831 N.W.2d 644
Minn.2013Background
- Glasser, Minnesota-licensed since 1997, was convicted on two misdemeanor counts of theft by swindle arising from unauthorized charges on her deceased father's credit card.
- A district court sentenced concurrent 90 days in jail and stayed the sentences for one year conditioned on no similar conduct.
- Director filed a petition alleging violation of Minn. R. Prof. Conduct 8.4(b) based on these convictions.
- The referee recommended a public reprimand and five years of supervised probation; Director sought 18-month suspension.
- Glasser admitted the violation and presented mitigation evidence focusing on extreme personal stress and alcoholism in remission.
- The Supreme Court suspended Glasser for at least 30 days with five years of supervised probation and imposed detailed probation conditions after reinstatement.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the referee properly mitigated based on self-reporting, discipline history, and remorse. | Glasser self-reported misconduct and had no prior discipline. | Glasser did not self-report; lack of prior discipline is not truly mitigating. | Misuse of mitigation findings; self-reporting and lack of prior discipline were misapplied; consider remorse. |
| What is the appropriate discipline given the two dishonest-conduct misdemeanors and extreme personal stress? | Director seeks 18-month suspension as appropriate discipline. | Referee's public reprimand with five years’ probation too lenient given misconduct. | Suspension for at least 30 days with five years of supervised probation on reinstatement. |
| Should alcoholism and extreme personal stress be considered mitigating factors under Weyhrich/Fairbairn lines? | Alcoholism and stress are significant mitigating factors. | Alcoholism did not cause misconduct per Weyhrich factors; evidence insufficient for causation. | Extreme personal stress, with alcoholism contributing to life circumstances, supports mitigation. |
Key Cases Cited
- In re Morris, 796 N.W.2d 152 (Minn. 2011) (public discipline for misdemeanor theft-related misconduct)
- In re Ingebritson, 741 N.W.2d 397 (Minn. 2007) (public reprimand and unsupervised probation for misconduct)
- In re Dvorak, 554 N.W.2d 399 (Minn. 1996) (public reprimand for fraudulent tax-return-related conduct)
- In re Prescott, 271 N.W.2d 822 (Minn. 1978) (stayed suspension for false information in loan application)
- In re Mayne, 783 N.W.2d 153 (Minn. 2010) (disbarment for felony financial exploitation (distinguishable on facts))
- In re Crosby, 577 N.W.2d 711 (Minn. 1998) (suspension for theft by swindle in a stipulation case (distinguishable))
- In re Lundeen, 811 N.W.2d 602 (Minn. 2012) (framework for considering factors in discipline: nature, weight, harm, aggravation/mitigation)
- In re Rooney, 709 N.W.2d 263 (Minn. 2006) (extreme personal stress as mitigating factor when misconduct occurred)
- In re Fairbairn, 802 N.W.2d 734 (Minn. 2011) (discusses limiting Weyhrich factors and recognizing extreme stress as mitigation)
- In re Albrecht, 779 N.W.2d 530 (Minn. 2010) (remorse and mitigating factors; standard for evaluating mitigation evidence)
- In re Weyhrich, 339 N.W.2d 274 (Minn. 1983) (origin of Weyhrich factors for alcoholism-related mitigation)
