In re: L.T.Â
17-235
N.C. Ct. App.Nov 7, 2017Background
- Four minors (P.S./Paul, L.T./Luke, N.J./Natalie, R.J./Robert) were voluntarily admitted to Strategic Behavioral Health, a 24-hour inpatient facility, in spring 2016.
- Strategic discovered in a self-audit that each lacked the district-court hearing required within 15 days under N.C. Gen. Stat. § 122C-224, discharged them, then reevaluated and readmitted them in late May/early June 2016.
- On 14 June 2016 consolidated motions to dismiss were filed arguing (among other things) that the readmissions were unlawful because the initial admissions violated statutory and due-process requirements; the trial court denied the motions and held readmission hearings.
- The trial court concurred in readmissions for Paul, Robert, and Natalie after hearings; Luke expressly consented and the court accepted his consent without a full hearing.
- On appeal, petitioners challenged (1) denial of motions to dismiss, (2) subject-matter jurisdiction based on adequacy of admission-authority signatures, (3) whether verbal consent suffices, and (4) whether a formal colloquy/written waiver was required when a minor consents.
Issues
| Issue | Plaintiffs' Argument | Defendants' Argument | Held |
|---|---|---|---|
| 1) Did the trial court err in denying motions to dismiss based on initial failure to hold §122C-224 hearings? | Initial statutory violation tainted all later readmissions and required dismissal. | Subsequent rehearings on readmission cured the defect; dismissal would improperly deny needed treatment. | Denied — rehearings upon readmission satisfied the statute; motions to dismiss were properly denied. |
| 2) Does the court lack subject-matter jurisdiction unless the admission form is independently verified as signed by a legally responsible person (Paul, Luke, Robert)? | Court must independently confirm that signatures were from legally responsible persons before jurisdiction vests. | Where written forms on their face show parent/guardian signatures, court may presume validity; presumption can be rebutted. | Rejected — where facially signed forms exist, court may presume validity; subject-matter jurisdiction vested for these three. |
| 3) Does verbal authorization (documented by facility staff) suffice as the required signature on an admission form (Natalie)? | Verbal authorization recorded by staff satisfies consent requirement. | Statute requires a legally responsible person’s signature; verbal consent documented by staff is insufficient. | Vacated — Natalie’s form had no parent/guardian signature (only staff notation of verbal consent), so the court lacked jurisdiction to concur in her readmission. |
| 4) When a minor expressly consents (Luke), must the court use a formal colloquy or obtain a written waiver to satisfy due process? | A detailed colloquy or written waiver is required to ensure voluntariness and informed consent. | No statute prescribes such a procedure; a brief on-the-record colloquy is sufficient absent legislative requirement. | Denied — although a fuller colloquy is better practice, no statutory requirement existed and Luke’s brief on-the-record consent did not violate due process. |
Key Cases Cited
- In re T.H.T., 185 N.C. App. 337 (2007) (standards for reviewing findings and conclusions in involuntary/voluntary commitment appeals)
- In re McCabe, 157 N.C. App. 673 (2003) (unchallenged findings supported by competent evidence are binding)
- In re J.S.L., 177 N.C. App. 151 (2006) (conclusions of law reviewed de novo)
- In re Wolfe, 803 S.E.2d 649 (N.C. Ct. App. 2017) (district court lacked jurisdiction where statutorily required written guardian application was never filed)
- In re Lynette H., 323 N.C. 598 (1988) (recognition of need to balance mental-health treatment and individual rights)
- In re Long, 25 N.C. App. 702 (1975) (parental/guardian rights in admission context)
- In re Webber, 201 N.C. App. 212 (2009) (procedural defects in initial commitment not always reviewable via recommitment appeal)
- In re K.U.-S.G., D.L.L.G., & P.T.D.G., 208 N.C. App. 128 (2010) (subject-matter jurisdiction is a question of law reviewed de novo)
- In re T.R.P., 360 N.C. 588 (2006) (statutory limits on court procedure affect jurisdiction)
- In re H.L.A.D., 184 N.C. App. 381 (2007) (subject-matter jurisdiction cannot be waived and may be raised on appeal)
- In re J.M.D., 210 N.C. App. 420 (2011) (courts should not judicially rewrite statutes to add procedural requirements)
