In re Interest of K.M.
910 N.W.2d 82
Neb.2018Background
- Victim D.F., age 12, had a reported diagnosis of Asperger syndrome; alleged sexual penetration by K.M., who was 13 at time of alleged conduct.
- Omaha PD interviewed both children; K.M. initially denied then admitted possible 2 cm anal penetration during a recorded interview.
- Medical exam found anal fissures and constipation; examiner could not conclude assault from fissures and relied on hearsay statements admitted under medical-diagnosis exception.
- Juvenile court adjudicated K.M. delinquent for conduct constituting first-degree sexual assault under Neb. Rev. Stat. § 28-319(1)(b) (victim mentally or physically incapable of resisting or appraising conduct).
- Nebraska Court of Appeals reversed for insufficient evidence that D.F. lacked capacity or that K.M. knew or should have known of such incapacity; Nebraska Supreme Court granted further review.
- Supreme Court affirmed the Court of Appeals, holding State failed to prove beyond a reasonable doubt that D.F. was incapable of resisting or appraising the sexual conduct.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether State proved victim lacked capacity to consent due to mental impairment | State relied on reported Asperger diagnosis and K.M.’s admission to show D.F. was incapable | K.M. argued State presented no evidence of severity of impairment or D.F.’s actual inability to resist or appraise | Held: Mental impairment must be severe; State did not prove D.F. lacked capacity beyond a reasonable doubt |
| Whether State proved K.M. knew or should have known of victim’s incapacity | State pointed to K.M.’s statements acknowledging D.F. had autism and was "mentally slower" | K.M. argued his awareness of diagnosis does not establish incapacity or its severity | Held: Knowledge of diagnosis alone insufficient to prove defendant knew victim lacked capacity |
| Whether expert testimony is required to prove mental incapacity | State contended expert should not be categorically required | K.M. contended lay evidence insufficient absent expert proof of severe impairment | Held: Expert testimony may be probative and sometimes necessary, but is not required in every case; sufficiency depends on facts |
| Standard of appellate review in juvenile adjudications | State suggested adult-criminal sufficiency standard applies | K.M. argued de novo juvenile review applies | Held: Appellate review in juvenile cases is de novo on the record; court disapproved applying adult criminal deferential standard in juvenile matters |
Key Cases Cited
- State v. Rossbach, 264 Neb. 563 (addresses lack-of-capacity sexual assault and requirement of a significant abnormality)
- Reavis v. Slominski, 250 Neb. 711 (discusses consent and consensus that impairment must be severe to negate consent)
- Schafersman v. Agland Coop, 262 Neb. 215 (explains limits of expert testimony when trier of fact can draw conclusions from evidence)
- State v. Sanders, 269 Neb. 895 (discusses intoxication as circumstances negating capacity)
- State v. Freeman, 267 Neb. 737 (addresses unconsciousness and incapacity doctrines)
