging Alex Marti with possession of excess property; the May report expressly referenced the January 14 report and Brown’s alleged verbal warning to Marti to come into compliance.
- Marti filed a Form 22 and met with Rhode (the reviewer); Marti later denied Brown’s claimed warning and asserted improper stacking of discipline.
- June 8, 2019: Sergeant Rhode served as the hearing officer, relied on the January report and Brown’s claimed warning, found Marti guilty of an administrative rules violation, and imposed a 30-day yard-revocation. Marti exhausted administrative remedies and sought habeas relief.
- The Court of Appeal held the case was not moot and concluded Rhode’s prior involvement and apparent predetermined belief barred him from acting as hearing officer; it reversed the June 8, 2019 adjudication and ordered the record removed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Mootness / cognizability | Marti: relief is available because administrative adjudication remains in his file and may affect future decisions | Warden: matter is moot because immediate punishments ended and future impact is speculative | Court: not moot; vacatur would provide meaningful relief because adjudication can affect future classification/discipline |
| Authority to challenge prison regulation violations via habeas | Marti: habeas may vindicate violations of prison regulations | Warden: habeas limited if no atypical hardship or credit impact | Court: habeas may remedy regulatory violations; need not resolve constitutional due process claim |
| Whether Sergeant Rhode was disqualified as hearing officer | Marti: Rhode reviewed the January report, met with Marti, and thus had a predetermined belief and prior involvement | Warden: Rhode had no direct role in May search; prior finding was vacated and other officers reclassified the new report | Court: Rhode’s review of the January report and other contacts made him unfit under title 15 §3320(h); he should not have adjudicated the case |
| Appropriate remedy | Marti: vacatur and removal from file | Warden: no relief necessary if moot or harmless | Court: reverse the adjudication and order removal of the record from Marti’s file |
Key Cases Cited
- Gomez v. Superior Court, 54 Cal.4th 293 (2012) (habeas may vindicate violations of administrative regulations)
- People v. Aragon, 11 Cal.App.4th 749 (1992) (courts’ broad remedial powers in habeas; flexibility to correct miscarriages of justice)
- In re Brindle, 91 Cal.App.3d 660 (1979) (habeas may secure declarations of rights and address injustices in confinement)
- City of San Jose v. International Assn. of Firefighters, Local 230, 178 Cal.App.4th 408 (2009) (mootness doctrine: courts may only afford practical, effectual relief)
- Capen v. Shewry, 155 Cal.App.4th 378 (2007) (deference to agency interpretation limited where plain language and facts support judicial reading)
