In re Cross
500 P.3d 958
| Wash. | 2021Background
- Geoffrey Cross represented Drew Vickers in a 2014 criminal matter arising from an ATV accident; during representation Cross discussed with Vickers the possibility of suing Yamaha and Vickers decided not to pursue it.
- In 2016 Mary Valenzuela sued Vickers; Michael Carroll (who had referred Vickers to Cross) represented Valenzuela and Kathleen Thompson represented Vickers in the civil case.
- Carroll asked Cross for information; Cross provided a sworn declaration to Carroll/Valenzuela stating Vickers had declined a products-liability suit against Yamaha; Cross did not obtain Vickers’s informed consent and did not discuss disclosure with Vickers or Thompson.
- The Office of Disciplinary Counsel (ODC) charged Cross with violating RPC 1.9(c)(2) and RPC 1.6(a); the hearing officer found violations but characterized Cross’s mental state as negligent and recommended a reprimand.
- The Disciplinary Board reversed the mental-state finding to "knowing," struck one mitigating factor, and imposed a nine-month suspension; the Supreme Court affirmed the Board, holding that conscious disclosure is "knowing" even if the lawyer did not realize the RPCs barred it.
- The Court relied on aggravating factors (two prior disciplinary offenses and long experience), upheld other mitigating findings (cooperation, remoteness of one prior offense), and found the nine-month suspension roughly proportionate.
Issues
| Issue | Plaintiff's Argument (ODC) | Defendant's Argument (Cross) | Held |
|---|---|---|---|
| Whether Cross’s declarations violated RPC 1.9(c)(2) and RPC 1.6(a) | Cross revealed information relating to representation to an adverse party, breaching both rules | Cross contends disclosure was harmless, public, or within an exception | Violation proven: disclosure was information relating to representation and not authorized by informed consent or exceptions |
| Whether Cross acted with "knowledge" or merely "negligence" | Cross knowingly disclosed protected information (conscious choice to reveal) | Cross lacked awareness that the RPCs barred the disclosure, so his conduct was negligent | "Knowing": conscious awareness of the conduct suffice; knowledge of RPC prohibition not required |
| Whether the disclosure caused actual or potential harm | Disclosure foreseeably risked harm to Vickers’s civil defense (third-party fault defense) | Cross minimized the effect, saying information was public or harmless | Court found potential harm was reasonably foreseeable, so potential injury existed |
| Whether a nine-month suspension is proportionate | Aggravating factors and knowledge with potential harm justify suspension | Cross argued prior cases support a lesser sanction (reprimand) | Suspension upheld as roughly proportionate given prior discipline and comparable precedents |
Key Cases Cited
- In re Disciplinary Proceeding Against Anschell, 141 Wn.2d 593 (2000) (Supreme Court has ultimate responsibility for lawyer discipline and reviews findings of fact for clear preponderance)
- In re Disciplinary Proceeding Against Egger, 152 Wn.2d 393 (2004) (attorney's consciousness of circumstances can constitute "knowledge" without awareness that conduct violates RPCs)
- In re Disciplinary Proceeding Against Stansfield, 164 Wn.2d 108 (2008) (no requirement to prove state of mind as to consequences; should-have-known standard can support knowledge)
- In re Disciplinary Proceeding Against Holcomb, 162 Wn.2d 563 (2007) (attorney found to have acted with knowledge where he should have known a conflict existed)
- In re Disciplinary Proceeding Against Noble, 100 Wn.2d 88 (1983) (deference given to Disciplinary Board’s sanction recommendations due to its experience)
- In re Disciplinary Proceeding Against Poole, 156 Wn.2d 196 (2006) (distinguishing when knowledge exists but there is no potential for injury for sanction purposes)
- In re Disciplinary Proceeding Against Gillingham, 126 Wn.2d 454 (1995) (sanctions must be "roughly proportionate" to misconduct)
- In re Disciplinary Proceeding Against Schafer, 149 Wn.2d 148 (2003) (comparative decisions on disclosure of client confidences used for proportionality analysis)
